DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Boston Family Office LLC
Latest filing Mar 2, 2026
First filing on the tape Dec 5, 2011 · 23 filings
SEC status approved since Sep 17, 1996
RAUM
$2.0B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
95%
$1.9B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$224M
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.0B as of Mar 2, 2026
Mar 29, 2012$791M then
HNW client RAUM$1.9B as of Mar 2, 2026
Jan 26, 2018$69.6M then
State-registered IARs (5.B.3)8 as of Mar 2, 2026
Mar 29, 20120 then
Employees (5.A)17 as of Mar 2, 2026
Mar 6, 201316 then
Private funds: no history
RAUM +8.1% over the last fiscal year+8.1% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $224MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.8B, 338 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B93%
- Charitable organizations$108M5.3%
- Individuals$39.6M2.0%
- Corporations and businesses$875,3830.0%
- Individual clients
- 87reported
- HNW clients
- 245reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 816reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 338 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Putnam | Boston, Ma | Sep 30, 1996 | 38 y | 1 |
| George Putnam Beal | Boston, Ma | Jan 1, 1999 | 29 y | 0 |
| Michael James UngerChartered Financial Analyst | Boston, Ma | May 13, 2000 | 26 y | 0 |
| Eliza Hapgood Rowe | Boston, Ma | Aug 13, 2000 | 34 y | 0 |
| Peder Christian JohnsonCertified Financial Planner, Chartered Financial Analyst | Boston, Ma | Dec 8, 2017 | 15 y | 1 |
| Benjamin Taylor RichardsonChartered Financial Analyst | Boston, Ma | Dec 8, 2017 | 18 y | 0 |
| Michael Joseph DorseyCertified Financial Planner, Chartered Financial Analyst | Boston, Ma | Sep 29, 2020 | 15 y | 2 |
| Dylan Chamberlaine BrixChartered Financial Analyst | Boston, Ma | Oct 6, 2020 | 13 y | 2 |
| Romahlo Ivan Wilson | Boston, Ma | Nov 5, 2025 | 18 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Romahlo Ivan Wilson from Acm Capital Management, LLCNov 5, 2025 · Other
- Dylan Chamberlaine Brix from Reynders, Mcveigh Capital Management, LLCOct 6, 2020 · RIA to RIA
- Michael Joseph Dorsey from Steward Partners Investment Advisory, LLCSep 29, 2020 · RIA to RIA
- Peder Christian Johnson from Roxiticus Partners LLCDec 8, 2017 · Other
- George Putnam from New Generation Advisors, LLCSep 30, 1996 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Putnam George Beal · Managing Membercontrolsince 10/1996 · owns 10% to 25%
- Leon Darren Beals · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- Greer Elizabeth Candler · Managing Membercontrolsince 05/2010 · owns less than 5%
- Joseph Michael Dorsey · Managing Membercontrolsince 01/2023 · owns less than 5%
- Christian Peder Johnson · Managing Membercontrolsince 02/2016 · owns less than 5%
- George Putnam · Managing Membercontrolsince 08/1996 · owns 25% to 50%
- Taylor Benjamin Richardson · Managing Member, Chief Investment Officercontrolsince 07/2008 · owns less than 5%
- Hapgood Eliza Rowe · Managing Member, Treasurercontrolsince 06/2000 · owns 10% to 25%
- James Michael Unger · Managing Membercontrolsince 01/2003 · owns 10% to 25%
Entity owners
- Alexander Weld · Trusteeindirect · owns F of Chase, Sarah A Gst Trust
- Alexander Weld · Trusteeindirect · owns F of Golemb, Christine A Gst Trust
- Alexander Weld · Trusteeindirect · owns F of Alexander, Elizabeth Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Weld, Andrew W Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Weld, Christopher B Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Weld, David A. Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Weld, Timothy S Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Golemb, Christine A Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Chase, Sarah A Gst Trust
- Cameron Bright · Trusteeindirect · owns F of Alexander Elizabeth Gst Trust
- Kathleen Weld · Trusteeindirect · owns F of Weld, Andrew W. Gst Trust
- Kathleen Weld · Trusteeindirect · owns F of Weld, Timothy S Gst Trust
- Kathleen Weld · Trusteeindirect · owns F of Weld, David A Gst Trust
- Kathleen Weld · Trusteeindirect · owns F of Weld, Christopher B. Gst Trust
- Alexander, Elizabeth Gst Trust · Memberdirect · owns less than 5%
- Chase, Sarah A. Gst Trust · Memberdirect · owns less than 5%
- Golemb, Christine A. Gst Trust · Memberdirect · owns less than 5%
- Weld, Andrew W. Gst Trust · Memberdirect · owns less than 5%
- Weld, Christopher B. Gst Trust · Memberdirect · owns less than 5%
- Weld, David A. Gst Trust · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- Breckinridge Capital Advisors Incinvestment advisernRAUM $54B
- New Generation Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $153M
- Northeast Investors Trustinvestment adviserpooled vehicle sponsorn
- Putnam Investment Management, LLCinvestment adviserpooled vehicle sponsornRAUM $117B
Advisers that list Boston Family Office LLC as a related person
- 109776 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 2, 2026CANDLER, ELIZABETH, GREER (MANAGING MEMBER) left Schedule A between the filings of 2023-02-22 and 2026-03-02peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 806 to 816Oct 16, 2025 to Mar 2, 2026
- Charity clients · 8 to 10Oct 16, 2025 to Mar 2, 2026
- HNW clients · 270 to 245Oct 16, 2025 to Mar 2, 2026
- Individual clients · 65 to 87Oct 16, 2025 to Mar 2, 2026
- Pension plan clients · 0.0 to unsetOct 16, 2025 to Mar 2, 2026
- Pooled vehicle clients · 0.0 to unsetOct 16, 2025 to Mar 2, 2026
- Assets in custody · $1.7B to $1.8BOct 16, 2025 to Mar 2, 2026
- Employees · 18 to 17Oct 16, 2025 to Mar 2, 2026
- Discretionary RAUM · $1.8B to $2.0BOct 16, 2025 to Mar 2, 2026
- HNW RAUM · $1.8B to $1.9BOct 16, 2025 to Mar 2, 2026
- Individual RAUM · $24.6M to $39.6MOct 16, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $47.2M to $59.7MOct 16, 2025 to Mar 2, 2026
- RAUM · $1.9B to $2.0BOct 16, 2025 to Mar 2, 2026
- Financial planning clients · 0 to 0Feb 26, 2025 to Oct 16, 2025
- Accounts · 789 to 806Feb 21, 2024 to Feb 26, 2025
- Advisory employees · 9 to 10Feb 21, 2024 to Feb 26, 2025
- Charity clients · 9 to 8Feb 21, 2024 to Feb 26, 2025
- HNW clients · 266 to 270Feb 21, 2024 to Feb 26, 2025
- Individual clients · 79 to 65Feb 21, 2024 to Feb 26, 2025
- Assets in custody · $1.6B to $1.7BFeb 21, 2024 to Feb 26, 2025
- Employees · 16 to 18Feb 21, 2024 to Feb 26, 2025
- Financial planning clients · 1-10 to 0Feb 21, 2024 to Feb 26, 2025
- Discretionary RAUM · $1.7B to $1.8BFeb 21, 2024 to Feb 26, 2025
- HNW RAUM · $1.6B to $1.8BFeb 21, 2024 to Feb 26, 2025
- Individual RAUM · $28.7M to $24.6MFeb 21, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $44.5M to $47.2MFeb 21, 2024 to Feb 26, 2025
- RAUM · $1.7B to $1.9BFeb 21, 2024 to Feb 26, 2025
- Accounts · 744 to 789Feb 22, 2023 to Feb 21, 2024
- Advisory activities · 3 to 4Feb 22, 2023 to Feb 21, 2024
- HNW clients · 255 to 266Feb 22, 2023 to Feb 21, 2024
- Individual clients · 77 to 79Feb 22, 2023 to Feb 21, 2024
- Assets in custody · $1.5B to $1.6BFeb 22, 2023 to Feb 21, 2024
- Financial planning clients · unset to 1-10Feb 22, 2023 to Feb 21, 2024
- Discretionary RAUM · $1.6B to $1.7BFeb 22, 2023 to Feb 21, 2024
- HNW RAUM · $1.5B to $1.6BFeb 22, 2023 to Feb 21, 2024
- Individual RAUM · $22.7M to $28.7MFeb 22, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $32.4M to $44.5MFeb 22, 2023 to Feb 21, 2024
- RAUM · $1.6B to $1.7BFeb 22, 2023 to Feb 21, 2024
- Accounts · 701 to 744Mar 31, 2022 to Feb 22, 2023
- Charity clients · 8 to 9Mar 31, 2022 to Feb 22, 2023
Signals
4 dated events
- Joseph Michael Dorsey (Managing Member) appeared on Schedule A of Boston Family Office LlcFeb 22, 2023 · Control person joined · fact
- Watson Megan Siegal (Managing Member) no longer on Schedule A of Boston Family Office Llc (listed 2021-07-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Leon Darren Beals (Chief Compliance Officer) appeared on Schedule A of Boston Family Office LlcJul 30, 2021 · Control person joined · fact
- Pierre Ventur (Managing Member) no longer on Schedule A of Boston Family Office Llc (listed 2020-06-29, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Boston Family Office LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 617-624-0800reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-624-0801reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-900-4401reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- bosfam.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-624-0800reportedpublic record, Form ADV, Mar 2, 2026
- Team page
- bosfam.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $224Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026