DFX Intelligence
Advisors
Advisors registered through CorientAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
652 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Robert T Ellis Chartered Financial Analyst | Corient independent RIA | New York, Ny | Feb 10, 2023 | 14 y | 1 | 3 |
| Christine Brosseau Emerson Certified Financial Planner | Corient independent RIA | Portland , Me | Aug 3, 2026 | 11 y | 0 | 1 |
| Sean Engel Certified Financial Planner | Corient independent RIA | New York, Ny | Apr 23, 2026 | 10 y | 1 | 1 |
| N••••••• Y••••••• E••••••• | C•••••• independent RIA | Seattle, Wa | Jul 31, 2025 | 10 y | 1 | 1 |
| J•••• T••••• E•••••••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | San Diego, Ca | Sep 15, 2022 | 20 y | 1 | 2 |
| J•••• R•••••• E•••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Oct 23, 2024 | 22 y | 3 | 1 |
| S•••••• C••• E•••• | C•••••• independent RIA | Miami, Fl | Jul 11, 2024 | 25 y | 2 | 1 |
| J••••••• A• E••••••• Chartered Financial Analyst | C•••••• independent RIA | Boston, Ma | Oct 12, 2022 | 20 y | 3 | 1 |
| A••••• F••••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | May 29, 2026 | 13 y | 0 | 1 |
| T••••• W•••••• F••••• Certified Financial Planner | C•••••• independent RIA | Charlotte, Nc | Oct 11, 2022 | 19 y | 3 | 2 |
| K•••• A•• F••••••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | Jan 2, 2025 | 10 y | 2 | 1 |
| J••••• J•••••• F••••• | C•••••• independent RIA | Houston, Tx | May 2, 2023 | 12 y | 1 | 1 |
| M•••••• J• F••••• | C•••••• independent RIA | New York, Ny | Dec 12, 2022 | 14 y | 1 | 2 |
| A•••• J•• F•••••••• Chartered Financial Analyst | C•••••• independent RIA | New York, Ny | Jul 15, 2026 | 14 y | 0 | 1 |
| G•••• R••• F•••••• Certified Financial Planner | C•••••• independent RIA | Columbus, Oh | Sep 11, 2023 | 13 y | 0 | 1 |
| R••• W••••• F••••••• | C•••••• independent RIA | Houston, Tx | May 2, 2023 | 19 y | 1 | 1 |
| K•••• T• F••••• Certified Financial Planner | C•••••• independent RIA | Tulsa, Ok | Jul 9, 2026 | 12 y | 2 | 2 |
| J•••• O•••• F••••• Certified Financial Planner | C•••••• independent RIA | Portland, Me | Aug 17, 2026 | 23 y | 5 | 2 |
| J••••• M•••••• F•••• Certified Financial Planner | C•••••• independent RIA | Itasca, Il | Dec 14, 2022 | 17 y | 1 | 2 |
| M•••••• J••••• F•••• Certified Financial Planner | C•••••• independent RIA | Itasca, Il | Dec 14, 2022 | 10 y | 1 | 2 |
| L••• E••••• F••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jul 8, 2026 | 10 y | 1 | 1 |
| C••••• B••••••• F••••• Certified Financial Planner | C•••••• independent RIA | Dallas, Tx | Oct 24, 2023 | 14 y | 0 | 1 |
| A•••••• A•••••• F•••••• | C•••••• independent RIA | Houston, Tx | Feb 11, 2026 | 13 y | 3 | 1 |
| S••••• D• F•••••••• | C•••••• independent RIA | Houston, Tx | Jan 19, 2024 | 28 y | 5 | 1 |
| H••••• E••••• F•••••• Certified Financial Planner | C•••••• independent RIA | Charlotte, Nc | Oct 11, 2022 | 12 y | 1 | 2 |
| W•••••• B••••••• G••••• | C•••••• independent RIA | Miami, Fl | Jul 8, 2025 | 20 y | 0 | 1 |
| J••• M•••••• G•••••• | C•••••• independent RIA | Wayne, Pa | Aug 1, 2024 | 14 y | 1 | 1 |
| N••••••• R•••••• G•••••• Chartered Financial Analyst | C•••••• independent RIA | Boston, Ma | Oct 12, 2022 | 18 y | 1 | 1 |
| T•••• S•••• W••• G•••••• Certified Financial Planner | C•••••• independent RIA | Seattle, Wa | Feb 20, 2023 | 17 y | 2 | 1 |
| D••••• T••••• G••••• Certified Financial Planner | C•••••• independent RIA | St. Petersburg, Fl | Mar 22, 2023 | 14 y | 1 | 2 |
| A••••• R•••• G•••••• Certified Financial Planner | C•••••• independent RIA | Sewickley, Pa | Jun 18, 2024 | 18 y | 2 | 2 |
| J••• N••••••• G•••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | Jan 13, 2023 | 13 y | 0 | 1 |
| S••••• G••••• | C•••••• independent RIA | Houston, Tx | Jan 19, 2024 | 11 y | 3 | 1 |
| J•••• A• G••••••• Certified Financial Planner | C•••••• independent RIA | Boston, Ma | Oct 12, 2022 | 14 y | 2 | 2 |
| J••••• R••••• G•••••• | C•••••• independent RIA | Wayne, Pa | Mar 24, 2023 | 11 y | 0 | 1 |
| L••••• K••• G••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Dec 14, 2022 | 10 y | 1 | 1 |
| N•••• G••••••• Chartered Financial Analyst | C•••••• independent RIA | Columbus, Oh | Nov 23, 2022 | 10 y | 1 | 1 |
| J••••• B•••••• G•••••••• Chartered Financial Analyst, Chartered Investment Counselor | C•••••• independent RIA | Chicago, Il | Jan 3, 2023 | 32 y | 1 | 2 |
| K•••• C•••••• G•••••• Chartered Financial Analyst | C•••••• independent RIA | Tulsa, Ok | Jul 6, 2026 | 35 y | 1 | 2 |
| C•••••• S••••• G•••• Chartered Financial Analyst | C•••••• independent RIA | Chicago, Il | Dec 22, 2022 | 31 y | 1 | 2 |
| J•••••• M•••••• G•••••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | San Diego, Ca | Sep 15, 2022 | 19 y | 1 | 1 |
| R••••• L••••••• G••••• | C•••••• independent RIA | Phoenix, Az | Aug 25, 2026 | 33 y | 3 | 1 |
| A••• C•••••• G••••••••• | C•••••• independent RIA | Dallas, Tx | Nov 18, 2022 | 21 y | 4 | 1 |
| G••• A••••• G•••••••• Chartered Financial Analyst | C•••••• independent RIA | Shaker Heights, Oh | Jun 26, 2026 | 20 y | 2 | 1 |
| A••• T••••• G•••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 26, 2026 | 22 y | 4 | 1 |
| R••••• I•• G•••••••• | C•••••• independent RIA | New York, Ny | Dec 2, 2022 | 14 y | 1 | 2 |
| D•••••• J••••• G••••••• Certified Financial Planner | C•••••• independent RIA | Wayne, Pa | Nov 2, 2022 | 11 y | 1 | 1 |
| A•••••••• G•••••• Certified Financial Planner | C•••••• independent RIA | Boston, Ma | Sep 17, 2025 | 10 y | 1 | 1 |
| M••••• C•••••••• G•••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Feb 6, 2025 | 14 y | 2 | 1 |
| C•••• G••••••• | C•••••• independent RIA | Portland, Me | Aug 6, 2026 | 10 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.