DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ivy Hill Asset Management, L.P.
Latest filing Aug 26, 2026
First filing on the tape Mar 8, 2012 · 30 filings
SEC status approved since Mar 30, 2012
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
18
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$13B as of Aug 26, 2026
Apr 1, 2013$3.1B then
HNW client RAUM$0 as of Mar 28, 2024
Mar 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Apr 1, 20130 then
Employees (5.A)16 as of Aug 26, 2026
Apr 1, 201316 then
Private funds18 as of Aug 26, 2026
Apr 1, 201317 then
RAUM +3.3% over the last fiscal year-0.0% a year over threeIARs 0 to 0offices 4 to 1
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $682MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $6.8B, 6 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B99%
- Insurance companies$99.1M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.8B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
44 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ivy Hill Middle Market Credit Fund Xix, LLC | Securitized Asset Fund | $3.5B | 1 | Mar 31, 2022 |
| Ivy Hill Investment Holdings, LLC | Other Private Fund | $1.9B | 1 | Apr 1, 2013 |
| Ivy Hill Middle Market Credit Fund Xvi, Ltd. | Securitized Asset Fund | $805M | 1 | Mar 31, 2021 |
| Ivy Hill Middle Market Credit Fund Xiv, Ltd | Securitized Asset Fund | $805M | 2 | Mar 29, 2019 |
| Ivy Hill Revolver Funding LP | Hedge Fund | $747M | 11 | Aug 26, 2019 |
| Ivy Hill Middle Market Credit Fund Xvii, Ltd. | Securitized Asset Fund | $735M | 1 | Mar 31, 2021 |
| Ivy Hill Middle Market Credit Fund Xii, Ltd | Securitized Asset Fund | $645M | 2 | Mar 31, 2018 |
| American Capital Equity III, LPno longer reported | Private Equity Fund | $643M | 41 | Sep 23, 2014 |
| Ivy Hill Revolver Funding II LP | Hedge Fund | $538M | 13 | Aug 23, 2022 |
| Knightsbridge Clo 2007-1 Limitedno longer reported | Securitized Asset Fund | $522M | 7 | Mar 8, 2012 |
| Ivy Hill Middle Market Credit Fund Xviii, Ltd. | Securitized Asset Fund | $509M | 1 | Mar 31, 2022 |
| Ivy Hill Middle Market Credit Fund Xxi, Ltd. | Securitized Asset Fund | $495M | 1 | Mar 28, 2024 |
| Ivy Hill Middle Market Credit Fund Viii, Ltd. | Securitized Asset Fund | $480M | 4 | Mar 31, 2014 |
| Ivy Hill Middle Market Credit Fund Ix, Ltd | Securitized Asset Fund | $452M | 1 | Mar 31, 2015 |
| Ivy Hill Middle Market Credit Fund Vii, Ltd. | Securitized Asset Fund | $422M | 2 | Mar 31, 2014 |
| Ivy Hill Middle Market Credit Fund V, Ltd. | Securitized Asset Fund | $410M | 82 | Apr 1, 2013 |
| Ivy Hill Middle Market Credit Fund Xx, Ltd. | Securitized Asset Fund | $406M | 2 | Mar 28, 2024 |
| Ivy Hill Middle Market Credit Fund IV, Ltd. | Securitized Asset Fund | $402M | 2 | Mar 8, 2012 |
| Ivy Hill Middle Market Credit Fund, Ltd.no longer reported | Securitized Asset Fund | $352M | 34 | Mar 8, 2012 |
| American Capital Clo Fund I, LPno longer reported | Private Equity Fund | $336M | 2 | Nov 2, 2015 |
| Firstlight Funding I, Ltd.no longer reported | Other Private Fund | $283M | 2 | Mar 8, 2012 |
| Private Debt Strategies Fund III, L.P. | Other Private Fund | $242M | 3 | Mar 8, 2012 |
| Ivy Hill Investment Holdings, LLCno longer reported | Other Private Fund | $112M | 1 | Mar 31, 2018 |
| Cflh, L.P.no longer reported | Other Private Fund | $47.4M | 1 | Apr 1, 2013 |
| American Capital Equity II, LP | Private Equity Fund | $43.2M | 13 | Feb 15, 2012 |
| American Capital Equity I, LLC | Private Equity Fund | $30.4M | 14 | Feb 15, 2012 |
| Ivy Hill Middle Market Credit Fund II, Ltd.no longer reported | Other Private Fund | $12.6M | 1 | Mar 8, 2012 |
| Ares Private Debt Strategies Fund II, L.P.no longer reported | Other Private Fund | $2.9M | 2 | Mar 8, 2012 |
| Ivy Hill Senior Debt Fund, L.P.no longer reported | Hedge Fund | $6,000 | 10 | Mar 8, 2012 |
| Colts 2005-2 Ltd.no longer reported | Securitized Asset Fund | $0 | 0 | Mar 8, 2012 |
| Emporia Preferred Funding I, Ltd.no longer reported | Securitized Asset Fund | $0 | 0 | Mar 8, 2012 |
| Colts 2005-1 Ltd. | Securitized Asset Fund | $0 | 0 | Mar 8, 2012 |
| Ivy Hill Middle Market Credit Fund X, Ltdno longer reported | Securitized Asset Fund | $0 | 0 | Mar 30, 2016 |
| Flfc, LLCno longer reported | Other Private Fund | $0 | 0 | Apr 1, 2013 |
| Ivy Hill Middle Market Credit Fund III, Ltd.no longer reported | Securitized Asset Fund | $0 | 0 | Mar 8, 2012 |
| Ivy Hill Middle Market Credit Fund Xiii, Ltdno longer reported | Securitized Asset Fund | $0 | 0 | Mar 29, 2019 |
| Emporia Preferred Funding II, Ltd.no longer reported | Securitized Asset Fund | $0 | 0 | Mar 8, 2012 |
| Ivy Hill Middle Market Credit Fund Xv, Ltdno longer reported | Securitized Asset Fund | $0 | 0 | Mar 30, 2020 |
| Ivy Hill Middle Market Credit Fund Vi Ltdno longer reported | Securitized Asset Fund | $0 | 0 | Mar 31, 2014 |
| Ivy Hill Middle Market Credit Fund Xi, Ltdno longer reported | Securitized Asset Fund | $0 | 0 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- J (Mi Only) Michael Arougheti · Vice Presidentcontrolsince 08/2011 · owns less than 5%
- M. Joshua Bloomstein · General Counsel, Vice President And Secretarycontrolsince 01/2020 · owns less than 5%
- Shelly Cleary · Presidentcontrolsince 01/2022 · owns less than 5%
- Scott Lem · Chief Financial Officer, Controller, Treasurer And Vice Presidentcontrolsince 03/2024 · owns less than 5%
- Facemire Penelope Roll · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- J (Mi Only) Michael Arougheti · Elected Managercontrolsince 11/2007 · owns F of Ivy Hill Asset Management Gp, LLC
- Kipp Robert Deveer · Elected Managercontrolsince 11/2007 · owns F of Ivy Hill Asset Management Gp, LLC
- Scott Mitchell Goldstein · Elected Managercontrolsince 11/2007 · owns F of Ivy Hill Asset Management Gp, LLC
- Facemire Penelope Roll · Elected Managercontrolsince 02/2013 · owns F of Ivy Hill Asset Management Gp, LLC
- L. Michael Smith · Elected Managercontrolsince 11/2007 · owns F of Ivy Hill Asset Management Gp, LLC
Entity owners
- Ares Capital Corporation · Limited Partnerdirect · owns 75% or more · public reporting company
- Ivy Hill Asset Management Gp, LLC · General Partnerdirect · owns less than 5%
- Ares Capital Corporation · Memberindirect · owns 75% or more of Ivy Hill Asset Management Gp, LLC · public reporting company
Related persons
Schedule D 7.A
- Ace III Gp (Scotland) Llppooled vehicle sponsorn
- Acip Investment Management LLCinvestment adviserbankpooled vehicle sponsorn
- Aclof III Gp LLCpooled vehicle sponsorn
- Acme Pc Management LPpooled vehicle sponsorn
- Acof Asia Management, L.P.pooled vehicle sponsorn
- Acof Investment Management, LLCinvestment adviserbankn
- Acof IV Atd Co-Invest Management, LLCpooled vehicle sponsorn
- Acof Lux Management Vii S.A R.L.pooled vehicle sponsorn
- Acof Management III, L.P.pooled vehicle sponsorn
- Acof Management IV, L.P.pooled vehicle sponsorn
- Acof Management V, L.P.pooled vehicle sponsorn
- Acof Management Vi Gp LLCpooled vehicle sponsorn
- Acof Management Vi, L.P.pooled vehicle sponsorn
- Acof Management Vii, L.P.pooled vehicle sponsorn
- Acof Management, L.P.pooled vehicle sponsorn
- Acof Operating Manager III, LLCinvestment adviserbankn
- Acof Operating Manager IV, LLCinvestment adviserbankn
- Acof Operating Manager, L.P.investment adviserbankn
- Adrex Advisor LLCinvestment advisern
- Aeif Kleen Gp, LLCpooled vehicle sponsorn
- Aeif Linden Gp, LLCpooled vehicle sponsorn
- Aeof Management Gp LLCpooled vehicle sponsorn
- Aeof Management, L.P.pooled vehicle sponsorn
- Aepep (Scotland) Gp II, Llppooled vehicle sponsorn
- Aepep Gp II, LLCpooled vehicle sponsorn
- Aepep II N Gp, L.P.pooled vehicle sponsorn
- Aepep III N Strategic Co-Invest Gp, L.P.pooled vehicle sponsorn
- Aevf Management Gp LLCpooled vehicle sponsorn
- Aevf Management LPpooled vehicle sponsorn
- Aic Management Ltd.pooled vehicle sponsorn
Advisers that list Ivy Hill Asset Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Aug 26, 2026related persons on Schedule D 7.A of 330.0 against a peer median of 11.0 (492 comparable advisers, 99.0th percentile, 35.9 robust deviations)peers: asset managers, $5B to $20B (492) · 99% percentile
- office count dropChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 1.0 (-75.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was 0.0% (136 comparable advisers, 0.0th percentile of changes)peers: asset managers, $5B to $20B (136) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 19Feb 24, 2026 to Mar 27, 2026
- Advisory employees · 17 to 14Feb 24, 2026 to Mar 27, 2026
- Pooled vehicle clients · 20 to 18Feb 24, 2026 to Mar 27, 2026
- Assets in custody · $6.9B to $6.8BFeb 24, 2026 to Mar 27, 2026
- Employees · 20 to 16Feb 24, 2026 to Mar 27, 2026
- Other offices · 4 to 1Feb 24, 2026 to Mar 27, 2026
- Private funds · 19 to 18Feb 24, 2026 to Mar 27, 2026
- Discretionary RAUM · $13B to $13BFeb 24, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $12B to $13BFeb 24, 2026 to Mar 27, 2026
- RAUM · $13B to $13BFeb 24, 2026 to Mar 27, 2026
- Private funds · 22 to 19Nov 24, 2025 to Feb 24, 2026
- Private funds · 23 to 22May 30, 2025 to Aug 27, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 30, 2025
- Accounts · 23 to 21Aug 27, 2024 to Mar 31, 2025
- Advisory employees · 14 to 17Aug 27, 2024 to Mar 31, 2025
- Charity clients · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Corporate clients · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- HNW clients · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Individual clients · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Pension plan clients · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 22 to 20Aug 27, 2024 to Mar 31, 2025
- Assets in custody · $7.0B to $6.9BAug 27, 2024 to Mar 31, 2025
- Employees · 15 to 20Aug 27, 2024 to Mar 31, 2025
- Other offices · 1 to 4Aug 27, 2024 to Mar 31, 2025
- Private funds · 22 to 23Aug 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $14B to $13BAug 27, 2024 to Mar 31, 2025
- HNW RAUM · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Individual RAUM · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Pension RAUM · 0.0 to unsetAug 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $14B to $12BAug 27, 2024 to Mar 31, 2025
- RAUM · $14B to $13BAug 27, 2024 to Mar 31, 2025
- Accounts · 22 to 23Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 21 to 22Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $6.7B to $7.0BMar 31, 2023 to Mar 28, 2024
- Employees · 18 to 15Mar 31, 2023 to Mar 28, 2024
- Private funds · 21 to 22Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $13B to $14BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $13B to $14BMar 31, 2023 to Mar 28, 2024
- RAUM · $13B to $14BMar 31, 2023 to Mar 28, 2024
- Accounts · 25 to 22Aug 23, 2022 to Mar 31, 2023
Signals
7 dated events
- Scott Lem (Chief Financial Officer, Controller, Treasurer And Vice President) appeared on Schedule A of Ivy Hill Asset Management, L.P.Mar 28, 2024 · Control person joined · fact
- Goldsmith Miriam Krieger (Chief Compliance Officer) no longer on Schedule A of Ivy Hill Asset Management, L.P. (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Ivy Hill Asset Management, L.P. reported RAUM $13.0B, up 56% from $8.3B (2022-08-23 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ivy Hill Asset Management, L.P. reported RAUM $8.3B, up 26% from $6.6B (2021-11-19 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Robert Kevin Braddish (President) no longer on Schedule A of Ivy Hill Asset Management, L.P. (listed 2021-11-19, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Shelly Cleary (President) appeared on Schedule A of Ivy Hill Asset Management, L.P.Mar 31, 2022 · Control person joined · fact
- M. Joshua Bloomstein (General Counsel And Secretary) appeared on Schedule A of Ivy Hill Asset Management, L.P.Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Ivy Hill Asset Management, L.P. · Independent Sponsorsshared crd · capital_provider
- IVY Hill Asset Management, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ares-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- areswms.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-710-2100reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026