DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••••••• C•••••• L•

Asset manager (funds and pooled vehicles)Greenwich, ConnecticutCRD 329381SEC 801-129628websiteIAPD
Latest filing Jun 26, 2026
First filing on the tape Feb 2, 2024 · 6 filings
SEC status approved since Mar 6, 2024
RAUM
$513M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$513M as of Jun 26, 2026
Mar 28, 2025$321M then
HNW client RAUM$0 as of Jun 26, 2026
Mar 28, 2025$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 28, 20250 then
Employees (5.A)9 as of Jun 26, 2026
Mar 28, 20259 then
Private funds1 as of Jun 26, 2026
Mar 28, 20251 then
RAUM +60% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$171MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+60%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$367M71%
  • Pooled investment vehicles$146M29%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•• E• A••••••• R••••• C••••• M••••• F••• L•Hedge Fund$93.4M3Jun 28, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• M••••••• J••• · Chief Executive Officer, President And Chief Compliance Officercontrol
        since 11/2023 · owns 25% to 50%
      • M••••••• M••••••• J••• · Shareholdercontrol
        since 11/2023 · owns 25% to 50% of F••••••• C•••••• G• L••
      • H••••••••• J•••••••• S••••• · Vice President, Head Of Trading
        since 11/2023 · owns 10% to 25%
      • L•• R••••••• W•••••• · Director Of Research
        since 11/2023 · owns 5% to 10%
      Entity owners
      • C•••••• C•••• • L••• •••• L••• · Partner
        direct · owns 50% to 75%
      • F••••••• C•••••• G• L•• · G•••••• Partner
        direct · owns less than 5%
      • C•••••• C•••• • L••• •••• L••• · Shareholder
        indirect · owns 50% to 75% of F••••••• C•••••• G• L••
      • C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P••••••••• · Partner
        indirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• L•
      • C•••••• C•••• • L••• F•••••••• G•••• L• · Partner
        indirect · owns 75% or more of C•••••• C•••• • L••• •••• L•••
      • C•••••• C•••• • L••• F•••••••• G•••• L••• · Partner
        indirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P•••••••••
      • C•••••• C•••• • L••• U•• H••••••• L••• · Partner
        indirect · owns 75% or more of C•••••• C•••• • L••• •••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list F••••••• C•••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $321M to $513M
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $132M to $146M
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $321M to $513M
        Mar 28, 2025 to Mar 31, 2026
      • BD registered reps · 0 to 5
        Jun 28, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Jun 28, 2024 to Mar 28, 2025
      • HQ city · GRENWICH to GREENWICH
        Jun 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $204M to $321M
        Jun 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $93.4M to $132M
        Jun 28, 2024 to Mar 28, 2025
      • RAUM · $204M to $321M
        Jun 28, 2024 to Mar 28, 2025
      • Accounts · 0 to 3
        Feb 9, 2024 to Jun 28, 2024
      • Advisory employees · 3 to 4
        Feb 9, 2024 to Jun 28, 2024
      • Pooled vehicle clients · 0 to 1
        Feb 9, 2024 to Jun 28, 2024
      • Assets in custody · unset to 0.0
        Feb 9, 2024 to Jun 28, 2024
      • Custody of client assets · false to true
        Feb 9, 2024 to Jun 28, 2024
      • Employees · 8 to 9
        Feb 9, 2024 to Jun 28, 2024
      • Private funds · unset to 1
        Feb 9, 2024 to Jun 28, 2024
      • Discretionary RAUM · $0 to $204M
        Feb 9, 2024 to Jun 28, 2024
      • Pooled vehicle RAUM · $0 to $93.4M
        Feb 9, 2024 to Jun 28, 2024
      • RAUM · $0 to $204M
        Feb 9, 2024 to Jun 28, 2024
      Signals
      3 dated events
      • F••••••• C•••••• L• reported RAUM $513.0M, up 60% from $320.8M (2025-03-28 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • F••••••• C•••••• L• reported RAUM $320.8M, up 57% from $204.0M (2024-06-28 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • F••••••• C•••••• L• filed its initial SEC registration (Form ADV)
        Feb 2, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      fortwoodcapital.cclgroup.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      475-303-3380reportedpublic record, Form ADV, Jun 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026