DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Asset Consulting Group, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 26, 2012 · 19 filings
SEC status approved since Jun 20, 1991
RAUM
$1.1B
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
45%
$494M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$57.7M
derived; firm RAUM over IAPD count
Employees
50
32 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 26, 2012$158M then
HNW client RAUM$494M as of Mar 30, 2026
Mar 28, 2018$54.2M then
State-registered IARs (5.B.3)21 as of Mar 30, 2026
Mar 26, 20120 then
Employees (5.A)50 as of Mar 30, 2026
Mar 26, 201346 then
Private funds: no history
RAUM +45% over the last fiscal year+29% a year over threeIARs 21 to 21
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $57.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.8MderivedHNW RAUM over HNW clients
- Average account
- $43.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 55%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 19.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $861M, 16 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$602M55%
- High-net-worth individuals$494M45%
- Individual clients
- n/areported
- HNW clients
- 63reported
- Pension plan clients
- 10reported
- Charitable clients
- 38reported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $861M for 16 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.45 fund_share=0.0 institutional_share=0.55 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Christopher TarlasChartered Financial Analyst | Clayton, Mo | Oct 10, 1995 | 42 y | 0 |
| George Anthony TarlasChartered Financial Analyst | Clayton, Mo | Apr 14, 2000 | 29 y | 0 |
| Jason Constantine PulosChartered Financial Analyst | Clayton, Mo | Jan 1, 2002 | 25 y | 0 |
| Donald John MuethChartered Financial Analyst | St. Louis, Mo | Oct 26, 2004 | 41 y | 0 |
| Mitchell Hilton Boraz | St. Louis, Mo | Jan 13, 2005 | 40 y | 0 |
| Christopher Andy LowryChartered Financial Analyst | Clayton, Mo | Feb 15, 2006 | 20 y | 0 |
| Patricia Joan Karolczak | Clayton, Mo | Apr 30, 2010 | 28 y | 0 |
| Roger John WillisChartered Financial Analyst | Clayton, Mo | Dec 23, 2010 | 16 y | 0 |
| Haley Siefert | Clayton, Mo | Apr 11, 2011 | 24 y | 0 |
| Thomas Joseph JanischChartered Financial Analyst | Clayton, Mo | Feb 25, 2013 | 25 y | 0 |
| Michael Patrick HotzChartered Financial Analyst | Clayton, Mo | Mar 20, 2019 | 15 y | 0 |
| Elizabeth A BowenChartered Financial Analyst | Clayton, Mo | Mar 20, 2019 | 23 y | 0 |
| Joseph F Nugent | Clayton, Mo | Sep 2, 2019 | 20 y | 0 |
| Phineas William TroyChartered Financial Analyst | Clayton, Mo | Jun 28, 2021 | 17 y | 1 |
| Daniel Eugene FlynnChartered Financial Analyst | Clayton, Mo | Mar 14, 2022 | 11 y | 0 |
| William Kassing MelvinChartered Financial Analyst | Clayton, Mo | Mar 14, 2022 | 11 y | 0 |
| Craig Martin Coleman | Clayton, Mo | Jul 24, 2023 | 20 y | 0 |
| Patrick E MillerChartered Financial Analyst | Clayton, Mo | Feb 5, 2024 | 12 y | 0 |
| Philip Fonseca | Clayton, Mo | Mar 14, 2025 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Roy Corr to Guggenheim Partners Investment Management, LLCMay 18, 2006 · Other
- Dina Marie Dilorenzo to Guggenheim Investment Advisors, LLCOct 6, 2005 · Other
- William Lewis Milnes to Stifel, Nicolaus & Company, IncorporatedJun 14, 2005 · Other
- John George Russon to U.S. Institutional CorporationApr 26, 2005 · Other
- Christopher Irving Engelman to Cedar Hill Associates IncMar 10, 2004 · Other
Joined, latest
- Philip Fonseca from Edward JonesMar 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Phineas William Troy from UBS Financial Services Inc.Jun 28, 2021 · Wirehouse to independent RIA
- Dina Marie Dilorenzo from Citigroup Global Markets Inc.May 11, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Donald Mueth · Managing Director & Chief Financial Officercontrolsince 01/2004 · owns less than 5%
- Constantine Jason Pulos · Managing Director & Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
- Christopher Daniel Tarlas · Senior Managing Directorcontrolsince 03/2014 · owns less than 5%
- Anthony George Tarlas · Senior Managing Directorcontrolsince 03/2014 · owns less than 5%
Entity owners
- Gwm Holdco, LLC · Memberdirect · owns 75% or more
- Consolidated Investment Services, Inc. · Shareholderindirect · owns 75% or more of Sammons Equity Alliance, Inc.
- Greatbanc Trust Company, Trustee · Trusteeindirect · owns F of Sammons Enterprises, Inc. Esot
- Guggenheim Capital, LLC · Memberindirect · owns 75% or more of Guggenheim Partners, LLC
- Guggenheim Capital, LLC · Shareholderindirect · owns 75% or more of Guggenheim Manager, Inc
- Guggenheim Manager, Inc. · Managing Memberindirect · owns F of Gwm Holdco, LLC
- Guggenheim Partners, LLC · Memberindirect · owns 75% or more of Gwm Holdco, LLC
- Sage Assets, Inc · Memberindirect · owns 25% to 50% of Guggenheim Capital, LLC
- Sammons Enterprises, Inc. · Shareholderindirect · owns 75% or more of Consolidated Investment Services, Inc.
- Sammons Enterprises, Inc. Esot · Shareholderindirect · owns 75% or more of Sammons Enterprises, Inc.
- Sammons Equity Alliance, Inc. · Shareholderindirect · owns 75% or more of Sage Assets, Inc.
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Asset Consulting Group, LLC as a related person
- 124435 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clayton, Mo · principal | 17 | 0 | 0 | ||
| St Louis, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026TARLAS, DANIEL, CHRISTOPHER (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2015-03-27 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026MUETH, DONALD, JOHN (MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2015-03-27 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026TARLAS, GEORGE, ANTHONY (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2015-03-27 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026PULOS, JASON, CONSTANTINE (MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2015-03-27 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $753,553,266 to $1,096,094,630 (+45.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 22 to 25Jul 14, 2025 to Mar 30, 2026
- HNW clients · 64 to 63Jul 14, 2025 to Mar 30, 2026
- Assets in custody · $589M to $861MJul 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $589M to $861MJul 14, 2025 to Mar 30, 2026
- HNW RAUM · $358M to $494MJul 14, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $192M to $235MJul 14, 2025 to Mar 30, 2026
- RAUM · $782M to $1.1BJul 14, 2025 to Mar 30, 2026
- Accounts · 21 to 22Mar 28, 2025 to Jul 14, 2025
- Charity clients · 37 to 38Mar 28, 2025 to Jul 14, 2025
- Assets in custody · unset to 589491002.0Mar 28, 2025 to Jul 14, 2025
- Custody of client assets · false to trueMar 28, 2025 to Jul 14, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 14, 2025
- Discretionary RAUM · $564M to $589MMar 28, 2025 to Jul 14, 2025
- HNW RAUM · $370M to $358MMar 28, 2025 to Jul 14, 2025
- Non-discretionary RAUM · $190M to $192MMar 28, 2025 to Jul 14, 2025
- RAUM · $754M to $782MMar 28, 2025 to Jul 14, 2025
- Advisory employees · 29 to 32Mar 29, 2024 to Mar 28, 2025
- Charity clients · 39 to 37Mar 29, 2024 to Mar 28, 2025
- HNW clients · 63 to 64Mar 29, 2024 to Mar 28, 2025
- Employees · 46 to 50Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $614M to $564MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $434M to $370MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $168M to $190MMar 29, 2024 to Mar 28, 2025
- RAUM · $782M to $754MMar 29, 2024 to Mar 28, 2025
- Accounts · 13 to 21Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 31 to 29Mar 30, 2023 to Mar 29, 2024
- Charity clients · 40 to 39Mar 30, 2023 to Mar 29, 2024
- HNW clients · 60 to 63Mar 30, 2023 to Mar 29, 2024
- Pension plan clients · 13 to 10Mar 30, 2023 to Mar 29, 2024
- Employees · 47 to 46Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $508M to $614MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $217M to $434MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $168MMar 30, 2023 to Mar 29, 2024
- RAUM · $508M to $782MMar 30, 2023 to Mar 29, 2024
- Accounts · 11 to 13Mar 28, 2022 to Mar 30, 2023
- Charity clients · 37 to 40Mar 28, 2022 to Mar 30, 2023
- HNW clients · 55 to 60Mar 28, 2022 to Mar 30, 2023
- Pension plan clients · 15 to 13Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $412M to $508MMar 28, 2022 to Mar 30, 2023
- HNW RAUM · $276M to $217MMar 28, 2022 to Mar 30, 2023
Signals
4 dated events
- Asset Consulting Group, Llc reported RAUM $1.1B, up 40% from $781.7M (2025-07-14 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Asset Consulting Group, Llc reported RAUM $782.2M, up 54% from $507.8M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Diana Lori Mills (Managing Director) no longer on Schedule A of Asset Consulting Group, Llc (listed 2019-03-28, absent 2019-10-01)Oct 1, 2019 · Control person left · inference
- Asset Consulting Group, Llc reported RAUM $359.2M, up 137% from $151.8M (2018-03-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Asset Consulting Group, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 314-862-4848reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-862-5967reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/asset-consulting-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ACGNET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-862-4848reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- acgnet.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026