DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through Smith Moore & Co.
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Austin Joseph Alejos dual registrant | Smith Moore & Co. BD affiliated | Overland Park, Ks | Nov 22, 2019 | 11 y | 0 | 1 |
| Mylan James Anderson dual registrant | Smith Moore & Co. BD affiliated | Brandon, Ms | Mar 6, 2020 | 18 y | 2 | 1 |
| Daniel Owen Backer dual registrant | Smith Moore & Co. BD affiliated | Fulton, Mo | Apr 30, 2026 | 11 y | 0 | 1 |
| M•••• A• B•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jul 18, 2024 | 11 y | 0 | 1 |
| T••• W•••••• B••••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Brandon, Ms | Jan 1, 2025 | 12 y | 2 | 1 |
| T•••••• H••••• B••••• dual registrant | S•••• M•••• • C•• BD affiliated | Fulton, Mo | Feb 5, 2021 | 28 y | 2 | 1 |
| M•••••• E••••• B•••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Moberly, Mo | Apr 29, 2021 | 33 y | 4 | 1 |
| G•••••• H••••• B••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Oct 28, 2015 | 30 y | 1 | 1 |
| A•• L••• B•••• dual registrant | S•••• M•••• • C•• BD affiliated | Ballwin, Mo | Sep 22, 2023 | 11 y | 0 | 1 |
| D•••• M• B•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Sep 18, 2024 | 13 y | 0 | 1 |
| J•••• G•••••• C••••• dual registrant | S•••• M•••• • C•• BD affiliated | Columbia, Mo | Oct 27, 2014 | 32 y | 0 | 1 |
| S••••••• L••• C•••• dual registrant | S•••• M•••• • C•• BD affiliated | Chesterfield, Mo | Apr 17, 2024 | 10 y | 0 | 1 |
| S•••••• J•••• D•••••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Apr 7, 2000 | 31 y | 0 | 1 |
| C••• C••••••••• D••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jun 10, 2022 | 14 y | 0 | 1 |
| C••• W•••• F•••• dual registrant | S•••• M•••• • C•• BD affiliated | Columbia, Mo | Feb 20, 2008 | 41 y | 0 | 1 |
| H••• L• G••••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Jefferson City, Mo | Jun 13, 2022 | 12 y | 1 | 1 |
| T••••• A•••••• G•••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Chesterfield, Mo | Mar 14, 2006 | 44 y | 0 | 1 |
| C•••••••• S•• H••• dual registrant | S•••• M•••• • C•• BD affiliated | Jefferson City, Mo | Dec 21, 2018 | 25 y | 7 | 1 |
| H•••• D••• H•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Jefferson City, Mo | Jul 13, 2011 | 43 y | 0 | 1 |
| K•••• E••••• K•••• dual registrant | S•••• M•••• • C•• BD affiliated | Overland Park, Ks | Jan 1, 2016 | 10 y | 0 | 1 |
| A••• C•••••• L••••• dual registrant | S•••• M•••• • C•• BD affiliated | Jefferson City, Mo | Aug 31, 2021 | 14 y | 1 | 1 |
| T••••• H••• L•• dual registrant | S•••• M•••• • C•• BD affiliated | Brandon, Ms | Mar 23, 2020 | 32 y | 6 | 1 |
| L••••• E•••••••• M••••••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Aug 18, 2022 | 14 y | 0 | 1 |
| D•••••• L•••• N•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Chesterfield, Mo | Jul 2, 2002 | 39 y | 0 | 2 |
| M••• N•••••• N•••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Jul 15, 2022 | 16 y | 0 | 1 |
| K••• A••• N•• dual registrant | S•••• M•••• • C•• BD affiliated | Overland Park, Ks | Sep 22, 2016 | 38 y | 1 | 1 |
| J•••• D•••• P••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jun 25, 2019 | 21 y | 5 | 1 |
| B••••• A• P••••• dual registrant | S•••• M•••• • C•• BD affiliated | Fulton, Mo | May 26, 2023 | 15 y | 0 | 1 |
| R••••• P••••• P•••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jul 1, 2002 | 39 y | 0 | 1 |
| D•••• J••••• P••••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Overland Park, Ks | Jun 30, 2009 | 28 y | 3 | 1 |
| R•••••• P••• R••••• dual registrant | S•••• M•••• • C•• BD affiliated | Overland Park, Ks | Jun 9, 2009 | 26 y | 1 | 1 |
| A•••• J• R••••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Columbia, Mo | Feb 5, 2021 | 17 y | 3 | 1 |
| B•••• P•••••• R••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Sep 1, 2026 | 18 y | 1 | 1 |
| I•• F••• R•••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Mar 15, 2018 | 12 y | 1 | 1 |
| K••• C•••••• S•••••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Aug 10, 2009 | 31 y | 2 | 1 |
| T•••••• E••••• S•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Aug 8, 2014 | 37 y | 0 | 1 |
| D•••••• M•••••• S•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Jul 31, 2009 | 30 y | 2 | 1 |
| N••••• M•••••• S•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Apr 30, 2024 | 10 y | 0 | 1 |
| K••• S••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Apr 25, 2022 | 13 y | 4 | 1 |
| A••• M•••••• S••••• dual registrant | S•••• M•••• • C•• BD affiliated | Effingham, Il | Jun 30, 2022 | 11 y | 0 | 1 |
| K•••• J••• S•••• Certified Financial Planner · dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jun 6, 2006 | 20 y | 0 | 1 |
| A••••• M•••••• T••••• dual registrant | S•••• M•••• • C•• BD affiliated | Fulton, Mo | Aug 20, 2024 | 12 y | 0 | 1 |
| T••• A••••• V•• R•• dual registrant | S•••• M•••• • C•• BD affiliated | Kirksville, Mo | Jan 21, 2016 | 34 y | 1 | 1 |
| D••• E•••• W••••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | Jun 18, 2008 | 41 y | 1 | 1 |
| D•••• L•••••• Z•••••• dual registrant | S•••• M•••• • C•• BD affiliated | Clayton, Mo | May 31, 2017 | 20 y | 1 | 1 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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45 advisors match.