DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Securian Asset Management, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 38 filings
SEC status approved since Sep 16, 1994
RAUM
$42B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$42B as of Mar 31, 2026
Mar 30, 2012$24B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)70 as of Mar 31, 2026
Apr 1, 201398 then
Private funds: no history
RAUM -5.1% over the last fiscal year+0.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 88%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$37B88%
- Investment companies$4.8B11%
- Corporations and businesses$124M0.3%
- Charitable organizations$115M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 398reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.11 institutional_share=0.88 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Robert Ehren · Directorcontrolsince 05/2017 · owns less than 5%
- Louise Suzette Huovinen · President; Ceo; Directorcontrolsince 01/2023 · owns less than 5%
- Zhang Wen Nannen · Executive Vice President; Chief Investment Officer; Directorcontrolsince 07/2023 · owns less than 5%
- Thomas Michael Steinert · Senior Vice President; Chief Operating Officer; Head Of Financecontrolsince 08/2021 · owns less than 5%
- Louise Jennifer Wolf · Senior Vice President; Chief Legal Officercontrolsince 09/2016 · owns less than 5%
- Lynn Jessica Parrucci · Vice President; Chief Compliance Officersince 08/2024 · owns less than 5%
Entity owners
- Securian Financial Group, Inc. · Sole Direct Ownerdirect · owns 75% or more
- Minnesota Mutual Companies, Inc. · Shareholderindirect · owns 75% or more of Securian Holding Company
- Securian Holding Company · Shareholderindirect · owns 75% or more of Securian Financial Group, Inc.
Related persons
Schedule D 7.A
- Aaminvestment advisernRAUM $27B
- Minnesota Life Insurance Companyreal estaten
- Securian Casualty Companyreal estaten
- Securian Financial Group, Inc.real estaten
- Securian Financial Services, Inc.broker-dealernRAUM $21B
- Securian Life Insurance Companyreal estaten
Advisers that list Securian Asset Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 387 to 398Jul 21, 2025 to Mar 31, 2026
- Advisory employees · 35 to 34Jul 21, 2025 to Mar 31, 2026
- Employees · 86 to 70Jul 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $43B to $41BJul 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $693M to $582MJul 21, 2025 to Mar 31, 2026
- Pension RAUM · 4772535712.0 to unsetJul 21, 2025 to Mar 31, 2026
- RAUM · $44B to $42BJul 21, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 1, 2025 to Jul 21, 2025
- Accounts · 369 to 387Aug 29, 2024 to Apr 1, 2025
- Advisory employees · 24 to 35Aug 29, 2024 to Apr 1, 2025
- Employees · 87 to 86Aug 29, 2024 to Apr 1, 2025
- Discretionary RAUM · $42B to $43BAug 29, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $723M to $693MAug 29, 2024 to Apr 1, 2025
- Pension RAUM · $5.0B to $4.8BAug 29, 2024 to Apr 1, 2025
- RAUM · $43B to $44BAug 29, 2024 to Apr 1, 2025
- Accounts · 364 to 369Mar 25, 2024 to Aug 29, 2024
- Advisory employees · 28 to 24Mar 25, 2024 to Aug 29, 2024
- Charity clients · 1 to 0Mar 25, 2024 to Aug 29, 2024
- Corporate clients · 4 to 0Mar 25, 2024 to Aug 29, 2024
- Pension plan clients · 2 to 0Mar 25, 2024 to Aug 29, 2024
- Employees · 90 to 87Mar 25, 2024 to Aug 29, 2024
- Discretionary RAUM · $43B to $42BMar 25, 2024 to Aug 29, 2024
- Non-discretionary RAUM · $753M to $723MMar 25, 2024 to Aug 29, 2024
- Pension RAUM · $6.3B to $5.0BMar 25, 2024 to Aug 29, 2024
- RAUM · $44B to $43BMar 25, 2024 to Aug 29, 2024
- Accounts · 354 to 364Sep 6, 2023 to Mar 25, 2024
- Advisory employees · 30 to 28Sep 6, 2023 to Mar 25, 2024
- Employees · 87 to 90Sep 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $43B to $43BSep 6, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $680M to $753MSep 6, 2023 to Mar 25, 2024
- Pension RAUM · $7.2B to $6.3BSep 6, 2023 to Mar 25, 2024
- RAUM · $43B to $44BSep 6, 2023 to Mar 25, 2024
- Accounts · 357 to 354Mar 30, 2023 to Sep 6, 2023
- Employees · 89 to 87Mar 30, 2023 to Sep 6, 2023
- Discretionary RAUM · $40B to $43BMar 30, 2023 to Sep 6, 2023
- Non-discretionary RAUM · $719M to $680MMar 30, 2023 to Sep 6, 2023
- Pension RAUM · $6.2B to $7.2BMar 30, 2023 to Sep 6, 2023
- RAUM · $41B to $43BMar 30, 2023 to Sep 6, 2023
- Advisory employees · 35 to 30Mar 31, 2022 to Mar 30, 2023
- BD registered reps · 6 to 0Mar 31, 2022 to Mar 30, 2023
Signals
13 dated events
- Jason Paul Thibodeaux (Senior Vice President; Chief Compliance Officer) no longer on Schedule A of Securian Asset Management, Inc. (listed 2024-03-25, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- Zhang Wen Nannen (Executive Vice President; Chief Investment Officer; Director) appeared on Schedule A of Securian Asset Management, Inc.Sep 6, 2023 · Control person joined · fact
- Jason Paul Thibodeaux (Senior Vice President; Chief Compliance Officer) appeared on Schedule A of Securian Asset Management, Inc.Sep 6, 2023 · Control person joined · fact
- Pilon Ann Mcgarry (Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2023-03-30, absent 2023-09-06)Sep 6, 2023 · Control person left · inference
- Gordon Peter Berlute (Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2023-03-30, absent 2023-09-06)Sep 6, 2023 · Control person left · inference
- Mitchell Sean O'Connell (Chief Investment Officer, Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2023-03-30, absent 2023-09-06)Sep 6, 2023 · Control person left · inference
- Lynne Mauldin Jennifer Pedigo (Senior Vice President; Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2023-03-30, absent 2023-09-06)Sep 6, 2023 · Control person left · inference
- Louise Suzette Huovinen (President And Ceo) appeared on Schedule A of Securian Asset Management, Inc.Mar 30, 2023 · Control person joined · fact
- Michael Craig Stapleton-Corcoran (Senior Vice President; Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2022-03-31, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Lynne Mauldin Jennifer Pedigo (Senior Vice President; Director) appeared on Schedule A of Securian Asset Management, Inc.Mar 31, 2022 · Control person joined · fact
- Mitchell O'Connell Sean (President) appeared on Schedule A of Securian Asset Management, Inc.Sep 1, 2021 · Control person joined · fact
- Michael Gary Kleist (Financial Vice President; Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2021-03-04, absent 2021-09-01)Sep 1, 2021 · Control person left · inference
- Michael David Kuplic (President; Director) no longer on Schedule A of Securian Asset Management, Inc. (listed 2021-03-04, absent 2021-09-01)Sep 1, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SECURIAN-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- securian.com/about-us/corporate-structure/securian-asset-manreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 651-665-3500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026