DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• A•••• C•••••• M••••••••• L•••
Latest filing Jun 26, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Apr 20, 2012
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$6.3B as of Jun 26, 2026
Apr 26, 2013$146M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Apr 26, 20130 then
Employees (5.A)24 as of Jun 26, 2026
Apr 26, 20134 then
Private funds1 as of Jun 26, 2026
Mar 31, 20171 then
RAUM +5.2% over the last fiscal year+2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.4B23%
- Pension and profit-sharing plans$1.4B22%
- Other investment advisers$1.3B21%
- Pooled investment vehicles$1.1B17%
- Corporations and businesses$615M9.8%
- Insurance companies$405M6.5%
- Charitable organizations$7.7M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 34reported
- Charitable clients
- n/areported
- Accounts
- 139reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.38 institutional_share=0.51 related_bd=false related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• A•••• I••••••••• S•••• C•• F••• L• | Other Private Fund | $1.6B | 123 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R••••• · Director, President, Udpcontrolsince 06/2008 · owns less than 5%
- J•• Q••• · Directorcontrolsince 06/2023 · owns less than 5%
- R••••••••• P••••••• D•••• · Corporate Secretarycontrolsince 08/2004 · owns less than 5%
- S•••••••• D•••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- S•••••••• J•••• W••••• · Director, Vice Presidentcontrolsince 08/2004 · owns less than 5%
- W••••• M••••••• J••• · Directorcontrolsince 02/2023 · owns less than 5%
- H••••••••• E•••• R•••• · Sn. Vice President, Co-Headsince 09/2013 · owns less than 5%
- M•••••• T••••••• M•••••• · Vice Presidentsince 04/2018 · owns less than 5%
- R•••••••• S••••••• E••••• · Vice Presidentsince 07/2017 · owns less than 5%
- R•••••••• J•••• W•••• · Sn. Vice President, Co-Headsince 03/2022 · owns less than 5%
- S••••••••• G•••• J• · Vice Presidentsince 09/2013 · owns less than 5%
Entity owners
- G••••• A•••• C•••••• M••••••••• P••••••••• · P•••••••••direct · owns 50% to 75%
- C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P••••••••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• L•
- C•••••• C•••• • L••• F•••••••• G•••• L• · Partnerindirect · owns 25% to 50% of G••••• A•••• C•••••• M••••••••• P•••••••••
- C•••••• C•••• • L••• F•••••••• G•••• L••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P•••••••••
Related persons
Schedule D 7.A
- B•••• G•••••• • A••••••••• I•••investment advisern
- C••••• C•••• • L••• I••••••••• M••••••••• L••investment adviserbanknRAUM $86B
- C•••••• C•••• • L••• ••••••• L•••investment advisern
- C•••••• C•••• • L••• F•••• I•••pooled vehicle sponsorn
- C•••••• C•••• • L••• P•••••• C•••••• L•••investment advisern
- C••••••••• A•••• M••••••••• L•••investment advisern
- F••••••• C•••••• L•investment advisernRAUM $513M
- G••••• A•••• I••••••••• S•••• C•• F••• G• L••pooled vehicle sponsorn
- N• P••••••• L••investment advisernRAUM $5.9B
- P•• I••••••••• C•••••• L•••investment advisernRAUM $924M
- V•••••• A•••• M•••••••••investment adviserbanknRAUM $1.2B
Advisers that list G••••• A•••• C•••••• M••••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Vancouver, Bc, Canada2 employees
What changed
consecutive filings, newest first
- Accounts · 132 to 139Aug 5, 2025 to Mar 31, 2026
- Advisory employees · 22 to 21Aug 5, 2025 to Mar 31, 2026
- Corporate clients · 46 to 57Aug 5, 2025 to Mar 31, 2026
- Pension plan clients · 36 to 34Aug 5, 2025 to Mar 31, 2026
- Employees · 25 to 24Aug 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.0B to $6.3BAug 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $14.0M to $6.4MAug 5, 2025 to Mar 31, 2026
- Pension RAUM · $1.2B to $1.4BAug 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BAug 5, 2025 to Mar 31, 2026
- RAUM · $6.0B to $6.3BAug 5, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 15, 2025 to Aug 5, 2025
- Accounts · 116 to 132Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 19 to 22Mar 28, 2024 to Mar 28, 2025
- Advisory activities · 4 to 3Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 43 to 46Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 35 to 36Mar 28, 2024 to Mar 28, 2025
- Employees · 22 to 25Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $6.5B to $6.0BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $11.8M to $14.0MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $1.3B to $1.2BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.6B to $1.1BMar 28, 2024 to Mar 28, 2025
- RAUM · $6.5B to $6.0BMar 28, 2024 to Mar 28, 2025
- Accounts · 71 to 116Feb 9, 2024 to Mar 28, 2024
- Advisory employees · 20 to 19Feb 9, 2024 to Mar 28, 2024
- Corporate clients · 15 to 43Feb 9, 2024 to Mar 28, 2024
- Pension plan clients · 24 to 35Feb 9, 2024 to Mar 28, 2024
- Employees · 20 to 22Feb 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $6.0B to $6.5BFeb 9, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $11.8MFeb 9, 2024 to Mar 28, 2024
- Pension RAUM · $1.3B to $1.3BFeb 9, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.6BFeb 9, 2024 to Mar 28, 2024
- RAUM · $6.0B to $6.5BFeb 9, 2024 to Mar 28, 2024
- Accounts · 61 to 71Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 18 to 20Mar 31, 2022 to Mar 31, 2023
- Corporate clients · 11 to 15Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 18 to 24Mar 31, 2022 to Mar 31, 2023
- Employees · 19 to 20Mar 31, 2022 to Mar 31, 2023
- HQ city · MONTREAL, PC to MONTREAL, QCMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.0B to $6.0BMar 31, 2022 to Mar 31, 2023
Signals
10 dated events
- Qing Ji (Director) appeared on Schedule A of G••••• A•••• C•••••• M••••••••• L•••Mar 28, 2024 · Control person joined · fact
- Walter M•••••• Freund (Director) no longer on Schedule A of G••••• A•••• C•••••• M••••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- J••••• T••• Lam (Chief Compliance Officer) no longer on Schedule A of G••••• A•••• C•••••• M••••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- J••• M•••••• W•••• (Director) appeared on Schedule A of G••••• A•••• C•••••• M••••••••• L•••Mar 31, 2023 · Control person joined · fact
- David Savignac (Chief Compliance Officer) appeared on Schedule A of G••••• A•••• C•••••• M••••••••• L•••Mar 31, 2023 · Control person joined · fact
- G••••• A•••• C•••••• M••••••••• L••• reported RAUM $6.0B, up 44% from $4.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- David Savignac (Vice President, Chief Compliance Officer) no longer on Schedule A of G••••• A•••• C•••••• M••••••••• L••• (listed 2020-11-06, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- G••••• A•••• C•••••• M••••••••• L••• reported RAUM $3.7B, up 101% from $1.8B (2019-08-13 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- G••••• A•••• C•••••• M••••••••• L••• reported RAUM $1.8B, up 77% from $1.0B (2019-01-17 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- G••••• A•••• C•••••• M••••••••• L••• reported RAUM $1.0B, up 104% from $508.5M (2017-09-27 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/global-alpha-capital-management-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 514-287-0110reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026