DFX Intelligence
Advisors
Advisors registered through Independent Financial Group, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
464 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Kyle Wong Certified Financial Planner · dual registrant | Independent Financial Group, LLC BD affiliated | New York, Ny | Jan 21, 2022 | 12 y | 1 | 2 |
| Frank Wong Certified Financial Planner · dual registrant | Independent Financial Group, LLC BD affiliated | New York, Ny | Nov 28, 2017 | 31 y | 3 | 2 |
| Christina Woodford dual registrant | Independent Financial Group, LLC BD affiliated | Lancaster, Ca | Feb 2, 2024 | 31 y | 1 | 2 |
| J•• A••• W••••••• Certified Financial Planner · dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | San Diego, Ca | Oct 21, 2005 | 39 y | 4 | 2 |
| J•••• J•••••• Y••••••• Certified Financial Planner · dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | Torrance, Ca | Apr 18, 2016 | 22 y | 2 | 1 |
| L••• Y•• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | San Diego, Ca | Apr 17, 2026 | 12 y | 0 | 1 |
| J•••• R•••••• Y•• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | San Diego, Ca | Jul 24, 2023 | 15 y | 0 | 1 |
| T•••••• R•••••• Y•• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | Alameda, Ca | Jul 8, 2015 | 32 y | 5 | 2 |
| L••• R••• Y••• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | Sacramento, Ca | May 8, 2019 | 32 y | 1 | 1 |
| Y••••• R••• Y••• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | Rockville, Md | Apr 15, 2016 | 10 y | 0 | 1 |
| J••••• G••••• Y••••• Chartered Financial Consultant · dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | Tucson, Az | Jul 15, 2022 | 44 y | 4 | 1 |
| L•••• W••• Z•••••• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | College Station, Tx | Sep 25, 2018 | 31 y | 2 | 1 |
| H•• Z•••• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | San Gabriel, Ca | Sep 1, 2020 | 15 y | 3 | 1 |
| B•••• J•••• Z•••••••• dual registrant | I••••••••• F•••••••• G••••• L•• BD affiliated | San Diego, Ca | Apr 11, 2012 | 32 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
Page 10 of 10Previous