DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tim Shanahan
At current firm
0 y
since Oct 27, 2025
In the industry
25 y
since Feb 26, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Oct 27, 2025 · Rochester, Ny
- Cobblestone Capital Advisors, LLC formerMay 7, 2021 to Dec 31, 2025 · Rochester, Ny
- Federated Securities Corp. no RAUMNov 11, 2009 to Apr 21, 2011 · Rochester, Ny
- Federated Investment Counseling institutionalApr 15, 2009 to Apr 21, 2011 · Pittsburgh, Pa
- Federated Global Investment Management Corp. asset managerFeb 4, 2009 to Dec 31, 2010 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cobblestone Capital Advisors, LLC to Captrustleft Dec 31, 2025, registered Oct 27, 2025 (-65 days) · Other · moved with a team
- Federated Investment Counseling to Federated Securities Corp.left Apr 21, 2011, registered Nov 11, 2009 (-526 days) · channel change inside one enterprise, not a move
- Federated Securities Corp. to Cobblestone Capital Advisors, LLCleft Apr 21, 2011, registered May 7, 2021 (3669 days) · Other
- Federated Global Investment Management Corp. to Federated Investment Counselingleft Dec 31, 2010, registered Apr 15, 2009 (-625 days) · Other
Signals
- Timothy Joseph Shanahan left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address