DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• A••••••• G•••• O• S•• F••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Mar 22, 2012 · 36 filings
SEC status approved since Sep 27, 1999
RAUM
$810M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
51%
$411M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$810M as of Mar 18, 2026
Mar 22, 2012$538M then
HNW client RAUM$397M as of Mar 18, 2026
Mar 5, 2018$312M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 22, 20120 then
Employees (5.A)9 as of Mar 18, 2026
Mar 18, 20137 then
Private funds: no history
RAUM -1.9% over the last fiscal year+3.5% a year over threeIARs 5 to 5offices 6 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $361M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$397M49%
- Pension and profit-sharing plans$200M25%
- Charitable organizations$190M23%
- Individuals$14.1M1.7%
- Pooled investment vehicles$9.3M1.1%
- Individual clients
- 31reported
- HNW clients
- 85reported
- Pension plan clients
- 12reported
- Charitable clients
- 11reported
- Accounts
- 392reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $361M for 59 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.51 fund_share=0.01 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• H•••• P•••••••• | San F••••••••, Ca | Feb 19, 2002 | 26 y | 1 |
| L•••••• C•••••• S••••Certified Financial Planner | Scituate, Ma | Oct 18, 2016 | 25 y | 2 |
| T•••• E•••••••• R•••••Certified Financial Planner | San F••••••••, Ca | Nov 29, 2023 | 25 y | 4 |
| K••• W•••••• D•••••Certified Financial Planner | San F••••••••, Ca | Aug 5, 2024 | 11 y | 1 |
| M•••••• K•••••• P•••••Certified Financial Planner | Vienna, Va | Aug 5, 2024 | 12 y | 1 |
| C••••••••• R•••••• L•• | San Diego, Ca | Jul 11, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- R••• S• C••••• to B••••••• I•••Apr 8, 2024 · RIA to RIA
- M••••••• C••••••• H••••• to M••••• S••••••Oct 13, 2023 · RIA to wirehouse
- G••• C••••••• H•••••• to A••••• A•• P••••••• S•••••••May 7, 2014 · Other
Joined, latest
- K••• W•••••• D••••• from T••••••••• I•••Aug 5, 2024 · RIA to RIA
- M•••••• K•••••• P••••• from E•••••••••Aug 5, 2024 · RIA to RIA
- T•••• E•••••••• R••••• from A••••• S•••• F••••••••• L••Nov 29, 2023 · RIA to RIA
- R••• S• C••••• from M•••••• A•••••• N••••••Oct 30, 2018 · RIA to RIA
- L•••••• C•••••• S•••• from G••••• G•••• L••Oct 18, 2016 · Other
- G••• C••••••• H•••••• from C••••••••• W••• • C• I••Oct 19, 2011 · Other
- M••••••• C••••••• H••••• from I••••••••• L••Nov 14, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••••• G••••••• H•••• · Member, Chief Executive Officercontrolsince 11/2001 · owns 75% or more
- S••••• L••••••• C•••••• · Chief Operating Officer, Chief Compliance Officer, Sr A••••••controlsince 01/2021 · owns less than 5%
- P••••••••• R••••• B•••• · Founder/Membersince 10/1999 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San F••••••••, Ca · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 50 to 392Mar 31, 2025 to Mar 18, 2026
- Charity clients · 14 to 11Mar 31, 2025 to Mar 18, 2026
- HNW clients · 81 to 85Mar 31, 2025 to Mar 18, 2026
- Individual clients · 33 to 31Mar 31, 2025 to Mar 18, 2026
- Pension plan clients · 13 to 12Mar 31, 2025 to Mar 18, 2026
- Assets in custody · $25.0M to $361MMar 31, 2025 to Mar 18, 2026
- Employees · 7 to 9Mar 31, 2025 to Mar 18, 2026
- Financial planning clients · 26-50 to 51-100Mar 31, 2025 to Mar 18, 2026
- Other offices · 6 to 5Mar 31, 2025 to Mar 18, 2026
- Discretionary RAUM · $825M to $810MMar 31, 2025 to Mar 18, 2026
- HNW RAUM · $397M to $397MMar 31, 2025 to Mar 18, 2026
- Individual RAUM · $15.1M to $14.1MMar 31, 2025 to Mar 18, 2026
- Pension RAUM · $215M to $200MMar 31, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $8.4M to $9.3MMar 31, 2025 to Mar 18, 2026
- RAUM · $825M to $810MMar 31, 2025 to Mar 18, 2026
- Accounts · 415 to 50Aug 8, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Aug 8, 2024 to Mar 31, 2025
- Charity clients · 12 to 14Aug 8, 2024 to Mar 31, 2025
- HNW clients · 93 to 81Aug 8, 2024 to Mar 31, 2025
- Individual clients · 44 to 33Aug 8, 2024 to Mar 31, 2025
- Pension plan clients · 16 to 13Aug 8, 2024 to Mar 31, 2025
- Employees · 8 to 7Aug 8, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Aug 8, 2024 to Mar 31, 2025
- State-registered IARs · 4 to 5Aug 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $831M to $825MAug 8, 2024 to Mar 31, 2025
- HNW RAUM · $405M to $397MAug 8, 2024 to Mar 31, 2025
- Individual RAUM · $19.4M to $15.1MAug 8, 2024 to Mar 31, 2025
- Pension RAUM · $224M to $215MAug 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $8.3M to $8.4MAug 8, 2024 to Mar 31, 2025
- RAUM · $831M to $825MAug 8, 2024 to Mar 31, 2025
- Other offices · 4 to 6Aug 5, 2024 to Aug 8, 2024
- Accounts · 416 to 415Nov 29, 2023 to Mar 22, 2024
- Advisory employees · 5 to 4Nov 29, 2023 to Mar 22, 2024
- Advisory activities · 5 to 6Nov 29, 2023 to Mar 22, 2024
- Charity clients · 10 to 12Nov 29, 2023 to Mar 22, 2024
- HNW clients · 104 to 93Nov 29, 2023 to Mar 22, 2024
- Individual clients · 26 to 44Nov 29, 2023 to Mar 22, 2024
- Pension plan clients · 20 to 16Nov 29, 2023 to Mar 22, 2024
- Assets in custody · $24.0M to $25.0MNov 29, 2023 to Mar 22, 2024
- Employees · 7 to 8Nov 29, 2023 to Mar 22, 2024
Signals
5 dated events
- R••• S• C••••• left T•• A••••••• G•••• O• S•• F••••••••• L•• for B••••••• I••• (registered 2024-04-19)Apr 8, 2024 · a•••••• firm change · fact
- M••••••• C••••••• H••••• left T•• A••••••• G•••• O• S•• F••••••••• L•• for M••••• S•••••• (registered 2023-10-12)Oct 13, 2023 · a•••••• firm change · fact
- T•• A••••••• G•••• O• S•• F••••••••• L•• reported 5 offices beyond its principal office, up from 0 (2022-03-18 to 2023-03-29)Mar 29, 2023 · Office count change · derived
- T•• A••••••• G•••• O• S•• F••••••••• L•• reported RAUM $730.0M, down 35% from $1.1B (2022-03-18 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Chassey Lisette Smith (Chief Operations Officer) appeared on Schedule A of T•• A••••••• G•••• O• S•• F••••••••• L••Mar 24, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- welcome@divorceadvisoryfp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-977-1200reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/divorce-advisory-fpreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/THEA••••••YGROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- divorceadvisoryfp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-977-1200reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- divorceadvisoryfp.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026