DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Db Fitzpatrick
Legal name D.B. Fitzpatrick & Co., Inc.
Latest filing Mar 25, 2026
First filing on the tape Feb 29, 2012 · 38 filings
SEC status approved since Nov 15, 1984
RAUM
$487M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
22%
$109M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$487M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$487M as of Mar 25, 2026
Feb 29, 2012$1.1B then
HNW client RAUM$96.2M as of Mar 25, 2026
Mar 15, 2018$61.3M then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Feb 29, 20120 then
Employees (5.A)10 as of Mar 25, 2026
Mar 25, 201311 then
Private funds: no history
RAUM +0.6% over the last fiscal year+3.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $487MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $4.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 55%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$216M45%
- Corporations and businesses$101M21%
- High-net-worth individuals$96.2M20%
- Charitable organizations$29.2M6.1%
- Insurance companies$22.1M4.6%
- Individuals$12.6M2.6%
- Individual clients
- 44reported
- HNW clients
- 49reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 106reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.22 fund_share=0.0 institutional_share=0.55 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandon Craig FitzpatrickChartered Financial Analyst | Boise, Id | Oct 7, 2013 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Cody Bill Barney to Wells Fargo AdvisorsMay 10, 2013 · Other
- Kevin Alan Jones to Harmonic Investment AdvisorsNov 14, 2008 · Other
Joined, latest
- Kevin Alan Jones from Icm Asset Management IncNov 16, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Craig Brandon Fitzpatrick · Chief Executive Officer/Principalcontrolsince 07/2019 · owns 25% to 50%
- Bernard Dennis Fitzpatrick · Principalcontrolsince 07/1984 · owns 50% to 75%
- Tom Walker · Chief Compliance Officersince 11/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 25, 2026institutional share of RAUM of 55% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 18.4 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 109 to 106Apr 30, 2025 to Feb 23, 2026
- HNW clients · 42 to 49Apr 30, 2025 to Feb 23, 2026
- Individual clients · 54 to 44Apr 30, 2025 to Feb 23, 2026
- Assets in custody · $18.3M to $17.5MApr 30, 2025 to Feb 23, 2026
- Discretionary RAUM · $481M to $482MApr 30, 2025 to Feb 23, 2026
- HNW RAUM · $91.5M to $96.2MApr 30, 2025 to Feb 23, 2026
- Individual RAUM · $13.7M to $12.6MApr 30, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $3.3M to $4.5MApr 30, 2025 to Feb 23, 2026
- RAUM · $484M to $487MApr 30, 2025 to Feb 23, 2026
- Financial planning clients · 0 to 0Mar 5, 2025 to Apr 30, 2025
- Individual clients · 58 to 54Apr 15, 2024 to Mar 5, 2025
- Accounts · 111 to 109Apr 15, 2024 to Mar 5, 2025
- HNW clients · 40 to 42Apr 15, 2024 to Mar 5, 2025
- Assets in custody · $16.3M to $18.3MApr 15, 2024 to Mar 5, 2025
- Discretionary RAUM · $473M to $481MApr 15, 2024 to Mar 5, 2025
- HNW RAUM · $90.6M to $91.5MApr 15, 2024 to Mar 5, 2025
- Individual RAUM · $14.3M to $13.7MApr 15, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $3.1M to $3.3MApr 15, 2024 to Mar 5, 2025
- RAUM · $476M to $484MApr 15, 2024 to Mar 5, 2025
- Accounts · 128 to 111Feb 28, 2023 to Mar 1, 2024
- HNW clients · 17 to 40Feb 28, 2023 to Mar 1, 2024
- Individual clients · 98 to 58Feb 28, 2023 to Mar 1, 2024
- Pension plan clients · unset to 0.0Feb 28, 2023 to Mar 1, 2024
- Assets in custody · $9.8M to $16.3MFeb 28, 2023 to Mar 1, 2024
- Employees · 11 to 10Feb 28, 2023 to Mar 1, 2024
- State-registered IARs · 2 to 1Feb 28, 2023 to Mar 1, 2024
- Discretionary RAUM · $439M to $473MFeb 28, 2023 to Mar 1, 2024
- HNW RAUM · $65.9M to $90.6MFeb 28, 2023 to Mar 1, 2024
- Individual RAUM · $30.0M to $14.3MFeb 28, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $3.0M to $3.1MFeb 28, 2023 to Mar 1, 2024
- RAUM · $442M to $476MFeb 28, 2023 to Mar 1, 2024
- Accounts · 132 to 128Feb 28, 2022 to Feb 28, 2023
- Advisory employees · 6 to 7Feb 28, 2022 to Feb 28, 2023
- HNW clients · 25 to 17Feb 28, 2022 to Feb 28, 2023
- Individual clients · 93 to 98Feb 28, 2022 to Feb 28, 2023
- Assets in custody · $14.4M to $9.8MFeb 28, 2022 to Feb 28, 2023
- Employees · 10 to 11Feb 28, 2022 to Feb 28, 2023
- Discretionary RAUM · $496M to $439MFeb 28, 2022 to Feb 28, 2023
- HNW RAUM · $76.6M to $65.9MFeb 28, 2022 to Feb 28, 2023
- Individual RAUM · $37.7M to $30.0MFeb 28, 2022 to Feb 28, 2023
Signals
1 dated events
- Lynne Terri Christensen (Vp Of Operations/Principal) no longer on Schedule A of Db Fitzpatrick (listed 2020-07-06, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@dbfitzpatrick.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-342-2280reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/d-b-fitzpatrick-&-co-/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- DBFITZPATRICK.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 208-342-2280reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $487Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026