DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• M•••••••••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 19 filings
SEC status approved since Jun 12, 1986
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$279M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$94.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$282M as of Mar 31, 2026
Mar 29, 2012$140M then
HNW client RAUM$279M as of Mar 31, 2026
Mar 28, 2018$197M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Apr 2, 20135 then
Private funds1 as of Mar 31, 2026
Mar 30, 20221 then
RAUM +0.8% over the last fiscal year+4.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $94.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $884,005derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$279M99%
- Charitable organizations$3.3M1.2%
- Individual clients
- n/areported
- HNW clients
- 138reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 319reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• K••• B•••••• | Indianapolis, In | Jan 25, 2002 | 24 y | 0 |
| S•••••• P••• C••• | Indianapolis, In | Dec 9, 2011 | 30 y | 3 |
| D•••• W•••• M••••••• | Indianapolis, In | Apr 11, 2019 | 31 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• W•••• M••••••• from P•• W••••• M•••••••••Apr 11, 2019 · Affiliated broker-dealer or bank to independent RIA
- S•••••• P••• C••• from W••••••• C•••••• M•••••••••Dec 9, 2011 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• T••••••• E••••• F•••• L• | Hedge Fund | $2.5M | 9 | Oct 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••••• K••• · Managing Partner, President, Chief Investement Officer, Chief Compliance Officercontrolsince 06/1998 · owns 50% to 75%
- C•••• S••••••• P••• · Partner, Treasurer, Director Of Researchcontrolsince 12/2009 · owns 10% to 25%
- M•••••••• D••••• W•••• · Partner, Secretary, Client Advisorcontrolsince 04/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 352 to 319Mar 31, 2025 to Mar 31, 2026
- HNW clients · 141 to 138Mar 31, 2025 to Mar 31, 2026
- Employees · 5 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $280M to $282MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $277M to $279MMar 31, 2025 to Mar 31, 2026
- RAUM · $280M to $282MMar 31, 2025 to Mar 31, 2026
- Accounts · 360 to 352Mar 27, 2024 to Mar 31, 2025
- Business name · PELOTON WEALTH STRATEGISTS, INC. to PELOTON CAPITAL MANAGEMENTMar 27, 2024 to Mar 31, 2025
- HNW clients · 138 to 141Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 27, 2024 to Mar 31, 2025
- Legal name · PELOTON WEALTH STRATEGISTS, INC. to PELOTON CAPITAL MANAGEMENTMar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $263M to $280MMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $260M to $277MMar 27, 2024 to Mar 31, 2025
- RAUM · $263M to $280MMar 27, 2024 to Mar 31, 2025
- Accounts · 374 to 360Mar 30, 2023 to Mar 27, 2024
- HNW clients · 140 to 138Mar 30, 2023 to Mar 27, 2024
- Employees · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $246M to $263MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $243M to $260MMar 30, 2023 to Mar 27, 2024
- RAUM · $246M to $263MMar 30, 2023 to Mar 27, 2024
- Accounts · 324 to 374Mar 30, 2022 to Mar 30, 2023
- Financial planning clients · 26-50 to 11-25Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $304M to $246MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $299M to $243MMar 30, 2022 to Mar 30, 2023
- RAUM · $304M to $246MMar 30, 2022 to Mar 30, 2023
- Related adviser · true to falseMar 30, 2022 to Mar 30, 2023
- Accounts · 307 to 324Oct 13, 2021 to Mar 30, 2022
- HNW clients · 116 to 140Oct 13, 2021 to Mar 30, 2022
- Discretionary RAUM · $261M to $304MOct 13, 2021 to Mar 30, 2022
- HNW RAUM · $256M to $299MOct 13, 2021 to Mar 30, 2022
- RAUM · $261M to $304MOct 13, 2021 to Mar 30, 2022
- Private funds · unset to 1Mar 26, 2021 to Oct 13, 2021
- Related adviser · false to trueMar 26, 2021 to Oct 13, 2021
- Accounts · 313 to 307Jun 29, 2020 to Mar 26, 2021
- HNW clients · 118 to 116Jun 29, 2020 to Mar 26, 2021
- Financial planning clients · 11-25 to 26-50Jun 29, 2020 to Mar 26, 2021
- Discretionary RAUM · $224M to $261MJun 29, 2020 to Mar 26, 2021
- HNW RAUM · $213M to $256MJun 29, 2020 to Mar 26, 2021
- Pension RAUM · 6540232.0 to unsetJun 29, 2020 to Mar 26, 2021
- RAUM · $224M to $261MJun 29, 2020 to Mar 26, 2021
Signals
2 dated events
- Wayne Kenneth Kaczmarek (Partner) no longer on Schedule A of Peloton Capital Management (listed 2019-03-27, absent 2019-04-11)Apr 11, 2019 · Control person left · inference
- Wynne David Morrison (Partner, Secretary, Client Advisor) appeared on Schedule A of Peloton Capital ManagementApr 11, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-559-1700reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PELOTONASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-559-1700reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- pelotonwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026