DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Navellier & Associates Inc
Latest filing May 11, 2026
First filing on the tape Mar 27, 2012 · 42 filings
SEC status approved since Oct 30, 1987
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$1.1B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$91.8M
derived; firm RAUM over IAPD count
Employees
21
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$1.1B as of May 11, 2026
Mar 27, 2012$2.8B then
HNW client RAUM$1.1B as of May 11, 2026
Mar 28, 2018$252M then
State-registered IARs (5.B.3)1 as of May 11, 2026
Apr 1, 201311 then
Employees (5.A)21 as of May 11, 2026
Apr 1, 201340 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $91.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $877,323derivedHNW RAUM over HNW clients
- Average account
- $873,860derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B97%
- Individuals$25.7M2.4%
- Corporations and businesses$6.2M0.6%
- Individual clients
- 37reported
- HNW clients
- 1,205reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,261reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $25.7M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Louis Gene Navellier | Reno, Nv | Feb 16, 1994 | 39 y | 0 |
| Keith Michael Basso | Reno, Nv | Feb 12, 2007 | 34 y | 0 |
| Arjen Philip Kuyper | Reno, Nv | Feb 12, 2007 | 34 y | 0 |
| Phillip Lee Mitteldorf | Reno, Nv | Feb 14, 2007 | 27 y | 0 |
| Albert Horne Burchfield | Reno, Nv | Feb 16, 2007 | 43 y | 0 |
| Michael Downing Garaventa | Reno, Nv | Mar 7, 2007 | 25 y | 0 |
| Ivan Dimitrov Martchev | Reno, Nv | Apr 7, 2014 | 15 y | 0 |
| Cheryl Czyz | Reno, Nv | Oct 6, 2014 | 32 y | 0 |
| James McgarryCertified Financial Planner | Hillsborough, Nj | Oct 20, 2014 | 25 y | 4 |
| Kelli Rashel Howe | Reno, Nv | Oct 21, 2014 | 26 y | 1 |
| Brendon John Williams | Reno, Nv | Jun 2, 2015 | 24 y | 2 |
| Thomas William Donnelly | Reno, Nv | Jul 18, 2016 | 39 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount2 left over 36 months
Left, latest
- Robert Funk to Bespoke Investment Group, LLCFeb 2, 2026 · RIA to RIA
- Clayton Harris Kornhauser to Fisher InvestmentsApr 4, 2025 · RIA to RIA
- Bryan Alexander Perry to Mint Asset Management LLCFeb 17, 2023 · RIA to RIA
- David Tyler Kornhauser to Wells Fargo AdvisorsMar 2, 2017 · Other
- James Henry O'Leary to Henry James International Management, Inc.Feb 24, 2014 · Other
- Angel Marie Sandoval to Morgan Stanley & Co. LLCJun 18, 2008 · Other
Joined, latest
- Thomas William Donnelly from Advisors Asset Management, Inc.Jul 18, 2016 · Other
- Bryan Alexander Perry from Alexander Perry CorporationFeb 3, 2016 · Other
- Brendon John Williams from Credit Suisse Securities (USA) LLCJun 2, 2015 · Other
- James Mcgarry from Edelman Financial Services, LLCOct 20, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gene Louis Navellier · Chief Compliance Officer, Chief Executive Officer, Chief Investment Officercontrolsince 09/1988 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reno, Nv · principal | 12 | 0 | 1 | ||
| New York, Ny | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,259 to 1,261Mar 30, 2026 to Apr 21, 2026
- Corporate clients · 20 to 18Mar 30, 2026 to Apr 21, 2026
- HNW clients · 1,202 to 1,205Mar 30, 2026 to Apr 21, 2026
- Individual clients · 36 to 37Mar 30, 2026 to Apr 21, 2026
- Discretionary RAUM · $1.0B to $1.1BMar 30, 2026 to Apr 21, 2026
- HNW RAUM · $1.0B to $1.1BMar 30, 2026 to Apr 21, 2026
- Individual RAUM · $23.4M to $25.7MMar 30, 2026 to Apr 21, 2026
- Non-discretionary RAUM · $22.3M to $12.9MMar 30, 2026 to Apr 21, 2026
- RAUM · $1.1B to $1.1BMar 30, 2026 to Apr 21, 2026
- Wrap assets (manager) · $23.4M to $25.7MMar 30, 2026 to Apr 21, 2026
- Accounts · 1,303 to 1,259Sep 18, 2025 to Mar 30, 2026
- Corporate clients · 21 to 20Sep 18, 2025 to Mar 30, 2026
- HNW clients · 1,237 to 1,202Sep 18, 2025 to Mar 30, 2026
- Individual clients · 44 to 36Sep 18, 2025 to Mar 30, 2026
- Employees · 22 to 21Sep 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $968M to $1.0BSep 18, 2025 to Mar 30, 2026
- HNW RAUM · $937M to $1.0BSep 18, 2025 to Mar 30, 2026
- Individual RAUM · $24.3M to $23.4MSep 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $34.6M to $22.3MSep 18, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.1BSep 18, 2025 to Mar 30, 2026
- Wrap assets (manager) · $24.3M to $23.4MSep 18, 2025 to Mar 30, 2026
- Accounts · 1,308 to 1,303Jul 4, 2025 to Sep 18, 2025
- Corporate clients · 26 to 21Jul 4, 2025 to Sep 18, 2025
- Discretionary RAUM · $836M to $968MJul 4, 2025 to Sep 18, 2025
- HNW RAUM · $794M to $937MJul 4, 2025 to Sep 18, 2025
- Individual RAUM · $20.7M to $24.3MJul 4, 2025 to Sep 18, 2025
- Non-discretionary RAUM · $46.8M to $34.6MJul 4, 2025 to Sep 18, 2025
- RAUM · $883M to $1.0BJul 4, 2025 to Sep 18, 2025
- Wrap assets (manager) · $20.7M to $24.3MJul 4, 2025 to Sep 18, 2025
- Financial planning clients · unset to May 20, 2025 to Jul 4, 2025
- Accounts · 1,291 to 1,308Mar 27, 2025 to May 20, 2025
- Advisory employees · 4 to 2Mar 27, 2025 to May 20, 2025
- Corporate clients · 23 to 26Mar 27, 2025 to May 20, 2025
- HNW clients · 1,221 to 1,237Mar 27, 2025 to May 20, 2025
- Individual clients · 46 to 44Mar 27, 2025 to May 20, 2025
- Employees · 24 to 22Mar 27, 2025 to May 20, 2025
- Discretionary RAUM · $884M to $836MMar 27, 2025 to May 20, 2025
- HNW RAUM · $850M to $794MMar 27, 2025 to May 20, 2025
- Individual RAUM · $22.7M to $20.7MMar 27, 2025 to May 20, 2025
- Non-discretionary RAUM · $66.4M to $46.8MMar 27, 2025 to May 20, 2025
Signals
6 dated events
- Robert Funk left Navellier & Associates Inc for Bespoke Investment Group, Llc (registered 2024-04-19)Feb 2, 2026 · Advisor changed firm · fact
- Clayton Harris Kornhauser left Navellier & Associates Inc for Fisher Investments (registered 2025-04-08)Apr 4, 2025 · Advisor changed firm · fact
- Navellier & Associates Inc reported RAUM $840.1M, up 27% from $661.2M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Navellier & Associates Inc reported RAUM $661.2M, down 32% from $975.5M (2022-03-21 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Bryan Alexander Perry left Navellier & Associates Inc for Mint Asset Management Llc (registered 2023-02-22)Feb 17, 2023 · Advisor changed firm · fact
- Navellier & Associates Inc reported RAUM $948.1M, down 26% from $1.3B (2020-06-23 to 2020-07-14)Jul 14, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- callan_steward@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- carol_whann@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- clayton_kornhauser@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- heather_steward@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- jane_hunt@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- petek@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- tanya_alexander@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- timh@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- bperry@navellier.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-887-8671reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- NAVELLIER.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026