DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nationwide Fund Advisors
Latest filing Feb 12, 2026
First filing on the tape Feb 8, 2012 · 44 filings
SEC status approved since Mar 18, 1999
RAUM
$83B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
129
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$83B as of Feb 12, 2026
Mar 28, 2012$61B then
HNW client RAUM$0 as of Feb 12, 2026
Mar 19, 2018$0 then
State-registered IARs (5.B.3)0 as of Feb 12, 2026
Mar 28, 20120 then
Employees (5.A)129 as of Feb 12, 2026
Apr 1, 201395 then
Private funds: no history
RAUM +6.9% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $644MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$80B96%
- Pooled investment vehicles$3.5B4.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 129reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=66.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Leland Cummings · Senior Vice Presidentcontrolsince 01/2008 · owns less than 5%
- Charlton Christopher Graham · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
- Douglas Kevin Grether · Vice President & Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- Thomas Kevin Jestice · Presidentcontrolsince 02/2023 · owns less than 5%
- Randolph Stephen Rimes · Vice President & General Counsel & Assistant Secretarycontrolsince 12/2019 · owns less than 5%
Entity owners
- Nationwide Financial Services, Inc. · Corporate Parentdirect · owns 75% or more
- Nationwide Corporation · Shareholderindirect · owns 75% or more of Nationwide Financial Services, Inc.
- Nationwide Mutual Insurance Company · Shareholderindirect · owns 75% or more of Nationwide Corporation
- Wilmington Trust · Sole Trusteedirect · owns less than 5%
Related persons
Schedule D 7.A
- Jefferson National Life Insurance Companyreal estaten
- Jefferson National Life Insurance Company Of New Yorkreal estaten
- Nationwide Asset Management, LLCinvestment adviserpooled vehicle sponsornRAUM $15B
- Nationwide Fund Distributors LLCbroker-dealern
- Nationwide Investment Advisors, LLCinvestment advisernRAUM $17B
- Nationwide Investment Services Corporationbroker-dealern
- Nationwide Life And Annuity Insurance Companyreal estaten
- Nationwide Life Insurance Companyreal estaten
- Nationwide Securities, LLCbroker-dealerinvestment advisern
- Nationwide Trust Company, Fsbn
Advisers that list Nationwide Fund Advisors as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 130 to 129Dec 18, 2025 to Feb 12, 2026
- Advisory employees · 21 to 22Dec 18, 2025 to Feb 12, 2026
- BD registered reps · 69 to 66Dec 18, 2025 to Feb 12, 2026
- Pooled vehicle clients · 20 to 19Dec 18, 2025 to Feb 12, 2026
- Employees · 133 to 129Dec 18, 2025 to Feb 12, 2026
- Discretionary RAUM · $78B to $83BDec 18, 2025 to Feb 12, 2026
- Pooled vehicle RAUM · $3.1B to $3.5BDec 18, 2025 to Feb 12, 2026
- RAUM · $78B to $83BDec 18, 2025 to Feb 12, 2026
- BD registered reps · 66 to 69Aug 23, 2024 to Mar 20, 2025
- Employees · 135 to 133Aug 23, 2024 to Mar 20, 2025
- Financial planning clients · unset to Aug 23, 2024 to Mar 20, 2025
- Discretionary RAUM · $78B to $78BAug 23, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $3.1B to $3.1BAug 23, 2024 to Mar 20, 2025
- RAUM · $78B to $78BAug 23, 2024 to Mar 20, 2025
- Related bank · true to falseAug 23, 2024 to Mar 20, 2025
- Accounts · 136 to 130Mar 25, 2024 to Aug 23, 2024
- Discretionary RAUM · $76B to $78BMar 25, 2024 to Aug 23, 2024
- Pooled vehicle RAUM · $2.9B to $3.1BMar 25, 2024 to Aug 23, 2024
- RAUM · $76B to $78BMar 25, 2024 to Aug 23, 2024
- Accounts · 134 to 136Feb 15, 2023 to Mar 25, 2024
- Advisory employees · 20 to 21Feb 15, 2023 to Mar 25, 2024
- BD registered reps · 63 to 66Feb 15, 2023 to Mar 25, 2024
- Pooled vehicle clients · 17 to 20Feb 15, 2023 to Mar 25, 2024
- Employees · 133 to 135Feb 15, 2023 to Mar 25, 2024
- Discretionary RAUM · $72B to $76BFeb 15, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.9B to $2.9BFeb 15, 2023 to Mar 25, 2024
- RAUM · $72B to $76BFeb 15, 2023 to Mar 25, 2024
- Accounts · 130 to 134Sep 30, 2022 to Feb 15, 2023
- Advisory employees · 25 to 20Sep 30, 2022 to Feb 15, 2023
- BD registered reps · 68 to 63Sep 30, 2022 to Feb 15, 2023
- Pooled vehicle clients · 15 to 17Sep 30, 2022 to Feb 15, 2023
- Employees · 128 to 133Sep 30, 2022 to Feb 15, 2023
- Discretionary RAUM · $96B to $72BSep 30, 2022 to Feb 15, 2023
- Pooled vehicle RAUM · $2.2B to $1.9BSep 30, 2022 to Feb 15, 2023
- RAUM · $96B to $72BSep 30, 2022 to Feb 15, 2023
- Related bank · false to trueSep 30, 2022 to Feb 15, 2023
- Accounts · 112 to 130Dec 15, 2021 to Mar 22, 2022
- Advisory employees · 27 to 25Dec 15, 2021 to Mar 22, 2022
- Pooled vehicle clients · 1 to 15Dec 15, 2021 to Mar 22, 2022
- Employees · 125 to 128Dec 15, 2021 to Mar 22, 2022
Signals
12 dated events
- David John Carter (President) no longer on Schedule A of Nationwide Fund Advisors (listed 2022-09-30, absent 2023-02-15)Feb 15, 2023 · Control person left · inference
- Thomas Kevin Jestice (President) appeared on Schedule A of Nationwide Fund AdvisorsFeb 15, 2023 · Control person joined · fact
- David John Carter (President) appeared on Schedule A of Nationwide Fund AdvisorsSep 30, 2022 · Control person joined · fact
- Scott Michael Spangler (Director & President) no longer on Schedule A of Nationwide Fund Advisors (listed 2022-03-22, absent 2022-09-30)Sep 30, 2022 · Control person left · inference
- Donald Keith Wild (Vice President-Finance) no longer on Schedule A of Nationwide Fund Advisors (listed 2021-12-15, absent 2022-03-22)Mar 22, 2022 · Control person left · inference
- Douglas Kevin Grether (Vice President & Chief Compliance Officer) appeared on Schedule A of Nationwide Fund AdvisorsDec 15, 2021 · Control person joined · fact
- Patrick Thomas Reed (Vice President - Finance) no longer on Schedule A of Nationwide Fund Advisors (listed 2020-09-30, absent 2021-01-04)Jan 4, 2021 · Control person left · inference
- Donald Keith Wild (Vice President-Finance) appeared on Schedule A of Nationwide Fund AdvisorsJan 4, 2021 · Control person joined · fact
- Randolph Stephen Rimes (Vice President & General Counsel & Assistant Secretary) appeared on Schedule A of Nationwide Fund AdvisorsDec 6, 2019 · Control person joined · fact
- Edward Eric Miller (Vice President & General Counsel & Assistant Secretary) no longer on Schedule A of Nationwide Fund Advisors (listed 2019-03-12, absent 2019-07-08)Jul 8, 2019 · Control person left · inference
- Patrick Thomas Reed (Vice President - Finance) appeared on Schedule A of Nationwide Fund AdvisorsJan 30, 2019 · Control person joined · fact
- Donald Keith Wild (Vice President- Finance) no longer on Schedule A of Nationwide Fund Advisors (listed 2018-05-10, absent 2019-01-30)Jan 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nationwide-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- nationwidefinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 614-435-6274reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026