DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Northwest Investment Consulting, Inc.

Former SEC-registered adviserSeattle, WashingtonCRD 108359SEC 801-47325IAPD
Latest filing Mar 29, 2021
First filing on the tape Feb 22, 2012 · 17 filings
RAUM
$451M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
165
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$451M as of Mar 29, 2021
Feb 22, 2012$148M then
HNW client RAUM$0 as of Mar 29, 2021
Mar 13, 2018$0 then
State-registered IARs (5.B.3)6 as of Mar 29, 2021
Feb 22, 20120 then
Employees (5.A)165 as of Mar 29, 2021
Jan 17, 20131 then
Private funds: no history
RAUM +12% over the last fiscal year+8.4% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
$75.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
27.5derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$451M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
15reported
Charitable clients
0reported
Accounts
15reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Mark Timothy Wulfekuhle · President, Ccocontrol
        since 01/2014 · owns less than 5%
      Entity owners
      • Northwest Holdings, Inc. · Direct Owner
        direct · owns 75% or more
      • Nwps Holdings, Inc. · Shareholder
        indirect · owns 75% or more of Northwest Holdings, Inc.
      • Raymond James Financial, Inc. · Shareholder
        indirect · owns 75% or more of Nwps Holdings, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 17 to 15
        Jan 21, 2021 to Mar 29, 2021
      • Advisory employees · 5 to 6
        Jan 21, 2021 to Mar 29, 2021
      • Advisory activities · 1 to 2
        Jan 21, 2021 to Mar 29, 2021
      • Pension plan clients · 17 to 15
        Jan 21, 2021 to Mar 29, 2021
      • Assets in custody · $404M to $451M
        Jan 21, 2021 to Mar 29, 2021
      • Employees · 135 to 165
        Jan 21, 2021 to Mar 29, 2021
      • State-registered IARs · 5 to 6
        Jan 21, 2021 to Mar 29, 2021
      • Non-discretionary RAUM · $404M to $451M
        Jan 21, 2021 to Mar 29, 2021
      • Pension RAUM · $404M to $451M
        Jan 21, 2021 to Mar 29, 2021
      • RAUM · $404M to $451M
        Jan 21, 2021 to Mar 29, 2021
      • Related adviser · false to true
        Jan 21, 2021 to Mar 29, 2021
      • Related broker-dealer · false to true
        Jan 21, 2021 to Mar 29, 2021
      • Accounts · 18 to 17
        Feb 14, 2019 to Mar 23, 2020
      • Pension plan clients · 18 to 17
        Feb 14, 2019 to Mar 23, 2020
      • Assets in custody · unset to 404053132.0
        Feb 14, 2019 to Mar 23, 2020
      • Employees · 130 to 135
        Feb 14, 2019 to Mar 23, 2020
      • Financial planning clients · unset to 11-25
        Feb 14, 2019 to Mar 23, 2020
      • Non-discretionary RAUM · $333M to $404M
        Feb 14, 2019 to Mar 23, 2020
      • Pension RAUM · $333M to $404M
        Feb 14, 2019 to Mar 23, 2020
      • RAUM · $333M to $404M
        Feb 14, 2019 to Mar 23, 2020
      • Accounts · 19 to 18
        Mar 13, 2018 to Feb 14, 2019
      • Pension plan clients · 19 to 18
        Mar 13, 2018 to Feb 14, 2019
      • Employees · 100 to 130
        Mar 13, 2018 to Feb 14, 2019
      • Non-discretionary RAUM · $353M to $333M
        Mar 13, 2018 to Feb 14, 2019
      • Pension RAUM · $353M to $333M
        Mar 13, 2018 to Feb 14, 2019
      • RAUM · $353M to $333M
        Mar 13, 2018 to Feb 14, 2019
      • Accounts · 20 to 19
        Mar 11, 2017 to Mar 13, 2018
      • Charity clients · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Corporate clients · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • HNW clients · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Individual clients · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Pension plan clients · unset to 19.0
        Mar 11, 2017 to Mar 13, 2018
      • Pooled vehicle clients · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Other offices · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • HNW RAUM · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Individual RAUM · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • Non-discretionary RAUM · $278M to $353M
        Mar 11, 2017 to Mar 13, 2018
      • Pension RAUM · unset to 353283588.0
        Mar 11, 2017 to Mar 13, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Mar 11, 2017 to Mar 13, 2018
      • RAUM · $278M to $353M
        Mar 11, 2017 to Mar 13, 2018
      Signals
      1 dated events
      • Edward Jonathan Hunnicutt (General Partner) no longer on Schedule A of Northwest Investment Consulting, Inc. (listed 2020-03-23, absent 2021-01-21)
        Jan 21, 2021 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026