DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cornerstone Wealth Management
Legal name Dagco, Inc.
Latest filing Jul 7, 2026
First filing on the tape Nov 21, 2011 · 35 filings
SEC status approved since Feb 1, 1996
RAUM
$629M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
68%
$428M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$629M as of Jul 7, 2026
Mar 14, 2012$93.5M then
HNW client RAUM$346M as of Jul 7, 2026
Mar 21, 2018$75.9M then
State-registered IARs (5.B.3)5 as of Jul 7, 2026
Mar 14, 20120 then
Employees (5.A)8 as of Jul 7, 2026
Mar 20, 20135 then
Private funds: no history
RAUM +21% over the last fiscal year+24% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $535,950derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M55%
- Corporations and businesses$177M28%
- Individuals$81.3M13%
- Charitable organizations$18.7M3.0%
- Pension and profit-sharing plans$5.0M0.8%
- Individual clients
- 272reported
- HNW clients
- 104reported
- Pension plan clients
- 9reported
- Charitable clients
- 7reported
- Accounts
- 1,173reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nick Dionisos | Westlake, Oh | Apr 3, 2007 | 30 y | 0 |
| Christina Kyrkos FanourakisCertified Financial Planner | Westlake, Oh | Oct 28, 2015 | 10 y | 0 |
| Michael Wayne KelleyCertified Financial Planner | Westlake, Oh | Oct 1, 2020 | 12 y | 4 |
| Nicholas Michael KaplanCertified Financial Planner | Westlake, Oh | Jul 28, 2022 | 10 y | 1 |
| Edmund Vincent Malone | Westlake, Oh | Oct 26, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Brandon Tyler Davidson to Johnson Investment Counsel, Inc.Jun 24, 2024 · RIA to RIA
- Timothy Peter Marcinek to Mclean Asset Management Corp.Mar 17, 2022 · RIA to RIA
- Richard Frank Kammer to Pinnacle AdvisorsJan 28, 2022 · RIA to RIA
Joined, latest
- Nicholas Michael Kaplan from Mai Capital Management, LLCJul 28, 2022 · RIA to RIA
- Michael Wayne Kelley from Kelley Financial Planning, LLCOct 1, 2020 · Other
- Timothy Peter Marcinek from Westshore FinancialApr 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nick Dionisos · President And Senior Investment Consultantcontrolsince 06/1997 · owns 50% to 75%
- Wayne Michael Kelley · Vice Presidentcontrolsince 10/2020 · owns 25% to 50%
- Vincent Edmund Malone · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- Elizabeth Kaye O'Boyle · Secretarycontrolsince 01/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake, Oh · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,049 to 1,173Apr 3, 2025 to Feb 11, 2026
- HNW clients · 84 to 104Apr 3, 2025 to Feb 11, 2026
- Individual clients · 264 to 272Apr 3, 2025 to Feb 11, 2026
- Pension plan clients · 8 to 9Apr 3, 2025 to Feb 11, 2026
- Discretionary RAUM · $511M to $621MApr 3, 2025 to Feb 11, 2026
- HNW RAUM · $248M to $346MApr 3, 2025 to Feb 11, 2026
- Individual RAUM · $70.8M to $81.3MApr 3, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $6.9M to $8.1MApr 3, 2025 to Feb 11, 2026
- Pension RAUM · $6.7M to $5.0MApr 3, 2025 to Feb 11, 2026
- RAUM · $518M to $629MApr 3, 2025 to Feb 11, 2026
- Accounts · 1,044 to 1,049Jan 30, 2025 to Apr 3, 2025
- Charity clients · 6 to 7Jan 30, 2025 to Apr 3, 2025
- Corporate clients · 65 to 71Jan 30, 2025 to Apr 3, 2025
- HNW clients · 105 to 84Jan 30, 2025 to Apr 3, 2025
- Individual clients · 287 to 264Jan 30, 2025 to Apr 3, 2025
- Financial planning clients · 251-500 to 251-500Jan 30, 2025 to Apr 3, 2025
- Discretionary RAUM · $524M to $511MJan 30, 2025 to Apr 3, 2025
- HNW RAUM · $228M to $248MJan 30, 2025 to Apr 3, 2025
- Individual RAUM · $129M to $70.8MJan 30, 2025 to Apr 3, 2025
- Non-discretionary RAUM · $19.7M to $6.9MJan 30, 2025 to Apr 3, 2025
- Pension RAUM · $6.7M to $6.7MJan 30, 2025 to Apr 3, 2025
- RAUM · $544M to $518MJan 30, 2025 to Apr 3, 2025
- Accounts · 920 to 1,044Apr 12, 2024 to Jan 30, 2025
- Advisory employees · 5 to 4Apr 12, 2024 to Jan 30, 2025
- Corporate clients · 67 to 65Apr 12, 2024 to Jan 30, 2025
- HNW clients · 62 to 105Apr 12, 2024 to Jan 30, 2025
- Individual clients · 261 to 287Apr 12, 2024 to Jan 30, 2025
- Discretionary RAUM · $417M to $524MApr 12, 2024 to Jan 30, 2025
- HNW RAUM · $193M to $228MApr 12, 2024 to Jan 30, 2025
- Individual RAUM · $75.6M to $129MApr 12, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $3.7M to $19.7MApr 12, 2024 to Jan 30, 2025
- Pension RAUM · $5.6M to $6.7MApr 12, 2024 to Jan 30, 2025
- RAUM · $421M to $544MApr 12, 2024 to Jan 30, 2025
- Accounts · 829 to 920Apr 11, 2023 to Mar 22, 2024
- Advisory employees · 4 to 5Apr 11, 2023 to Mar 22, 2024
- Charity clients · 7 to 6Apr 11, 2023 to Mar 22, 2024
- Corporate clients · 63 to 67Apr 11, 2023 to Mar 22, 2024
- HNW clients · 57 to 62Apr 11, 2023 to Mar 22, 2024
- Individual clients · 245 to 261Apr 11, 2023 to Mar 22, 2024
- Pension plan clients · 10 to 8Apr 11, 2023 to Mar 22, 2024
Signals
6 dated events
- Cornerstone Wealth Management reported RAUM $543.6M, up 29% from $421.0M (2024-04-12 to 2025-01-30)Jan 30, 2025 · RAUM change · derived
- Brandon Tyler Davidson left Cornerstone Wealth Management for Johnson Investment Counsel, Inc. (registered 2024-10-11)Jun 24, 2024 · Advisor changed firm · fact
- Vincent Edmund Malone (Chief Compliance Officer) appeared on Schedule A of Cornerstone Wealth ManagementJan 26, 2023 · Control person joined · fact
- Timothy Peter Marcinek left Cornerstone Wealth Management for Mclean Asset Management Corp. (registered 2022-05-03)Mar 17, 2022 · Advisor changed firm · fact
- Richard Frank Kammer left Cornerstone Wealth Management for Pinnacle Advisors (registered 2023-01-03)Jan 28, 2022 · Advisor changed firm · fact
- Wayne Michael Kelley (Vice President) appeared on Schedule A of Cornerstone Wealth ManagementOct 1, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 440-899-4000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/1209533/adminreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cornerstonewealthmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-899-4000reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026