DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cigna Investments, Inc.
Latest filing Mar 26, 2026
First filing on the tape Mar 21, 2012 · 26 filings
SEC status approved since Dec 14, 1982
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
108
46 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$26B as of Mar 26, 2026
Mar 21, 2012$21B then
HNW client RAUM$0 as of Mar 26, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 21, 20120 then
Employees (5.A)108 as of Mar 26, 2026
Mar 11, 2013115 then
Private funds2 as of Mar 26, 2026
Mar 30, 20171 then
RAUM -6.4% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $314MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $26B, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$15B64%
- Pension and profit-sharing plans$3.8B17%
- Pooled investment vehicles$3.4B15%
- Corporations and businesses$1.0B4.5%
- Charitable organizations$125M0.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 82reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26B for 82 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.13 institutional_share=0.72 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Brett Daniel Esterson to Focus Partners Wealth, LLCFeb 27, 2025 · Other
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Amended And Restated Investment Pooling Agreement (Corporate Liquidity Account) | Liquidity Fund | $2.9B | 23 | Mar 30, 2017 |
| Cigna Affiliates Realty Investment Group LLC (Caring) | Real Estate Fund | $1.2B | 2 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Lyn Tracy Labonte · Director, Chairman Of The Board, President, And Chief Investment Officercontrolsince 06/2022 · owns less than 5%
- Andrew David Russell · Director, Assistant Vice President And Treasurercontrolsince 07/2014 · owns less than 5%
- Christopher Snow · Directorcontrolsince 05/2009 · owns less than 5%
- Marie Lisa Candera · Chief Compliance Officersince 06/2018 · owns less than 5%
Entity owners
- Cigna Investment Group, Inc. · Shareholderdirect · owns 75% or more
- Cigna Corporation · Shareholderindirect · owns 75% or more of Cigna Holdings, Inc. · public reporting company
- Cigna Holdings, Inc. · Shareholderindirect · owns 75% or more of Cigna Investment Group, Inc.
Related persons
Schedule D 7.A
- Cigna Benefits Financing, Inc.broker-dealery
- Cigna Health And Life Insurance Companyreal estaten
- Connecticut General Life Insurance Companyreal estaten
- Former Cigna Investments, Inc.investment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield, Ct · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 111 to 82Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 49 to 46Mar 28, 2025 to Mar 26, 2026
- Corporate clients · 48 to 32Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $28B to $26BMar 28, 2025 to Mar 26, 2026
- Employees · 103 to 108Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $28B to $26BMar 28, 2025 to Mar 26, 2026
- Pension RAUM · $3.8B to $3.8BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $3.8B to $3.4BMar 28, 2025 to Mar 26, 2026
- RAUM · $28B to $26BMar 28, 2025 to Mar 26, 2026
- Accounts · 112 to 111Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 50 to 49Mar 27, 2024 to Mar 28, 2025
- Corporate clients · 47 to 48Mar 27, 2024 to Mar 28, 2025
- Pension plan clients · 4 to 1Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $27B to $28BMar 27, 2024 to Mar 28, 2025
- Employees · 113 to 103Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $27B to $28BMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $4.1B to $3.8BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.1B to $3.8BMar 27, 2024 to Mar 28, 2025
- RAUM · $27B to $28BMar 27, 2024 to Mar 28, 2025
- Accounts · 113 to 112May 19, 2023 to Mar 27, 2024
- Corporate clients · 48 to 47May 19, 2023 to Mar 27, 2024
- Assets in custody · $23B to $27BMay 19, 2023 to Mar 27, 2024
- Custody of client assets · false to trueMay 19, 2023 to Mar 27, 2024
- Employees · 118 to 113May 19, 2023 to Mar 27, 2024
- Discretionary RAUM · $23B to $27BMay 19, 2023 to Mar 27, 2024
- Pension RAUM · $4.2B to $4.1BMay 19, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $3.4B to $4.1BMay 19, 2023 to Mar 27, 2024
- RAUM · $23B to $27BMay 19, 2023 to Mar 27, 2024
- Accounts · 120 to 113Oct 13, 2022 to Mar 14, 2023
- Advisory employees · 56 to 50Oct 13, 2022 to Mar 14, 2023
- Corporate clients · 51 to 48Oct 13, 2022 to Mar 14, 2023
- Assets in custody · $28B to $23BOct 13, 2022 to Mar 14, 2023
- Custody of client assets · true to falseOct 13, 2022 to Mar 14, 2023
- Employees · 126 to 118Oct 13, 2022 to Mar 14, 2023
- Discretionary RAUM · $28B to $23BOct 13, 2022 to Mar 14, 2023
- Pension RAUM · $4.8B to $4.2BOct 13, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $2.4B to $3.4BOct 13, 2022 to Mar 14, 2023
- RAUM · $28B to $23BOct 13, 2022 to Mar 14, 2023
- BD registered reps · 1 to 0Mar 30, 2021 to Mar 10, 2022
Signals
4 dated events
- Brett Daniel Esterson left Cigna Investments, Inc. for Focus Partners Wealth, Llc (registered 2025-02-28)Feb 27, 2025 · Advisor changed firm · fact
- Lyn Tracy Labonte (Director, Chairman Of The Board, President, And Chief Investment Officer) appeared on Schedule A of Cigna Investments, Inc.Mar 14, 2023 · Control person joined · fact
- Frank Sataline (Director, Chairman Of The Board, President, And Chief Investment Officer) no longer on Schedule A of Cigna Investments, Inc. (listed 2022-10-13, absent 2023-03-14)Mar 14, 2023 · Control person left · inference
- Cigna Investments, Inc. reported RAUM $27.8B, down 42% from $47.7B (2021-03-30 to 2022-03-10)Mar 10, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 860-226-3723reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Cigna Investments, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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