DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Cwm, LLC

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

AdvisorFirmBranchHere sinceIn industryPrior firmsStates
Brian Nikolas Aamlid
Certified Financial Planner
Cwm, LLC BD affiliatedOmaha, Ne Mar 22, 201810 y11
David Jeffery Abbs
Certified Financial Planner · dual registrant
Cwm, LLC BD affiliatedPalatine, Il Jun 18, 201844 y13
Maria Carmen Barnes Abustan
Cwm, LLC BD affiliatedHauppauge, Ny Nov 17, 202310 y01
J••••••• E••• A••••
C••• L•• BD affiliatedEnglewood, Co Jul 9, 202529 y11
C••••••••• M•••••• A••••
dual registrant
C••• L•• BD affiliatedNew Orleans, La Mar 19, 201931 y12
D••••• H••••• A••••
Certified Financial Planner
C••• L•• BD affiliatedOmaha, Ne Sep 12, 201824 y42
K•••••••• D•••• A••••••
Chartered Financial Consultant
C••• L•• BD affiliatedBethpage, Ny Mar 11, 202640 y01
T••••••• R•••••• A••••••
dual registrant
C••• L•• BD affiliatedBethpage, Ny Mar 11, 202633 y11
R•••••• J• A•••••
Certified Financial Planner
C••• L•• BD affiliatedOmaha, Ne Jan 5, 202315 y11
M•••••• S••••• A••
dual registrant
C••• L•• BD affiliatedQuincy, Il Aug 8, 201417 y13
C••••••••• C•••••• A••••
Certified Financial Planner
C••• L•• BD affiliatedOmaha, Ne Nov 10, 202511 y14
N•••••• N•••• A••••
dual registrant
C••• L•• BD affiliatedCharlotte, Nc Sep 16, 202611 y21
C••••• B••••••• A••••••
dual registrant
C••• L•• BD affiliatedOmaha, Ne Aug 16, 201642 y32
M•••••• J•••• A•••••••
dual registrant
C••• L•• BD affiliatedIndianapolis, In Jul 30, 201911 y31
B•••• A•••••••
Chartered Financial Analyst
C••• L•• BD affiliatedOmaha, Ne Feb 18, 202511 y01
C•••• C••••••••• A•••••••
C••• L•• BD affiliatedOmaha, Ne May 8, 202323 y22
S••••• B•••••• A•••••••
Certified Financial Planner
C••• L•• BD affiliatedOmaha, Ne Jan 2, 201920 y32
J••••••• W•••••• A••••
Certified Financial Planner
C••• L•• BD affiliatedCincinnati, Oh Nov 10, 202515 y22
M••• D•••• A••••••••
Certified Financial Planner
C••• L•• BD affiliatedOmaha, Ne Aug 6, 201823 y22
K•••••• A••••
C••• L•• BD affiliatedAustin, Tx Aug 16, 202326 y21
P••• D••••• A••••••
C••• L•• BD affiliatedSunset, La May 18, 202627 y23
M•••••• D•••• A••••••
dual registrant
C••• L•• BD affiliatedOmaha, Ne Dec 3, 20259 y31
D••••• A••••
Certified Financial Planner
C••• L•• BD affiliatedRed Bank, Nj Mar 1, 202123 y32
R••••• W••••• A••••
dual registrant
C••• L•• BD affiliatedOmaha, Ne Oct 8, 202518 y21
R•••• S•••••• A•••••••
C••• L•• BD affiliatedNew Smyrna, Fl Jan 26, 202640 y82
J••••••• E••••• A•••••
dual registrant
C••• L•• BD affiliatedOmaha, Ne Mar 12, 202520 y21
M••• L•••• B•••
Chartered Financial Consultant
C••• L•• BD affiliatedOmaha, Ne Jun 1, 202027 y22
G•••• M••••••••• B••••
C••• L•• BD affiliatedOmaha, Ne Dec 11, 202313 y02
C••••• S•••• B•••••••••
Certified Financial Planner, Chartered Financial Consultant
C••• L•• BD affiliatedOmaha, Ne Jul 6, 202618 y21
D••••• T••• B•••••
C••• L•• BD affiliatedOmaha, Ne Apr 24, 201329 y51
P••• H•••• B•••••
C••• L•• BD affiliatedFishers, In May 29, 202520 y102
D•••• A••••• B••••••
C••• L•• BD affiliatedAugusta, Ga Mar 10, 202517 y01
J•••• E•••• B••••••
Chartered Financial Consultant
C••• L•• BD affiliatedDoylestown, Pa Dec 7, 201818 y11
M••••• D••• B••••
C••• L•• BD affiliatedWichita, KsMay 29, 201924 y21
D••• F•••••••• B•••
C••• L•• BD affiliatedEnglewood, Co Jul 8, 202518 y42
S•••• B•••••
C••• L•• BD affiliatedWichita, Ks Feb 1, 202410 y01
A••••• D••••••• B•••••
dual registrant
C••• L•• BD affiliatedOmaha, Ne Nov 6, 202512 y11
J••• R•••• B••••••
dual registrant
C••• L•• BD affiliatedWashington, Dc Jun 29, 202210 y13
M•••••• W••••• B•••••••
C••• L•• BD affiliatedOmaha, Ne Jul 8, 202522 y32
K•••••• M•••• B•••
C••• L•• BD affiliatedOmaha, Ne Oct 7, 202410 y21
B•••• V•••• B•••
dual registrant
C••• L•• BD affiliatedSouthlake, Tx Sep 29, 202510 y11
V••••• D• B•••
dual registrant
C••• L•• BD affiliatedCanonsburg, Pa Apr 2, 201931 y22
B••••••• W•••• B•••••
C••• L•• BD affiliatedOmaha, Ne Apr 29, 201923 y23
B•••• Z•••••• B•••••
Certified Financial Planner
C••• L•• BD affiliatedHighland Ranch, Co Apr 4, 202314 y01
B•••••• J•• B•••••••
Certified Financial Planner, Chartered Financial Consultant · dual registrant
C••• L•• BD affiliatedGrand Forks, Nd Sep 27, 201811 y11
M•••••• D••••• B•••••••
C••• L•• BD affiliatedTorrance, Ca Oct 19, 202034 y62
S•••••• D•••• B••••
dual registrant
C••• L•• BD affiliatedOmaha, NeJan 8, 201813 y01
J•••• M•••••• B•••
C••• L•• BD affiliatedSpokane Valley, Wa Jul 25, 202211 y02
S•••• S•••••• B•••••••
C••• L•• BD affiliatedStephenville, Tx Mar 18, 202612 y01
J•••••• R••••• B••••
Certified Financial Planner
C••• L•• BD affiliatedHauppauge, Ny Aug 31, 202210 y02

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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615 advisors match.