DFX Intelligence
Advisors
Advisors registered through Mariner IndependentAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
121 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Alison Morgan Roth Certified Financial Planner, Chartered Financial Analyst | Mariner Independent independent RIA | Woodland Hills, Ca | May 3, 2022 | 11 y | 2 | 2 |
| Charles Bennett Sachs Certified Financial Planner | Mariner Independent independent RIA | Coral Gables, Fl | Nov 13, 2024 | 20 y | 6 | 1 |
| Daniel Carl Saladino Certified Financial Planner | Mariner Independent independent RIA | Chicago, Il | Jan 4, 2024 | 14 y | 1 | 1 |
| J••••••• S•••••••• | M•••••• I••••••••• independent RIA | Castle Rock, Co | Jun 3, 2026 | 10 y | 2 | 1 |
| E••••• C•••••• S••••• | M•••••• I••••••••• independent RIA | Carnegie, Pa | Oct 1, 2025 | 21 y | 2 | 2 |
| J•••• D•••••• S••••••• Certified Financial Planner, Chartered Financial Consultant | M•••••• I••••••••• independent RIA | Paramus, Nj | Mar 2, 2022 | 24 y | 4 | 2 |
| P•••••• M•••••• S••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Milford, Mi | Mar 20, 2024 | 20 y | 6 | 3 |
| D•••• A••• S•••••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Rochelle Park, Nj | May 15, 2023 | 26 y | 2 | 2 |
| H••••• J••• S••••••• | M•••••• I••••••••• independent RIA | Overland Park, Ks | Apr 17, 2026 | 12 y | 1 | 2 |
| J••• S••••• Certified Financial Planner, Chartered Financial Consultant | M•••••• I••••••••• independent RIA | Lubbock, Tx | Nov 7, 2022 | 27 y | 3 | 1 |
| C••••• A•• S••••• | M•••••• I••••••••• independent RIA | Tampa, Fl | Dec 2, 2024 | 38 y | 5 | 2 |
| J••••• J••• S•••••••• | M•••••• I••••••••• independent RIA | Dedham, Ma | Sep 22, 2026 | 32 y | 0 | 1 |
| T•••• L••• S••••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Derry, Nh | Aug 10, 2024 | 21 y | 5 | 1 |
| A••••• L••••• T••••••••• | M•••••• I••••••••• independent RIA | Aliso Viejo, Ca | Jun 4, 2026 | 12 y | 2 | 1 |
| R•••• M•••••• T•••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Dubuque, Ia | Apr 8, 2026 | 11 y | 1 | 1 |
| M•••• S•••••• T•••• Chartered Financial Consultant | M•••••• I••••••••• independent RIA | Stratham, Nh | May 14, 2026 | 11 y | 0 | 1 |
| J••••• F•••••• T••••••• Chartered Financial Analyst | M•••••• I••••••••• independent RIA | Irvine, Ca | Sep 2, 2025 | 15 y | 3 | 2 |
| C••• P• T•••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Des Moines, Ia | Apr 24, 2025 | 26 y | 1 | 1 |
| R••••• A•• V••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Los Angeles, Ca | Jun 2, 2022 | 12 y | 1 | 2 |
| B•••••• B••••• W•••• Certified Financial Planner | M•••••• I••••••••• independent RIA | Baton Rouge, La | Jan 13, 2026 | 12 y | 1 | 1 |
| J••••••• J••••• W•••• Certified Financial Planner, Chartered Financial Consultant | M•••••• I••••••••• independent RIA | Baton Rouge, La | Jan 13, 2026 | 10 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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