DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nationwide Asset Management, LLC
Latest filing Mar 10, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Jun 20, 2007
RAUM
$15B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
212
107 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$15B as of Mar 10, 2026
Mar 30, 2012$13B then
HNW client RAUM$0 as of Mar 10, 2026
Mar 2, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 30, 20120 then
Employees (5.A)212 as of Mar 10, 2026
Mar 28, 2013125 then
Private funds2 as of Mar 10, 2026
Mar 30, 20121 then
RAUM +12% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.7B38%
- Insurance companies$4.6B30%
- Pension and profit-sharing plans$4.2B28%
- Investment companies$426M2.8%
- Banks and thrifts$112M0.7%
- Charitable organizations$111M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.4 institutional_share=0.58 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nationwide Cash Management Company | Other Private Fund | $3.0B | 60 | Mar 30, 2012 |
| Stragetic Multi-Asset Allocation Portfolio - N | Other Private Fund | $1.1B | 1 | Mar 30, 2017 |
| The Bond Portfolio | Other Private Fund | $336M | 1 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Jay Bradley Beman · Vice President And Managercontrolsince 02/2022 · owns less than 5%
- Lawrence Joel Coleman · President And Managercontrolsince 04/2020 · owns less than 5%
- Teachnor Nicholas Graham · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- Dyan Jill Phlegar · Vice President And Managercontrolsince 02/2023 · owns less than 5%
Entity owners
- Nationwide Mutual Insurance Company · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Nationwide Fund Advisorsinvestment advisernRAUM $83B
- Nationwide Fund Distributors LLCbroker-dealern
- Nationwide Investment Advisors, LLCinvestment advisernRAUM $17B
- Nationwide Investment Services Corporationbroker-dealern
- Nationwide Securities, LLCbroker-dealerinvestment advisern
Advisers that list Nationwide Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 13Jan 20, 2026 to Mar 10, 2026
- Advisory employees · 97 to 107Jan 20, 2026 to Mar 10, 2026
- BD registered reps · 9 to 10Jan 20, 2026 to Mar 10, 2026
- Employees · 203 to 212Jan 20, 2026 to Mar 10, 2026
- Discretionary RAUM · $13B to $15BJan 20, 2026 to Mar 10, 2026
- Non-discretionary RAUM · $107M to $112MJan 20, 2026 to Mar 10, 2026
- Pension RAUM · $3.9B to $4.2BJan 20, 2026 to Mar 10, 2026
- Pooled vehicle RAUM · $4.1B to $5.7BJan 20, 2026 to Mar 10, 2026
- RAUM · $14B to $15BJan 20, 2026 to Mar 10, 2026
- Accounts · 13 to 14Mar 12, 2024 to Mar 5, 2025
- Advisory employees · 91 to 97Mar 12, 2024 to Mar 5, 2025
- BD registered reps · 6 to 9Mar 12, 2024 to Mar 5, 2025
- Employees · 171 to 203Mar 12, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 12, 2024 to Mar 5, 2025
- Discretionary RAUM · $15B to $13BMar 12, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $108M to $107MMar 12, 2024 to Mar 5, 2025
- Pension RAUM · $4.7B to $3.9BMar 12, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $3.1B to $4.1BMar 12, 2024 to Mar 5, 2025
- RAUM · $15B to $14BMar 12, 2024 to Mar 5, 2025
- Related bank · true to falseMar 12, 2024 to Mar 5, 2025
- Accounts · 12 to 13Mar 2, 2023 to Mar 12, 2024
- Advisory employees · 88 to 91Mar 2, 2023 to Mar 12, 2024
- BD registered reps · 3 to 6Mar 2, 2023 to Mar 12, 2024
- Employees · 164 to 171Mar 2, 2023 to Mar 12, 2024
- Private funds · 3 to 2Mar 2, 2023 to Mar 12, 2024
- Discretionary RAUM · $15B to $15BMar 2, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $104M to $108MMar 2, 2023 to Mar 12, 2024
- Pension RAUM · $4.7B to $4.7BMar 2, 2023 to Mar 12, 2024
- Pooled vehicle RAUM · $3.0B to $3.1BMar 2, 2023 to Mar 12, 2024
- RAUM · $15B to $15BMar 2, 2023 to Mar 12, 2024
- Advisory employees · 93 to 88Mar 16, 2022 to Mar 2, 2023
- BD registered reps · 2 to 3Mar 16, 2022 to Mar 2, 2023
- Employees · 167 to 164Mar 16, 2022 to Mar 2, 2023
- Discretionary RAUM · $18B to $15BMar 16, 2022 to Mar 2, 2023
- HNW RAUM · unset to 0.0Mar 16, 2022 to Mar 2, 2023
- Individual RAUM · unset to 0.0Mar 16, 2022 to Mar 2, 2023
- Non-discretionary RAUM · $122M to $104MMar 16, 2022 to Mar 2, 2023
- Pension RAUM · $6.3B to $4.7BMar 16, 2022 to Mar 2, 2023
- Pooled vehicle RAUM · $3.9B to $3.0BMar 16, 2022 to Mar 2, 2023
- RAUM · $18B to $15BMar 16, 2022 to Mar 2, 2023
Signals
11 dated events
- Dyan Jill Phlegar (Vice President And Manager) appeared on Schedule A of Nationwide Asset Management, LlcMar 2, 2023 · Control person joined · fact
- William Mark Bursinger (Vice President And Manager) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2022-03-16, absent 2023-03-02)Mar 2, 2023 · Control person left · inference
- Teachnor Nicholas Graham (Chief Compliance Officer) appeared on Schedule A of Nationwide Asset Management, LlcMar 16, 2022 · Control person joined · fact
- Jay Bradley Beman (Vice President And Manager) appeared on Schedule A of Nationwide Asset Management, LlcMar 16, 2022 · Control person joined · fact
- Douglas Kevin Grether (Chief Compliance Officer) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2021-03-26, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Maurice Thomas Powers (Vice President And Manager) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2021-03-26, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Hansen Harry Hallowell (President And Manager) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2020-03-27, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Simna Jennifer Yaross (Chief Financial Officer) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2020-03-27, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Karal Klaus Diem (Vice President) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2020-03-27, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Lawrence Joel Coleman (President And Manager) appeared on Schedule A of Nationwide Asset Management, LlcMar 26, 2021 · Control person joined · fact
- Andre David Verbance (Vice President) no longer on Schedule A of Nationwide Asset Management, Llc (listed 2019-03-19, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Nationwide Asset Management, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Principal office phone
- 614-435-6127reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026