DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• J•••• I••••••••• M••••••••• I•••
Latest filing Mar 10, 2026
First filing on the tape Jan 24, 2014 · 27 filings
SEC status approved since Feb 18, 2014
RAUM
$402M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.5%
$14.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$402M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$402M as of Mar 10, 2026
Mar 20, 2015$146M then
HNW client RAUM$13.6M as of Mar 10, 2026
Mar 23, 2018$5.2M then
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 20, 20151 then
Employees (5.A)5 as of Mar 10, 2026
Mar 20, 20157 then
Private funds: no history
RAUM +9.0% over the last fiscal year+8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $402MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $260,991derivedHNW RAUM over HNW clients
- Average account
- $6.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$388M96%
- High-net-worth individuals$13.6M3.4%
- Individuals$671,8250.2%
- Individual clients
- 0reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 63reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $671,825 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.04 fund_share=0.0 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• H•••• O•••••• | New York, Ny | Jan 1, 2026 | 40 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• H•••• O•••••• from N•••••••• • A••••••••• I••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••••• J••••• H•••• · Chief Executive Officer, Chief Investment Officer And Portfolio Managercontrolsince 01/2014 · owns 75% or more
- K•••••• A••••• P••••• · Ccosince 10/2018 · owns less than 5%
- O••••••• C••••••••• J•••• · Ownersince 01/2014 · owns 5% to 10%
- O••••••• S••••• H•••••••• · Ownersince 01/2014 · owns 5% to 10%
Entity owners
- A•••• O•••••• 2••• T•••• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 57 to 63Feb 5, 2026 to Mar 10, 2026
- Charity clients · 1 to 0Feb 5, 2026 to Mar 10, 2026
- HNW clients · 44 to 52Feb 5, 2026 to Mar 10, 2026
- Individual clients · 6 to 0Feb 5, 2026 to Mar 10, 2026
- Discretionary RAUM · $369M to $402MFeb 5, 2026 to Mar 10, 2026
- HNW RAUM · $5.9M to $13.6MFeb 5, 2026 to Mar 10, 2026
- Individual RAUM · $4.0M to $671,825Feb 5, 2026 to Mar 10, 2026
- RAUM · $369M to $402MFeb 5, 2026 to Mar 10, 2026
- Wrap assets (manager) · $4.0M to $671,825Feb 5, 2026 to Mar 10, 2026
- Accounts · 68 to 57Mar 25, 2024 to Mar 31, 2025
- HNW clients · 53 to 44Mar 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 0Mar 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $371M to $369MMar 25, 2024 to Mar 31, 2025
- HNW RAUM · $7.7M to $5.9MMar 25, 2024 to Mar 31, 2025
- Individual RAUM · $3.3M to $4.0MMar 25, 2024 to Mar 31, 2025
- RAUM · $371M to $369MMar 25, 2024 to Mar 31, 2025
- Wrap assets (manager) · $3.3M to $4.0MMar 25, 2024 to Mar 31, 2025
- Accounts · 71 to 68Jul 26, 2023 to Mar 25, 2024
- Charity clients · 2 to 1Jul 26, 2023 to Mar 25, 2024
- HNW clients · 55 to 53Jul 26, 2023 to Mar 25, 2024
- Employees · 6 to 5Jul 26, 2023 to Mar 25, 2024
- Discretionary RAUM · $317M to $371MJul 26, 2023 to Mar 25, 2024
- HNW RAUM · $7.7M to $7.7MJul 26, 2023 to Mar 25, 2024
- Individual RAUM · $2.4M to $3.3MJul 26, 2023 to Mar 25, 2024
- RAUM · $317M to $371MJul 26, 2023 to Mar 25, 2024
- Wrap assets (manager) · $2.4M to $3.3MJul 26, 2023 to Mar 25, 2024
- Accounts · 73 to 71Mar 24, 2022 to Mar 8, 2023
- Corporate clients · 11.0 to unsetMar 24, 2022 to Mar 8, 2023
- HNW clients · 45 to 55Mar 24, 2022 to Mar 8, 2023
- Individual clients · 7 to 6Mar 24, 2022 to Mar 8, 2023
- Discretionary RAUM · $511M to $317MMar 24, 2022 to Mar 8, 2023
- HNW RAUM · $9.9M to $7.7MMar 24, 2022 to Mar 8, 2023
- Individual RAUM · $4.5M to $2.4MMar 24, 2022 to Mar 8, 2023
- RAUM · $511M to $317MMar 24, 2022 to Mar 8, 2023
- Wrap assets (manager) · $4.5M to $2.4MMar 24, 2022 to Mar 8, 2023
- Accounts · 58 to 73Mar 29, 2021 to Mar 24, 2022
- Corporate clients · 1 to 11Mar 29, 2021 to Mar 24, 2022
- HNW clients · 40 to 45Mar 29, 2021 to Mar 24, 2022
- Discretionary RAUM · $448M to $511MMar 29, 2021 to Mar 24, 2022
Signals
4 dated events
- H•••• J•••• I••••••••• M••••••••• I••• reported RAUM $317.2M, down 38% from $510.7M (2022-03-24 to 2023-03-08)Mar 8, 2023 · RAUM change · derived
- H•••• J•••• I••••••••• M••••••••• I••• reported RAUM $388.3M, down 30% from $556.8M (2019-12-11 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- H•••• J•••• I••••••••• M••••••••• I••• reported RAUM $462.3M, up 43% from $324.3M (2017-03-21 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
- O•••••• I••••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jan 24, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- HJ-INTL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-261-7723reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $402Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026