DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through Capital Analysts
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| William J Adelsberger dual registrant | Capital Analysts BD affiliated | Horsham, Pa | Jun 16, 2011 | 36 y | 0 | 1 |
| Don Wesley Adwell dual registrant | Capital Analysts BD affiliated | Lutz, Fl | Aug 28, 2012 | 38 y | 0 | 1 |
| Richard Orlando Ahumada dual registrant | Capital Analysts BD affiliated | Fort Washington, Pa | Dec 2, 2021 | 34 y | 2 | 1 |
| E•••• I• A••••• dual registrant | C•••••• A••••••• BD affiliated | Crystal Lake, Il | Aug 7, 2023 | 25 y | 2 | 1 |
| J••••• R•••••• A••••••• dual registrant | C•••••• A••••••• BD affiliated | Rochester, Ny | Dec 10, 2021 | 10 y | 1 | 1 |
| J••• K• A•••• dual registrant | C•••••• A••••••• BD affiliated | Sugarland, Tx | Nov 17, 2006 | 20 y | 0 | 1 |
| B•••• D•••••• A•••••••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Jul 18, 2024 | 16 y | 1 | 1 |
| G•••• S•••••• A•••• Chartered Financial Consultant · dual registrant | C•••••• A••••••• BD affiliated | Amherst, Ma | Jun 19, 2012 | 35 y | 0 | 1 |
| A•••• M•••••• A••••• dual registrant | C•••••• A••••••• BD affiliated | Tucson, Az | Oct 11, 2017 | 28 y | 1 | 1 |
| B•••• T••••• A•••••• dual registrant | C•••••• A••••••• BD affiliated | Renton, Wa | May 29, 2013 | 13 y | 0 | 2 |
| J•••• E•••• A•••••• dual registrant | C•••••• A••••••• BD affiliated | Renton, Wa | Jan 2, 2018 | 27 y | 3 | 2 |
| A•••• E• A•••• dual registrant | C•••••• A••••••• BD affiliated | Slidell, La | Jun 2, 2016 | 11 y | 0 | 1 |
| M••• F•••••• A•••••• dual registrant | C•••••• A••••••• BD affiliated | Braintree, Ma | Aug 22, 2012 | 20 y | 0 | 1 |
| G••••••• A•••• dual registrant | C•••••• A••••••• BD affiliated | Lombard, Il | Jun 20, 2007 | 19 y | 0 | 1 |
| H••••• C•••••• A••••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Rochester, Ny | Jun 13, 2017 | 33 y | 1 | 3 |
| A••• I••• A••• dual registrant | C•••••• A••••••• BD affiliated | Frisco, Tx | Jan 31, 2018 | 26 y | 3 | 1 |
| M••• A•••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Dec 4, 2023 | 18 y | 1 | 1 |
| S•••••• C•••• B••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Wallingford, Pa | Apr 4, 2011 | 25 y | 0 | 2 |
| J•• E••••• B•••••• dual registrant | C•••••• A••••••• BD affiliated | Lutz, Fl | Sep 27, 2005 | 27 y | 3 | 1 |
| D•••••• H•••• B••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Lawrenceville, Nj | Jun 1, 2012 | 24 y | 1 | 1 |
| T••••• G••••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Farmington Hills, Mi | Feb 20, 2014 | 35 y | 0 | 1 |
| G••••• A• B•••••• dual registrant | C•••••• A••••••• BD affiliated | Zelienople, Pa | Feb 2, 2024 | 45 y | 3 | 1 |
| T•••••• J••••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Jan 17, 2012 | 45 y | 4 | 1 |
| J•••••• M•••••• B••••• dual registrant | C•••••• A••••••• BD affiliated | Orlando, Fl | Jun 1, 2012 | 17 y | 1 | 1 |
| F••• L•• B•••••• dual registrant | C•••••• A••••••• BD affiliated | St. Petersburg, Fl | Jun 2, 2017 | 25 y | 1 | 2 |
| S••• B••••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Sep 3, 2020 | 15 y | 0 | 1 |
| A••••••••• M•••• B••••• dual registrant | C•••••• A••••••• BD affiliated | Scarsdale, Ny | May 26, 2021 | 21 y | 0 | 1 |
| A•••••• T••••• B••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Mar 25, 2021 | 34 y | 0 | 1 |
| N••••••• J•••• B••••• dual registrant | C•••••• A••••••• BD affiliated | East Syracuse, Ny | Mar 25, 2021 | 20 y | 0 | 1 |
| K••••• J•••• B•••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant | C•••••• A••••••• BD affiliated | Anchorage, Ak | Jan 3, 2023 | 35 y | 1 | 1 |
| G•••••• C•••••• B••••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Nov 3, 2015 | 12 y | 1 | 1 |
| D•••• J••• B•••••• dual registrant | C•••••• A••••••• BD affiliated | Crystal Lake, Il | Jan 17, 2024 | 33 y | 0 | 1 |
| P•••••• J••••• B••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Jul 26, 2002 | 36 y | 0 | 1 |
| F•••••• R•••••• B••••••• dual registrant | C•••••• A••••••• BD affiliated | Wellington, Fl | Mar 29, 2024 | 20 y | 0 | 1 |
| R••••• H••••• B•••••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Great Neck, Ny | Mar 25, 2021 | 33 y | 1 | 1 |
| T••••••• E••• B••••• Chartered Financial Consultant · dual registrant | C•••••• A••••••• BD affiliated | Maria Stein, Oh | Jun 1, 2012 | 52 y | 1 | 1 |
| M••• C•••••• B••••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Minneapolis, Mn | Jan 23, 2014 | 33 y | 0 | 2 |
| B•••• E• B•••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Oaklyn, Nj | Aug 1, 2016 | 30 y | 7 | 1 |
| M•••••• B••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Mar 7, 2023 | 16 y | 0 | 1 |
| T••••• F•••• B••• dual registrant | C•••••• A••••••• BD affiliated | Bradenton, Fl | Mar 25, 2021 | 34 y | 0 | 1 |
| J••• V•••••• B•••••••• dual registrant | C•••••• A••••••• BD affiliated | Braintree, Ma | Dec 15, 2017 | 32 y | 5 | 1 |
| K•••••• E••••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Fort Washington, Pa | Jun 26, 2019 | 10 y | 1 | 1 |
| G•••••••• A••• B••• dual registrant | C•••••• A••••••• BD affiliated | Getzville, Ny | Mar 25, 2021 | 10 y | 1 | 1 |
| N••••••• B•••••••• dual registrant | C•••••• A••••••• BD affiliated | South Setauket, Ny | Mar 25, 2021 | 10 y | 0 | 1 |
| R•••••• A••••• B•••••••• dual registrant | C•••••• A••••••• BD affiliated | Woodland Hills, Ca | Aug 16, 2017 | 23 y | 0 | 1 |
| R••• B••••••• B••• Certified Financial Planner · dual registrant | C•••••• A••••••• BD affiliated | Woodland Hills, Ca | Jun 1, 2012 | 24 y | 1 | 2 |
| T••• A•••••••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Braintree, Ma | Aug 27, 2012 | 22 y | 1 | 1 |
| D••• M•••• B•••••• dual registrant | C•••••• A••••••• BD affiliated | Feeding Hills, Ma | Jul 24, 2019 | 34 y | 0 | 1 |
| A•••• J••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Land O Lakes, Fl | Aug 13, 2024 | 10 y | 1 | 1 |
| N•••••• B•••• dual registrant | C•••••• A••••••• BD affiliated | Greenville, Nc | Mar 14, 2024 | 13 y | 0 | 1 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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614 advisors match.