DFX Intelligence
Advisors
Advisors registered through M Holdings Securities, Inc.
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| William Edward Stoddart dual registrant | M Holdings Securities, Inc. BD affiliated | Prairie Village, Ks | Jul 15, 2019 | 43 y | 0 | 1 |
| Ryan Stephen Stromsborg dual registrant | M Holdings Securities, Inc. BD affiliated | Portland, Or | Jan 30, 2025 | 25 y | 3 | 1 |
| Robert Franklin Swartzbaugh Chartered Financial Consultant · dual registrant | M Holdings Securities, Inc. BD affiliated | Omaha, Ne | Feb 29, 2008 | 32 y | 0 | 1 |
| R•••••• D•••••• T••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Cleveland, Oh | Sep 25, 2025 | 40 y | 3 | 1 |
| S•••••• C••••••••• T••••• Chartered Financial Consultant · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Newark, De | Mar 28, 2023 | 35 y | 3 | 1 |
| M••• T••••• T••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Uniondale, Ny | Feb 25, 2021 | 32 y | 2 | 1 |
| G•••••••• T••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Portland, Or | Mar 18, 2019 | 10 y | 1 | 1 |
| L••••• S••••• T••••• Certified Financial Planner · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Tampa, Fl | Apr 6, 2018 | 22 y | 0 | 1 |
| A••• L•••• T••••• Certified Financial Planner · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Denver, Co | Mar 22, 2010 | 22 y | 0 | 1 |
| M•••••• V••••••• | M• H••••••• S••••••••• I••• BD affiliated | New Albany, Oh | Aug 25, 2026 | 13 y | 0 | 11 |
| J••• D••••• V•••••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Torrance, Ca | Jul 31, 2002 | 34 y | 0 | 1 |
| B•••••• C•••• W•••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Detroit, Mi | May 7, 2026 | 19 y | 0 | 1 |
| M••• G•••••• W••••• Certified Financial Planner · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Portland, Or | Jun 25, 2015 | 38 y | 2 | 1 |
| G•••••• S•••• W•••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Portland, Or | Sep 30, 2024 | 14 y | 0 | 1 |
| S•••• C•••••• W•••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Knoxville, Tn | Jun 16, 2021 | 29 y | 1 | 1 |
| W•••••• H••••• W•••••• Chartered Financial Consultant · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Leawood, Ks | Jan 9, 2014 | 43 y | 4 | 1 |
| A••••• S•••• W••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Tampa, Fl | Feb 21, 2024 | 13 y | 1 | 1 |
| D•••• A••• W••••• Chartered Financial Consultant · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Boynton Beach, Fl | Dec 21, 2023 | 43 y | 0 | 1 |
| S••••• C••••••••• W•••• Chartered Financial Consultant · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | San Rafael, Ca | Jun 24, 2020 | 14 y | 0 | 1 |
| P•••• M•••••• W••••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Orlando, Fl | Aug 21, 2026 | 46 y | 0 | 1 |
| D•••• A••••• W••••••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Minneapolis, Mn | May 27, 2015 | 26 y | 0 | 1 |
| T••• Y• Certified Financial Planner, Chartered Financial Consultant · dual registrant | M• H••••••• S••••••••• I••• BD affiliated | West Covina, Ca | Dec 2, 2015 | 29 y | 2 | 2 |
| L•••• A••• Z•••••••• dual registrant | M• H••••••• S••••••••• I••• BD affiliated | Prairie Village, Ks | Mar 22, 2017 | 21 y | 0 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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173 advisors match.