DFX Intelligence
Advisors
Advisors registered through CorientAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
651 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Bryan Daniel Smalley | Corient independent RIA | Morristown, Nj | Jan 19, 2023 | 15 y | 1 | 1 |
| James Joseph Smerke Certified Financial Planner | Corient independent RIA | Columbus, Oh | Feb 19, 2026 | 11 y | 2 | 1 |
| Evan K Smith Certified Financial Planner | Corient independent RIA | Morristown, Nj | Jul 30, 2026 | 14 y | 2 | 1 |
| S••••• G••••• S•••• | C•••••• independent RIA | New York, Ny | Dec 12, 2022 | 18 y | 1 | 1 |
| J••• D•• S•••• Certified Financial Planner | C•••••• independent RIA | Itasca, Il | Dec 14, 2022 | 25 y | 2 | 2 |
| K•••••• A••••• S•••• Chartered Financial Analyst | C•••••• independent RIA | Birmingham, Mi | Dec 5, 2022 | 11 y | 1 | 1 |
| D•••• W•••••• S••••• | C•••••• independent RIA | Chicago, Il | Jun 25, 2026 | 10 y | 1 | 1 |
| D••••• J••• S•••• | C•••••• independent RIA | Nokomis, Fl | Dec 22, 2022 | 32 y | 1 | 2 |
| J•••• R• S•••••••• Certified Financial Planner | C•••••• independent RIA | Morristown, Nj | Feb 2, 2023 | 20 y | 1 | 1 |
| S•••••• N••••••• S••••• | C•••••• independent RIA | Chicago, Il | Nov 8, 2024 | 23 y | 2 | 1 |
| S••••• S•••••• Chartered Financial Analyst | C•••••• independent RIA | Tulsa, Ok | Jul 9, 2026 | 31 y | 3 | 1 |
| J••••• F• S••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Dec 12, 2022 | 28 y | 3 | 2 |
| R••• S••••• | C•••••• independent RIA | Indianapolis, In | Jan 28, 2026 | 12 y | 0 | 1 |
| J••••• M•••••• S•••• Certified Financial Planner | C•••••• independent RIA | Wayne, Pa | Nov 2, 2022 | 12 y | 2 | 2 |
| D•••• M•••••• S•••••• | C•••••• independent RIA | New York, Ny | Dec 13, 2022 | 38 y | 2 | 2 |
| S••• P•••••• S••••••••• Chartered Financial Analyst | C•••••• independent RIA | San Francisco, Ca | Nov 8, 2024 | 22 y | 1 | 1 |
| M•••••• R••••• S•••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Dec 13, 2022 | 25 y | 1 | 3 |
| G•••••• S••••••• | C•••••• independent RIA | Newport Beach, Ca | Feb 11, 2026 | 11 y | 0 | 1 |
| A••••• J•• S•••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 17, 2026 | 13 y | 1 | 2 |
| J•••• S•••• S•••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 26, 2026 | 10 y | 0 | 1 |
| D•••• A••• S•••••••• | C•••••• independent RIA | Chicago, Il | Jul 8, 2026 | 28 y | 2 | 1 |
| E••••• M•••• S•••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Dec 13, 2022 | 12 y | 2 | 2 |
| I••••• S•••••• S•••••• Certified Financial Planner | C•••••• independent RIA | Columbus, Oh | Nov 23, 2022 | 14 y | 1 | 1 |
| A•••••••• F••••• S••••••• | C•••••• independent RIA | Newport Beach, Ca | Nov 16, 2022 | 37 y | 2 | 2 |
| K•••• D•••• S•••••• | C•••••• independent RIA | Weston, Fl | Aug 16, 2024 | 34 y | 7 | 3 |
| M•••••• N••••• S•••••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | Sep 15, 2022 | 14 y | 3 | 2 |
| J••••• P•••••• S••••••• | C•••••• independent RIA | Seattle, Wa | Feb 20, 2023 | 33 y | 3 | 2 |
| G••••• D•••• S••••• | C•••••• independent RIA | Weston, Fl | Aug 15, 2024 | 11 y | 4 | 2 |
| J•••••• E• S•••• Certified Financial Planner | C•••••• independent RIA | Columbus, Oh | Nov 23, 2022 | 24 y | 1 | 1 |
| C••••••••• S••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Feb 12, 2026 | 10 y | 0 | 1 |
| A•••• M••••••• S••••••• | C•••••• independent RIA | Menlo Park, Ca | Jan 20, 2023 | 11 y | 3 | 1 |
| B•••• R••••• S••••••• | C•••••• independent RIA | New York, Ny | Feb 6, 2025 | 12 y | 3 | 1 |
| T•••••• C••••• S••••••• | C•••••• independent RIA | Shaker Heights, Oh | Jul 15, 2024 | 29 y | 2 | 1 |
| M•••••• D•• R•• T••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Sep 6, 2024 | 13 y | 0 | 1 |
| J•••• S••••••••• T•••• | C•••••• independent RIA | Dallas, Tx | Nov 19, 2022 | 30 y | 3 | 1 |
| C•••• J•••• I•••• T••• Certified Financial Planner | C•••••• independent RIA | Seattle, Wa | Apr 21, 2026 | 20 y | 5 | 1 |
| A••• M••••• T••••• Certified Financial Planner | C•••••• independent RIA | Dallas, Tx | Aug 14, 2025 | 14 y | 4 | 1 |
| W•••••• C••• T••••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | Jun 6, 2025 | 11 y | 1 | 1 |
| C••••••••• J•• T••••• | C•••••• independent RIA | Bellevue, Wa | Oct 3, 2025 | 25 y | 3 | 2 |
| N••• A•••••• T••••• Certified Financial Planner | C•••••• independent RIA | Phoenix, Az | Dec 14, 2022 | 15 y | 2 | 2 |
| M•••••• C••• T•••••••• | C•••••• independent RIA | New York, Ny | Dec 12, 2022 | 12 y | 2 | 3 |
| C•••••• E••••• T••••• Chartered Financial Analyst | C•••••• independent RIA | Dallas, Tx | Nov 19, 2022 | 35 y | 1 | 1 |
| L•••••• P••••• T•••••••• Certified Financial Planner | C•••••• independent RIA | San Francisco, Ca | Nov 5, 2024 | 21 y | 3 | 2 |
| L••••• E•••••••• T••••••• | C•••••• independent RIA | Seattle, Wa | Dec 7, 2023 | 12 y | 0 | 1 |
| S•••••• K•••• T••••• Chartered Financial Analyst | C•••••• independent RIA | Houston, Tx | Apr 30, 2026 | 14 y | 1 | 1 |
| D•••• T•• Chartered Financial Analyst | C•••••• independent RIA | Seattle, Wa | Jun 29, 2023 | 11 y | 0 | 1 |
| A••••• B••••• T•••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Jan 6, 2026 | 12 y | 1 | 1 |
| J••••• A••• T••••• | C•••••• independent RIA | Tulsa, Ok | Jul 7, 2026 | 22 y | 1 | 2 |
| A•••••••• R••••• T••• | C•••••• independent RIA | Chicago, Il | Jun 17, 2026 | 10 y | 1 | 1 |
| S•••• A••••• T••••• Chartered Financial Analyst | C•••••• independent RIA | San Francisco, Ca | Jan 20, 2026 | 11 y | 2 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.