DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through RBC Rochdale, LLC
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Michael Owen Adair dual registrant | RBC Rochdale, LLC BD affiliated | Sylacauga, Al | Aug 6, 2012 | 25 y | 4 | 13 |
| Kashif Sagheer Ahmad Chartered Financial Analyst · dual registrant | RBC Rochdale, LLC BD affiliated | Freehold, Nj | Jan 4, 2007 | 26 y | 0 | 9 |
| Richard Thomas Allison Chartered Financial Analyst · dual registrant | RBC Rochdale, LLC BD affiliated | New York, Ny | Mar 8, 2022 | 11 y | 1 | 2 |
| R•••• M••••• A••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Mar 28, 2016 | 10 y | 0 | 3 |
| M••• P•••••• A•••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Irvine, Ca | Jul 16, 2021 | 14 y | 2 | 1 |
| M•••• T••••• A•••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | May 8, 2023 | 28 y | 2 | 5 |
| A••••• J•••• A••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jul 22, 2014 | 12 y | 0 | 2 |
| C••••••••• S• A••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | Irvine, Ca | Mar 4, 2020 | 15 y | 4 | 2 |
| E••••• S••••• B••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Orlando, Fl | Feb 5, 2019 | 12 y | 1 | 1 |
| C••••• J•••• B•••• dual registrant | R•• R•••••••• L•• BD affiliated | Beverly Hills, Ca | Aug 23, 2022 | 10 y | 0 | 6 |
| J••••• E••••• B••••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Matthews, Nc | Aug 27, 2026 | 16 y | 3 | 1 |
| S••• C•••••••• B••••• dual registrant | R•• R•••••••• L•• BD affiliated | La Jolla, Ca | Dec 7, 2012 | 14 y | 0 | 3 |
| N•••• B•••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Beverly Hills, Ca | Jan 29, 2024 | 11 y | 2 | 1 |
| K•••• G••••• B•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Sep 12, 2025 | 15 y | 6 | 3 |
| A••••• G•••••• B•••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | Beverly Hills, Ca | Feb 5, 2013 | 17 y | 0 | 2 |
| C•••••• D•••• B•••••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Sep 5, 2013 | 19 y | 0 | 1 |
| J••••• M• B••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jan 31, 2013 | 13 y | 0 | 4 |
| S•••••• C•••• B•••••• dual registrant | R•• R•••••••• L•• BD affiliated | Oviedo, Fl | Feb 16, 2010 | 31 y | 1 | 2 |
| G•••••• T••••• B••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jul 13, 2026 | 10 y | 3 | 1 |
| L•••• C•••• B••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Southport, Nc | Jan 24, 2023 | 16 y | 5 | 3 |
| J••••••• N• C••••• dual registrant | R•• R•••••••• L•• BD affiliated | Allentown, Pa | May 10, 2022 | 15 y | 2 | 2 |
| N••••••• P• C•••••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | May 20, 2015 | 11 y | 0 | 5 |
| S•••• B• P• C•••••• dual registrant | R•• R•••••••• L•• BD affiliated | La Mesa, Ca | Jun 29, 2013 | 29 y | 0 | 3 |
| A••••• F•••••• C••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jan 27, 2020 | 11 y | 0 | 2 |
| J••• C•••••••• C•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 18, 2025 | 13 y | 0 | 1 |
| M•••••• P•••• C••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Basking Ridge, Nj | Dec 5, 2014 | 14 y | 1 | 5 |
| L•••••• D••• C••• dual registrant | R•• R•••••••• L•• BD affiliated | Beverly Hills, Ca | Nov 4, 2010 | 19 y | 2 | 3 |
| M•••••• P•••• C•••••• | R•• R•••••••• L•• BD affiliated | New York, Ny | Mar 19, 2026 | 13 y | 2 | 1 |
| T•• G• C•• dual registrant | R•• R•••••••• L•• BD affiliated | Richmond, Va | Jul 24, 2001 | 25 y | 0 | 34 |
| R•••••• M• C•••• dual registrant | R•• R•••••••• L•• BD affiliated | San Francisco, Ca | Jul 29, 2013 | 18 y | 2 | 2 |
| A••••• D••• | R•• R•••••••• L•• BD affiliated | Beverly Hills, Ca | Sep 5, 2025 | 11 y | 1 | 1 |
| E•••••••• T••••• D••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Mar 16, 2001 | 29 y | 0 | 6 |
| J••••••• P•••• D•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Mar 8, 2010 | 19 y | 1 | 15 |
| J••• D••••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Dec 18, 2025 | 17 y | 5 | 6 |
| A••••• M••• E•••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Apr 9, 2015 | 11 y | 0 | 2 |
| M•••••• E•• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Feb 25, 2026 | 31 y | 1 | 1 |
| T••••• V•••••• F••••• | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 17, 2019 | 15 y | 0 | 2 |
| A••••• J••• F••••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Dec 17, 2021 | 10 y | 1 | 3 |
| M•••••••• R••• F•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Feb 2, 2026 | 11 y | 0 | 1 |
| E••• R• F•••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | May 26, 2022 | 23 y | 1 | 3 |
| G••••• G•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 15, 2020 | 39 y | 1 | 2 |
| S••••• G••••• Chartered Financial Consultant · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jun 12, 2017 | 17 y | 2 | 2 |
| O••••• S•••••• G••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 19, 2022 | 15 y | 0 | 6 |
| C••• M••••• G••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jan 9, 2026 | 10 y | 3 | 4 |
| A••••• G••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 25, 2024 | 12 y | 0 | 2 |
| B•••• S••••• G•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jan 9, 2026 | 21 y | 5 | 1 |
| P••• M•••••• G•••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Oct 5, 2001 | 25 y | 0 | 40 |
| M••• A•••• G••••••• dual registrant | R•• R•••••••• L•• BD affiliated | Glendale, Ca | Nov 21, 2022 | 12 y | 0 | 1 |
| D••• B••••• H•••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Aug 8, 2024 | 10 y | 0 | 1 |
| J••••••• D•••• H••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | Brooklyn, Ny | Aug 9, 2018 | 13 y | 2 | 4 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Page 1 of 3Next
119 advisors match.