DFX Intelligence
Advisors
Advisors registered through Pfg Advisors
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Harold Charles Morrow Personal Financial Specialist · dual registrant | Pfg Advisors independent RIA | Deming, Nm | Apr 18, 2018 | 42 y | 4 | 2 |
| Adam Howard Mosbach Certified Financial Planner | Pfg Advisors independent RIA | Phoenix, Az | Dec 11, 2019 | 33 y | 2 | 2 |
| Randal George Nelson | Pfg Advisors independent RIA | Eagle, Id | Mar 3, 2026 | 34 y | 0 | 1 |
| M••• P•••••• N•••••• dual registrant | P•• A••••••• independent RIA | Goodyear, Az | Jun 4, 2024 | 11 y | 2 | 1 |
| R•••••• D••• P•••••• dual registrant | P•• A••••••• independent RIA | Farmington, Nm | Apr 18, 2018 | 38 y | 3 | 2 |
| L•••• B•••••• P••••• Certified Financial Planner | P•• A••••••• independent RIA | Phoenix, Az | Aug 16, 2019 | 26 y | 4 | 1 |
| M•••••• T••••• P•••• dual registrant | P•• A••••••• independent RIA | Peoria, Az | Mar 16, 2015 | 31 y | 4 | 1 |
| K•••••• C• R••••••• dual registrant | P•• A••••••• independent RIA | Lorena, Tx | Jan 6, 2023 | 16 y | 1 | 2 |
| C•••••• R••••• dual registrant | P•• A••••••• independent RIA | Tempe, Az | Dec 6, 2024 | 20 y | 3 | 1 |
| T••••• I•• R•••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant | P•• A••••••• independent RIA | Tempe, Az | Mar 27, 2015 | 27 y | 3 | 1 |
| A•••••• T••••••• R•••• dual registrant | P•• A••••••• independent RIA | Peoria, Az | Jun 23, 2020 | 29 y | 1 | 2 |
| B•••• E••••• R•••••• | P•• A••••••• independent RIA | Phoenix, Az | Nov 19, 2021 | 13 y | 2 | 1 |
| A••• D• R•••• dual registrant | P•• A••••••• independent RIA | Mesa, Az | Jan 11, 2023 | 13 y | 2 | 2 |
| H•••••• L••••• S••••• | P•• A••••••• independent RIA | Albuquerque, Nm | Apr 18, 2018 | 28 y | 3 | 3 |
| A••••• M•••• S••••• | P•• A••••••• independent RIA | Phoenix, Az | Jul 22, 2026 | 15 y | 1 | 1 |
| A••••• B•••• S•••••• dual registrant | P•• A••••••• independent RIA | El Cajon, Ca | Nov 16, 2023 | 20 y | 4 | 1 |
| J••••••• A• S•••• dual registrant | P•• A••••••• independent RIA | San Jose, Ca | Mar 19, 2025 | 38 y | 5 | 1 |
| J••••• L•• S••••••• dual registrant | P•• A••••••• independent RIA | Phoenix, Az | Aug 26, 2021 | 12 y | 0 | 2 |
| J•••• J• S•• dual registrant | P•• A••••••• independent RIA | Los Angeles, Ca | Sep 22, 2020 | 34 y | 7 | 2 |
| S•••• W••• S•••••••• | P•• A••••••• independent RIA | Eagle, Id | Sep 18, 2020 | 19 y | 2 | 1 |
| R••••• J••• T••••••• dual registrant | P•• A••••••• independent RIA | Austin, Tx | Apr 5, 2021 | 29 y | 4 | 1 |
| M•••••• J••••• T•••••• dual registrant | P•• A••••••• independent RIA | Eugene, Or | Jun 4, 2020 | 10 y | 1 | 2 |
| F•••••••• J••• T••• dual registrant | P•• A••••••• independent RIA | Phoenix, Az | May 7, 2019 | 21 y | 1 | 1 |
| K••• J••••• T••••• dual registrant | P•• A••••••• independent RIA | Mesa, Az | Jan 11, 2023 | 14 y | 2 | 2 |
| S••••• V•••• dual registrant | P•• A••••••• independent RIA | Phoenix, Az | Jan 22, 2019 | 25 y | 1 | 2 |
| A••••• A•••• V•• D••• dual registrant | P•• A••••••• independent RIA | Boise, Id | May 13, 2023 | 12 y | 0 | 1 |
| M•••••• A••• V••••• | P•• A••••••• independent RIA | Albuquerque, Nm | Aug 13, 2021 | 16 y | 0 | 2 |
| C••• A• W••••• dual registrant | P•• A••••••• independent RIA | Phoenix, Az | Dec 18, 2018 | 25 y | 5 | 2 |
| J•• M• W••• | P•• A••••••• independent RIA | Rio Rancho, Nm | Apr 18, 2018 | 12 y | 1 | 2 |
| D•••••• P•••• W•••••••• dual registrant | P•• A••••••• independent RIA | Phoenix, Az | Aug 31, 2021 | 30 y | 2 | 1 |
| M•••••• Y••••••• dual registrant | P•• A••••••• independent RIA | Cupertino, Ca | Aug 14, 2023 | 16 y | 2 | 1 |
| V••••••• L••• Y••••• Certified Financial Planner | P•• A••••••• independent RIA | Mesa, Az | Sep 20, 2024 | 20 y | 1 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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82 advisors match.