DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eagle Asset Management Inc
Latest filing Jun 2, 2026
First filing on the tape Dec 23, 2011 · 39 filings
SEC status approved since Apr 1, 1984
RAUM
$61B
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
34%
$21B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$61B
derived; firm RAUM over IAPD count
Employees
77
44 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$61B as of Jun 2, 2026
Dec 23, 2011$16B then
HNW client RAUM$7.3B as of Jun 2, 2026
Dec 1, 2017$9.1B then
State-registered IARs (5.B.3)6 as of Jun 2, 2026
Dec 19, 201215 then
Employees (5.A)77 as of Jun 2, 2026
Dec 19, 2012180 then
Private funds2 as of Dec 8, 2022
Dec 23, 20112 then
RAUM +81% over the last fiscal year+16% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $61BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28,045derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $765,122derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 77.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +74%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +44%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$14B42%
- High-net-worth individuals$7.3B22%
- Investment companies$6.8B21%
- Pooled investment vehicles$2.1B6.6%
- Corporations and businesses$1.4B4.3%
- State and municipal entities$1.0B3.2%
- Pension and profit-sharing plans$188M0.6%
- Individual clients
- 21,795reported
- HNW clients
- 6,250reported
- Pension plan clients
- 6reported
- Charitable clients
- 0reported
- Accounts
- 79,272reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $17B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.34 fund_share=0.15 institutional_share=0.02 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Walter Centofonti | St. Petersburg, Fl | Jul 28, 2014 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Steven Barton Gilbert to Raymond James Investment ManagementApr 1, 2025 · Other
- James Patrick Mcfadden to Wells Fargo AdvisorsJan 6, 2020 · RIA to wirehouse
- Dustin Winship Henderson to Raymond James Financial Services Advisors, IncOct 24, 2018 · RIA to affiliated broker-dealer or bank
- Seth Broderick Jennings to Chartwell Investment Partners, LLCJul 31, 2017 · Other
- Graham Alan Rigby to Raymond James & Associates, Inc.Mar 2, 2017 · Other
- Richard Haller Skeppstrom to BrockenbroughJan 19, 2016 · Other
- Samuel A. Braun to Salient Capital Advisors, LLCJan 21, 2014 · Other
- Victoria Adair Boswell to Raymond James Financial Services Advisors, IncOct 22, 2013 · Other
- Robert Russell Marshall to Davenport & Company LLCApr 17, 2013 · Other
- John Gwyn Jordan to Heritage Wealth AdvisorsSep 26, 2012 · Other
- Sita Marie Monti to Ameriprise Financial Services, LLCSep 8, 2006 · Other
- Duane Eatherly to Sunrise Wealth Management, LLCNov 8, 2005 · Other
- Thomas J Bastian to Banc Of America Investment Services, Inc.Oct 8, 2002 · Other
Joined, latest
- James Patrick Mcfadden from Cmg Capital Management Group, Inc.Nov 9, 2017 · Other
- Joseph Walter Centofonti from Raymond James Financial Services Advisors, IncJul 28, 2014 · Other
- Samuel A. Braun from Private Vista, LLCAug 29, 2011 · Other
- Victoria Adair Boswell from Wood Asset Management LLCSep 29, 2010 · Other
- Steven Barton Gilbert from Heritage Asset Management IncNov 6, 2008 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Eagle Growth Partners IIno longer reported | Hedge Fund | $47.0M | 40 | Dec 23, 2011 |
| Eagle Growth Partners Ino longer reported | Hedge Fund | $33.6M | 45 | Dec 23, 2011 |
Owners and control persons
Schedule A and B, latest filing
- A Javier Alvarez · Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- K Elena Mccurry · Chief Compliance Officercontrolsince 05/2026 · owns less than 5%
- Edward Rick IV · Directorcontrolsince 07/2019 · owns less than 5%
- Daniel Damian Sousa · Directorcontrolsince 02/2012 · owns less than 5%
- Christian Eric Wilwant · Director Chief Admin Officercontrolsince 10/2008 · owns less than 5%
- Alan Thomas James · Chairman Ceocontrolsince 01/1971 · owns 25% to 50% of Raymond James Financial, Inc.
Entity owners
- Carillon Tower Advisers, Inc. · Ownerdirect · owns 75% or more
- Raymond James Financial, Inc. · Ownerindirect · owns 75% or more of Carillon Tower Advisers, Inc. · public reporting company
Related persons
Schedule D 7.A
- Carillon Fund Distributors, Inc.broker-dealery
- Raymond James Investment Managementinvestment adviserpooled vehicle sponsoryRAUM $17B
- Chartwell Investment Partnersinvestment advisernRAUM $5.2B
- Clarivest Asset Management LLCinvestment adviseryRAUM $3.0B
- Cougar Global Investmentsinvestment advisernRAUM $1.5B
- Mk Investment Management Inc.pooled vehicle sponsorn
- Raymond James (USA) Ltdinvestment advisernRAUM $2.0B
- Raymond James & Associates, Inc.broker-dealerinvestment adviserpooled vehicle sponsorcustodiannRAUM $501B
- Raymond James Bank, N.A.n
- Raymond James Euro Equities Sasbroker-dealern
- Raymond James Financial Planning Ltdreal estaten
- Raymond James Financial Services Advisors, Incinvestment advisernRAUM $390B
- Raymond James Financial Services, Inc.broker-dealerLP sponsorn
- Raymond James Global Securities, Ltdbroker-dealern
- Raymond James Insurance Group, Inc.real estaten
- Raymond James Investment Counsel Ltd.investment advisernRAUM $27.7M
- Raymond James Investment Services Limitedbroker-dealern
- Raymond James Limitedbroker-dealern
- Raymond James Tax Credit Funds, Inc.pooled vehicle sponsorn
- Raymond James Trust (Canada)n
- Raymond James Trust N.A.n
- Scout Investments, Inc.investment advisernRAUM $37B
Advisers that list Eagle Asset Management Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Petersburg, Fl | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Diego, CA9 employees
- Denver, CO5 employees
- Stowe, VT5 employees
- Memphis, TN4 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 2, 2026MCCURRY, ELENA, K (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2022-12-08 and 2026-06-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 2, 2026SOUSA, DAMIAN, DANIEL (DIRECTOR) left Schedule A between the filings of 2022-12-08 and 2026-06-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 2, 2026JAMES, THOMAS, ALAN (CHAIRMAN CEO) left Schedule A between the filings of 2022-12-08 and 2026-06-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 2, 2026ALVAREZ, JAVIER, A (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-12-08 and 2026-06-02peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 66,691 to 79,272Aug 14, 2025 to Dec 19, 2025
- BD registered reps · 4 to 3Aug 14, 2025 to Dec 19, 2025
- Corporate clients · 80 to 554Aug 14, 2025 to Dec 19, 2025
- HNW clients · 27,875 to 6,250Aug 14, 2025 to Dec 19, 2025
- Individual clients · 38,664 to 21,795Aug 14, 2025 to Dec 19, 2025
- Pension plan clients · 22 to 6Aug 14, 2025 to Dec 19, 2025
- Assets in custody · $457M to $431MAug 14, 2025 to Dec 19, 2025
- Employees · 73 to 77Aug 14, 2025 to Dec 19, 2025
- State-registered IARs · 7 to 6Aug 14, 2025 to Dec 19, 2025
- Discretionary RAUM · $45B to $32BAug 14, 2025 to Dec 19, 2025
- HNW RAUM · $20B to $7.3BAug 14, 2025 to Dec 19, 2025
- Individual RAUM · $13B to $14BAug 14, 2025 to Dec 19, 2025
- Non-discretionary RAUM · $13B to $28BAug 14, 2025 to Dec 19, 2025
- Pension RAUM · $399M to $188MAug 14, 2025 to Dec 19, 2025
- Pooled vehicle RAUM · $1.5B to $2.1BAug 14, 2025 to Dec 19, 2025
- RAUM · $58B to $61BAug 14, 2025 to Dec 19, 2025
- Wrap assets (manager) · $13B to $17BAug 14, 2025 to Dec 19, 2025
- Assets in custody · $464M to $457MDec 19, 2024 to Aug 14, 2025
- Financial planning clients · unset to Dec 19, 2024 to Aug 14, 2025
- Accounts · 46,260 to 66,691Aug 6, 2024 to Dec 19, 2024
- Advisory employees · 54 to 44Aug 6, 2024 to Dec 19, 2024
- BD registered reps · 5 to 4Aug 6, 2024 to Dec 19, 2024
- Corporate clients · 70 to 80Aug 6, 2024 to Dec 19, 2024
- HNW clients · 18,876 to 27,875Aug 6, 2024 to Dec 19, 2024
- Individual clients · 27,259 to 38,664Aug 6, 2024 to Dec 19, 2024
- Pension plan clients · 18 to 22Aug 6, 2024 to Dec 19, 2024
- Assets in custody · $454M to $464MAug 6, 2024 to Dec 19, 2024
- Employees · 66 to 73Aug 6, 2024 to Dec 19, 2024
- Insurance-licensed employees · 2 to 3Aug 6, 2024 to Dec 19, 2024
- Discretionary RAUM · $25B to $45BAug 6, 2024 to Dec 19, 2024
- HNW RAUM · $13B to $20BAug 6, 2024 to Dec 19, 2024
- Individual RAUM · $8.2B to $13BAug 6, 2024 to Dec 19, 2024
- Non-discretionary RAUM · $8.2B to $13BAug 6, 2024 to Dec 19, 2024
- Pension RAUM · $528M to $399MAug 6, 2024 to Dec 19, 2024
- Pooled vehicle RAUM · $1.4B to $1.5BAug 6, 2024 to Dec 19, 2024
- RAUM · $34B to $58BAug 6, 2024 to Dec 19, 2024
- Wrap assets (manager) · $13B to $13BAug 6, 2024 to Dec 19, 2024
- Assets in custody · $643M to $454MMay 14, 2024 to Jul 18, 2024
- Accounts · 41,546 to 46,260Oct 24, 2023 to Dec 8, 2023
- Advisory employees · 50 to 54Oct 24, 2023 to Dec 8, 2023
Signals
8 dated events
- Steven Barton Gilbert left Eagle Asset Management Inc for Raymond James Investment Management (registered 2021-06-07)Apr 1, 2025 · Advisor changed firm · fact
- Eagle Asset Management Inc reported RAUM $58.5B, up 74% from $33.5B (2024-08-06 to 2024-12-19)Dec 19, 2024 · RAUM change · derived
- A Javier Alvarez (Chief Compliance Officer) appeared on Schedule A of Eagle Asset Management IncDec 8, 2022 · Control person joined · fact
- Daniel Robert Kendall (President, Director) no longer on Schedule A of Eagle Asset Management Inc (listed 2021-05-09, absent 2021-09-09)Sep 9, 2021 · Control person left · inference
- Cooper James Abbott (Director) no longer on Schedule A of Eagle Asset Management Inc (listed 2020-12-07, absent 2021-05-09)May 9, 2021 · Control person left · inference
- Daniel Robert Kendall (President, Director) appeared on Schedule A of Eagle Asset Management IncMay 9, 2021 · Control person joined · fact
- W Courtland James (Executive Vice President) no longer on Schedule A of Eagle Asset Management Inc (listed 2019-04-10, absent 2019-12-04)Dec 4, 2019 · Control person left · inference
- Edward Rick Iv (Director) appeared on Schedule A of Eagle Asset Management IncDec 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Eagle Asset Management Inc · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 201-344-1301reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-704-7385reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-406-8888reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CARILLONTOWERreportedpublic record, Form ADV, Sep 18, 2026
- Website
- EAGLEASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 727-573-2453reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026