DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Msref IV, LLC

Former SEC-registered adviserNew York, New YorkCRD 111003SEC 801-58139IAPD
Latest filing Aug 24, 2018
First filing on the tape Mar 30, 2012 · 11 filings
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
249
151 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
3
$127M gross assets
History
11 filings and snapshots on the tape
RAUM$131M as of Mar 28, 2018
Mar 30, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2018
Mar 30, 20120 then
Employees (5.A)249 as of Mar 28, 2018
Mar 28, 2013245 then
Private funds3 as of Mar 28, 2018
Mar 30, 201210 then
RAUM -1.0% over the last fiscal year-36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$32.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived19 offices incl. principal (1.F.5)
RAUM growth, one year
-1.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$131M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Morgan Stanley Real Estate Fund IV Private Investors International, L.P.no longer reportedReal Estate Fund$114M128Mar 30, 2012
      Morgan Stanley Real Estate Fund IV Offshore Investors International, L.P.no longer reportedReal Estate Fund$114M14Mar 30, 2012
      Morgan Stanley Real Estate Fund IV International-Te, L.P.Real Estate Fund$58.3M12Mar 30, 2012
      Morgan Stanley Real Estate Fund IV International-T, L.P.Real Estate Fund$43.5M159Mar 30, 2012
      Morgan Stanley Real Estate Fund IV Special International, L.P.Real Estate Fund$24.9M4Mar 30, 2012
      Morgan Stanley Real Estate Fund IV Private Investors Domestic, L.P.no longer reportedReal Estate Fund$17.7M92Mar 30, 2012
      Morgan Stanley Real Estate Fund IV Domestic, L.P.no longer reportedReal Estate Fund$10.5M100Mar 30, 2012
      Morgan Stanley Real Estate Fund IV Special Domestic, L.P.no longer reportedReal Estate Fund$9.9M3Mar 30, 2012
      Msp Real Estate Fund IV, L.P.no longer reportedReal Estate Fund$7.4M5Mar 30, 2012
      Msp Co-Investment Partnership IV, L.P.no longer reportedReal Estate Fund$2.7M2Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Olivier De Poulpiquet · Cio And Ceo Of Morgan Stanley Real Estate Investingcontrol
        since 09/2010 · owns less than 5%
      • John Klopp · Head Of Real Assets And Director And President Of Msref IV Inc.control
        since 09/2010 · owns less than 5%
      • Christine Sara Davis · Director Of Msref IV, Inc.
        since 07/2011 · owns less than 5%
      • Clarke Peter Harned · Chief Financial Officer Of Morgan Stanley Real Estate Investing And Director Of Msref IV, Inc.
        since 03/2014 · owns less than 5%
      • Christie Park · Chief Operating Officer Of Morgan Stanley Real Estate Investing
        since 03/2014 · owns less than 5%
      • Mustufa Salehbhai · Chief Legal Officer
        since 12/2016 · owns less than 5%
      • Aaron Daniel Simkowitz · Head Of Morgan Stanley Investment Management
        since 10/2015 · owns less than 5%
      • Grove David Stafford · Chief Compliance Officer
        since 08/2018 · owns less than 5%
      Entity owners
      • Msref IV, Inc. · Managing Member
        direct · owns less than 5%
      • Morgan Stanley · Shareholder
        indirect · owns 75% or more of Msref IV, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      • Ceres Managed Futures LLC
        bankn
      • Consulting Group Advisory Services LLC
        investment advisernRAUM $9.8B
      • Mesa West Capital
        investment advisernRAUM $8.7B
      • Mesa West Core Lending Fund Gp, LLC
        pooled vehicle sponsorn
      • Mesa West Cpsa, LLC
        investment advisern
      • Mesa West Dsa, LLC
        investment advisern
      • Mesa West Lv Sa Gp, LLC
        pooled vehicle sponsorn
      • Mesa West Real Estate Income Fund III Gp, LLC
        pooled vehicle sponsorn
      • Mesa West Utg, LLC
        pooled vehicle sponsorn
      • Morgan Stanley (France) Sas
        broker-dealerinvestment advisern
      • Morgan Stanley & Co International Plc
        broker-dealerinvestment advisern
      • Morgan Stanley & Co. LLC
        broker-dealertrust companyn
      • Morgan Stanley Aip Gp LP
        investment adviserbanknRAUM $41B
      • Morgan Stanley Asia (Singapore) Pte
        broker-dealerinvestment advisern
      • Morgan Stanley Asia Limited
        broker-dealerinvestment advisern
      • Morgan Stanley Asset Management Private Limited
        investment advisern
      • Morgan Stanley Australia Limited
        investment advisern
      • Morgan Stanley Bank Ag
        investment advisern
      • Morgan Stanley Bank International Limited
        broker-dealerinvestment advisern
      • Morgan Stanley Bank, N.A.
        n
      • Morgan Stanley Business Consulting (Shanghai) Limited
        investment advisern
      • Morgan Stanley Capital Japan K.K.
        investment advisern
      • Morgan Stanley Distribution, Inc.
        broker-dealern
      • Morgan Stanley Infrastructure Gp LP
        bankpooled vehicle sponsorn
      • Morgan Stanley Infrastructure II Gp LP
        bankpooled vehicle sponsorn
      • Morgan Stanley Infrastructure Inc.
        investment adviserbanknRAUM $16B
      • Morgan Stanley Infrastructure Slp, L.L.C.
        pooled vehicle sponsorn
      • Morgan Stanley Investment Management (Japan) Co., Ltd.
        investment advisernRAUM $3.5B
      • Morgan Stanley Investment Management Company
        investment advisernRAUM $11B
      • Morgan Stanley Investment Management Inc.
        investment adviserbankpooled vehicle sponsornRAUM $702B
      Advisers that list Msref IV, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Tokyo, Japan20 employees
      • London, United Kingdom12 employees
      • San Francisco, CA11 employees
      • Shanghai, China8 employees
      • Milan, Italy7 employees
      • Paris, France6 employees
      • Atlanta, GA6 employees
      • Sydney, Australia6 employees
      • Singapore, Singapore5 employees
      • Kowloon, Hong Kong5 employees
      • Mumbai, India4 employees
      • Moscow, Russia2 employees
      • Los Angeles, CA2 employees
      • Seoul, Korea, South1 employees
      • Amsterdam, Netherlands1 employees
      • Madrid, Spain1 employees
      • Chicago, IL1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 153 to 151
        Dec 15, 2017 to Mar 28, 2018
      • BD registered reps · 44 to 59
        Dec 15, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 4.0
        Dec 15, 2017 to Mar 28, 2018
      • Employees · 174 to 249
        Dec 15, 2017 to Mar 28, 2018
      • Discretionary RAUM · $133M to $131M
        Dec 15, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 131255862.0
        Dec 15, 2017 to Mar 28, 2018
      • RAUM · $133M to $131M
        Dec 15, 2017 to Mar 28, 2018
      • Other offices · unset to 18.0
        Mar 29, 2017 to Dec 15, 2017
      • Accounts · 9 to 4
        Mar 29, 2016 to Mar 29, 2017
      • Advisory employees · 167 to 153
        Mar 29, 2016 to Mar 29, 2017
      • BD registered reps · 45 to 44
        Mar 29, 2016 to Mar 29, 2017
      • Employees · 187 to 174
        Mar 29, 2016 to Mar 29, 2017
      • Private funds · 7 to 3
        Mar 29, 2016 to Mar 29, 2017
      • Discretionary RAUM · $174M to $133M
        Mar 29, 2016 to Mar 29, 2017
      • RAUM · $174M to $133M
        Mar 29, 2016 to Mar 29, 2017
      • Accounts · 10 to 9
        May 6, 2015 to Mar 29, 2016
      • Advisory employees · 170 to 167
        May 6, 2015 to Mar 29, 2016
      • Employees · 172 to 187
        May 6, 2015 to Mar 29, 2016
      • Discretionary RAUM · $490M to $174M
        May 6, 2015 to Mar 29, 2016
      • RAUM · $490M to $174M
        May 6, 2015 to Mar 29, 2016
      • Accounts · 9 to 10
        Mar 28, 2014 to Mar 27, 2015
      • Advisory employees · 176 to 170
        Mar 28, 2014 to Mar 27, 2015
      • BD registered reps · 52 to 45
        Mar 28, 2014 to Mar 27, 2015
      • Employees · 215 to 172
        Mar 28, 2014 to Mar 27, 2015
      • Discretionary RAUM · $372M to $490M
        Mar 28, 2014 to Mar 27, 2015
      • RAUM · $372M to $490M
        Mar 28, 2014 to Mar 27, 2015
      • Advisory employees · 212 to 176
        Mar 28, 2013 to Mar 28, 2014
      • BD registered reps · 51 to 52
        Mar 28, 2013 to Mar 28, 2014
      • Employees · 245 to 215
        Mar 28, 2013 to Mar 28, 2014
      • Discretionary RAUM · $374M to $372M
        Mar 28, 2013 to Mar 28, 2014
      • RAUM · $374M to $372M
        Mar 28, 2013 to Mar 28, 2014
      • Advisory employees · unset to 212.0
        Jul 5, 2012 to Mar 28, 2013
      • BD registered reps · unset to 51.0
        Jul 5, 2012 to Mar 28, 2013
      • Employees · unset to 245.0
        Jul 5, 2012 to Mar 28, 2013
      • Discretionary RAUM · $431M to $374M
        Jul 5, 2012 to Mar 28, 2013
      • RAUM · $431M to $374M
        Jul 5, 2012 to Mar 28, 2013
      • Accounts · 2 to 9
        Mar 30, 2012 to Jul 5, 2012
      • Advisory activities · 2 to 1
        Mar 30, 2012 to Jul 5, 2012
      • Financial planning clients · 0 to unset
        Mar 30, 2012 to Jul 5, 2012
      • Private funds · 10 to 7
        Mar 30, 2012 to Jul 5, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Msref IV, LLC is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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