DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C• I••••••••• M••••••••• C••• L••
Latest filing Sep 8, 2026
First filing on the tape Feb 14, 2012 · 36 filings
SEC status approved since Mar 27, 2012
RAUM
$6.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$6.6M as of Mar 30, 2026
Mar 4, 2013$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 4, 20130 then
Employees (5.A)13 as of Mar 30, 2026
Mar 4, 201358 then
Private funds3 as of Mar 30, 2026
Mar 4, 20138 then
RAUM -97% over the last fiscal year-70% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -97%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C• O••••••••• P••••••• I• L•••no longer reported | Real Estate Fund | $188M | 30 | Feb 14, 2012 |
| C• H••• G•••• P••••••• I•• L•• | Real Estate Fund | $175M | 2 | Feb 14, 2012 |
| C• C•• I•• L•••no longer reported | Securitized Asset Fund | $65.8M | 0 | Jan 18, 2013 |
| C• L•••• L••• 2•••• I•••no longer reported | Real Estate Fund | $51.7M | 8 | Feb 14, 2012 |
| M• 2••••••••• L•••no longer reported | Securitized Asset Fund | $17.6M | 0 | Jan 18, 2013 |
| C• R• C•• 2••••• L••• | Securitized Asset Fund | $0 | 0 | Jan 18, 2013 |
| C• C•• I• L••• | Securitized Asset Fund | $0 | 0 | Jan 18, 2013 |
| C• R• C•• 2••••• L•••no longer reported | Securitized Asset Fund | $0 | 0 | Jan 18, 2013 |
Owners and control persons
Schedule A and B, latest filing
- J••••••• T••••••• S••••• · Global Head Of B••••••••• R••• E••••• Debt S•••••••••controlsince 10/2021 · owns less than 5%
- K••••• F•••••• M•••• · Global R••• E••••• General Counselcontrolsince 01/2017 · owns less than 5%
- K•••••• K••••••••• A••••• · Global Chief Operating Officer Of R••• E••••• Creditcontrolsince 11/2023 · owns less than 5%
- M••••••• S••••• A•••• · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- M••••••••• K•••••••• T•••••• · Global Co-Head Of R••• E•••••controlsince 02/2018 · owns less than 5%
- M•••••• N•••••• N•• · Global Co-Head Of R••• E•••••controlsince 01/2024 · owns less than 5%
- Q••••••• P•••• D••••• · R••• E••••• Chief Financial Officercontrolsince 01/2015 · owns less than 5%
Entity owners
- H•••••• A••••••••• L•• · Managing Memberdirect · owns 75% or more
- B••••••••• H••••••• I••• G• L•• · General Partnerindirect · owns F of B••••••••• H••••••• I• L•••
- B••••••••• H••••••• I• L••• · Managing Memberindirect · owns 75% or more of H•••••• A••••••••• L••
- B••••••••• I••• · Sole Memberindirect · owns 75% or more of B••••••••• H••••••• I••• G• L••
Related persons
Schedule D 7.A
- A•• I••••••••• M••••••• L•••investment advisern
- A••••••••• F••••••••• L••broker-dealern
- B••••••••• ••••••••• E••••• I••••••••• M••••••••• C•• L•••investment advisern
- B••••••••• A••••••••• S••••••• C••••• U••investment advisern
- B••••••••• A••••••• I•••• P•••••• L••••••investment advisern
- B••••••••• A••••••• K•••• L••••••investment advisern
- B••••••••• A••••••••• A•••• M••••••••• L•••investment adviserbanknRAUM $92B
- B••••••••• A••••••••• C••••• A••••••• L•investment adviserbanknRAUM $44B
- B••••••••• A••••••••• I••••••••• A••••••• L••investment adviserbanknRAUM $5.4B
- B••••••••• A••••••••• S•••••••• L•••••investment adviserbanknRAUM $20B
- B••••••••• A•••• B•••• F•••••• A••••••• L•investment advisernRAUM $70B
- B••••••••• C•••••• I••••• L•••investment advisern
- B••••••••• C•• M••••••••• L••investment adviserbanknRAUM $31B
- B••••••••• C••••••••• A••••••• I• L••investment advisernRAUM $45.3M
- B••••••••• C••• E••••• A••••••• L•••••investment advisernRAUM $3.7B
- B••••••••• C••••• B•• A••••••• L••investment adviserbanknRAUM $101B
- B••••••••• C••••• S••••••••• S••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $36B
- B••••••••• E••••• F••• M••••••••• S•••••••investment advisern
- B••••••••• E••••• L••investment advisern
- B••••••••• G••••• A••••••• L•••••investment advisernRAUM $10B
- B••••••••• I••••••••• A••••••• L•••••investment adviserbanknRAUM $80B
- B••••••••• I•••••• F••• M••••••••• L••••••investment adviserbanknRAUM $2.5B
- B••••••••• I•••••• L••••••investment advisernRAUM $15B
- B••••••••• I•••• A••••••• L•••••investment adviserbanknRAUM $184B
- B••••••••• I••••• A••••••• L•••••investment adviserbanknRAUM $8.0B
- B••••••••• L••• S••••••• A••••••• L•••••investment advisernRAUM $13B
- B••••••••• L••••• C••••• A••••••• I• L••investment adviserbanknRAUM $52B
- B••••••••• L••••• C••••• S••••••••• L••investment adviserbanknRAUM $19B
- B••••••••• M••••••••• P••••••• I• L•••••investment advisernRAUM $2.1B
- B••••••••• M••••••••• P••••••• L•••••investment adviserbanknRAUM $146B
Advisers that list C• I••••••••• M••••••••• C••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $215,669,558 to $6,592,698 (-97.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was -12.0% (97 comparable advisers, 4.0th percentile of changes)peers: ASSET_M••••••, under $100M (97) · 4.2% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 30, 2026 to Sep 8, 2026
- Private funds · 3 to unsetMar 30, 2026 to Sep 8, 2026
- Succession · false to unsetMar 30, 2026 to Sep 8, 2026
- Accounts · 4 to 3Jan 30, 2026 to Mar 30, 2026
- Advisory employees · 6 to 4Jan 30, 2026 to Mar 30, 2026
- Advisory activities · 2 to 1Jan 30, 2026 to Mar 30, 2026
- Employees · 15 to 13Jan 30, 2026 to Mar 30, 2026
- Other offices · 1 to 0Jan 30, 2026 to Mar 30, 2026
- Discretionary RAUM · $158M to $6.6MJan 30, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $57.9M to $0Jan 30, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $158M to $6.6MJan 30, 2026 to Mar 30, 2026
- RAUM · $216M to $6.6MJan 30, 2026 to Mar 30, 2026
- Related insurance company · false to trueJan 30, 2026 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $175M to $158MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $53.2M to $57.9MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $175M to $158MMar 28, 2024 to Mar 28, 2025
- RAUM · $228M to $216MMar 28, 2024 to Mar 28, 2025
- BD registered reps · 4 to 2Feb 29, 2024 to Mar 28, 2024
- Employees · 18 to 15Feb 29, 2024 to Mar 28, 2024
- Discretionary RAUM · $187M to $175MFeb 29, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $54.6M to $53.2MFeb 29, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $187M to $175MFeb 29, 2024 to Mar 28, 2024
- RAUM · $242M to $228MFeb 29, 2024 to Mar 28, 2024
- Advisory employees · 7 to 5Jan 24, 2023 to Mar 30, 2023
- BD registered reps · 3 to 4Jan 24, 2023 to Mar 30, 2023
- Employees · 20 to 18Jan 24, 2023 to Mar 30, 2023
- Discretionary RAUM · $199M to $187MJan 24, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $63.5M to $54.6MJan 24, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $199M to $187MJan 24, 2023 to Mar 30, 2023
- RAUM · $262M to $242MJan 24, 2023 to Mar 30, 2023
- Advisory employees · 79 to 7Feb 9, 2022 to Mar 31, 2022
- BD registered reps · 26 to 3Feb 9, 2022 to Mar 31, 2022
- Employees · 192 to 20Feb 9, 2022 to Mar 31, 2022
- Discretionary RAUM · $206M to $199MFeb 9, 2022 to Mar 31, 2022
- Non-discretionary RAUM · $64.9M to $63.5MFeb 9, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $206M to $199MFeb 9, 2022 to Mar 31, 2022
- RAUM · $271M to $262MFeb 9, 2022 to Mar 31, 2022
- Advisory employees · 89 to 79May 29, 2020 to Mar 31, 2021
Signals
10 dated events
- C• I••••••••• M••••••••• C••• L•• reported RAUM $6.6M, down 97% from $215.7M (2026-01-30 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Lee Jonathan Pollack (Global Head Of Real Estate Credit) no longer on Schedule A of C• I••••••••• M••••••••• C••• L•• (listed 2024-01-30, absent 2024-02-29)Feb 29, 2024 · Control person left · inference
- Steven Timothy Johnson (Global Head Of Blackstone Real Estate Debt Strategies) appeared on Schedule A of C• I••••••••• M••••••••• C••• L••Jan 30, 2024 · Control person joined · fact
- Nmn Nadeem Meghji (Global Co-Head Of Real Estate) appeared on Schedule A of C• I••••••••• M••••••••• C••• L••Jan 30, 2024 · Control person joined · fact
- Amelia Katharine Keenan (Global Chief Operating Officer Of Real Estate Credit) appeared on Schedule A of C• I••••••••• M••••••••• C••• L••Jan 30, 2024 · Control person joined · fact
- Bruce Michael Nash (Chairman Of Blackstone Real Estate Debt Strategies) no longer on Schedule A of C• I••••••••• M••••••••• C••• L•• (listed 2023-03-30, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- Alan Kenneth Caplan (Global Co-Head Of Real Estate) no longer on Schedule A of C• I••••••••• M••••••••• C••• L•• (listed 2023-03-30, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- John Patrick Kassen (Chief Compliance Officer) no longer on Schedule A of C• I••••••••• M••••••••• C••• L•• (listed 2019-07-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- A•••• S•••• M•••••• (Chief Compliance Officer) appeared on Schedule A of C• I••••••••• M••••••••• C••• L••Mar 30, 2020 · Control person joined · fact
- C• I••••••••• M••••••••• C••• L•• reported RAUM $353.1M, down 39% from $575.6M (2018-01-26 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackstonegroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- blackstone.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-583-5000reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C• I••••••••• M••••••••• C••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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