DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morgan Stanley Investment Management Company
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Jul 24, 2003
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
26 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$11B as of Mar 27, 2026
Mar 30, 2012$19B then
HNW client RAUM$0 as of Mar 27, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)51 as of Mar 27, 2026
Mar 28, 201342 then
Private funds: no history
RAUM +8.4% over the last fiscal year-25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $421MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B33%
- Investment companies$1.2B22%
- Insurance companies$982M17%
- State and municipal entities$756M13%
- Sovereign wealth funds$631M11%
- Other investment advisers$83.7M1.5%
- Corporations and businesses$65.7M1.2%
- Pension and profit-sharing plans$15.6M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.29 institutional_share=0.22 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bradley David Aronovitch · Directorcontrolsince 04/2023 · owns less than 5%
- Soo Keat Angeline Ho · Director And Ceocontrolsince 11/2021 · owns less than 5%
- Gyanchandra Chetankumar Jain · Directorcontrolsince 03/2015 · owns less than 5%
- Whatt Soon Ronald Ong · Directorcontrolsince 09/2004 · owns less than 5%
- Zelena Jennifer Theunissen · Directorcontrolsince 11/2019 · owns less than 5%
- Kapil Trikha · Directorcontrolsince 04/2010 · owns less than 5%
- Hui Fern Valerie Foo · Chief Compliance Officer & Executive Directorsince 04/2013 · owns less than 5%
- Uzay Topuz · Legal Counsel & Executive Directorsince 08/2024 · owns less than 5%
- Onn Yee Wong · Financial Controller & Managing Directorsince 03/2021 · owns less than 5%
Entity owners
- Morgan Stanley (Singapore) Holdings Pte Ltd · Beneficial Ownerdirect · owns 75% or more
- Morgan Stanley · Beneficial Ownerindirect · owns 75% or more of Morgan Stanley International Holdings Inc. · public reporting company
- Morgan Stanley Asia Regional (Holdings) III LLC · Beneficial Ownerindirect · owns 75% or more of Morgan Stanley (Singapore) Holdings Pte Ltd
- Morgan Stanley International Holdings Inc. · Beneficial Ownerindirect · owns 75% or more of Morgan Stanley Asia Regional (Holdings) III LLC
Related persons
Schedule D 7.A
- Atlanta Capitalinvestment advisernRAUM $29B
- Boston Management And Researchinvestment advisernRAUM $155B
- Calvert Research And Managementinvestment advisernRAUM $40B
- Eaton Vance Advisers International Ltd.investment advisernRAUM $36B
- Eaton Vance Managementinvestment advisernRAUM $97B
- Morgan Stanley Aip Gp LPinvestment adviserbankpooled vehicle sponsornRAUM $41B
- Morgan Stanley Asia Limitedbroker-dealerinvestment advisern
- Morgan Stanley Investment Management (Acd) Limitedinvestment adviserpooled vehicle sponsorn
- Morgan Stanley Investment Management (Japan) Co., Ltd.investment advisernRAUM $3.5B
- Morgan Stanley Investment Management Inc.investment adviserbankpooled vehicle sponsornRAUM $702B
- Morgan Stanley Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $175B
- Morgan Stanley Mufg Securities Co., Ltd.broker-dealern
- Morgan Stanleybroker-dealerinvestment advisernRAUM $1962B
- Msim Fund Management (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Parametric Portfolio Associatesinvestment advisernRAUM $685B
Advisers that list Morgan Stanley Investment Management Company as a related person
Offices
Schedule D 1.F, the 25 largest
- Kowloon, Hong Kong3 employees
What changed
consecutive filings, newest first
- Accounts · 25 to 26Aug 8, 2025 to Mar 27, 2026
- Advisory employees · 32 to 26Aug 8, 2025 to Mar 27, 2026
- Pension plan clients · 0 to 1Aug 8, 2025 to Mar 27, 2026
- Employees · 49 to 51Aug 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $10B to $11BAug 8, 2025 to Mar 27, 2026
- Pension RAUM · $0 to $15.6MAug 8, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.1B to $1.9BAug 8, 2025 to Mar 27, 2026
- RAUM · $10B to $11BAug 8, 2025 to Mar 27, 2026
- Financial planning clients · unset to Apr 24, 2025 to Jun 18, 2025
- Accounts · 33 to 25Jan 3, 2025 to Apr 24, 2025
- Advisory employees · 34 to 32Jan 3, 2025 to Apr 24, 2025
- Corporate clients · 1 to 2Jan 3, 2025 to Apr 24, 2025
- Pension plan clients · 1 to 0Jan 3, 2025 to Apr 24, 2025
- Pooled vehicle clients · 8 to 4Jan 3, 2025 to Apr 24, 2025
- Employees · 52 to 49Jan 3, 2025 to Apr 24, 2025
- Discretionary RAUM · $12B to $10BJan 3, 2025 to Apr 24, 2025
- Pension RAUM · $221M to $0Jan 3, 2025 to Apr 24, 2025
- Pooled vehicle RAUM · $3.0B to $2.1BJan 3, 2025 to Apr 24, 2025
- RAUM · $12B to $10BJan 3, 2025 to Apr 24, 2025
- HQ state · unset to Dec 4, 2024 to Jan 3, 2025
- Accounts · 31 to 33Aug 3, 2023 to Mar 27, 2024
- Advisory employees · 36 to 34Aug 3, 2023 to Mar 27, 2024
- Corporate clients · 0 to 1Aug 3, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 8Aug 3, 2023 to Mar 27, 2024
- Custody of client assets · false to trueAug 3, 2023 to Mar 27, 2024
- Employees · 57 to 52Aug 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $26B to $12BAug 3, 2023 to Mar 27, 2024
- Pension RAUM · $211M to $221MAug 3, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $17B to $3.0BAug 3, 2023 to Mar 27, 2024
- RAUM · $26B to $12BAug 3, 2023 to Mar 27, 2024
- Accounts · 70 to 31Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 22 to 36Mar 31, 2022 to Mar 31, 2023
- Corporate clients · 2 to 0Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 5 to 1Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 19 to 11Mar 31, 2022 to Mar 31, 2023
- Employees · 31 to 57Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $89B to $26BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Individual RAUM · unset to 0.0Mar 31, 2022 to Mar 31, 2023
Signals
12 dated events
- Morgan Stanley Investment Management Company reported RAUM $12.2B, down 52% from $25.6B (2023-08-03 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Bradley David Aronovitch (Director) appeared on Schedule A of Morgan Stanley Investment Management CompanyApr 28, 2023 · Control person joined · fact
- Morgan Stanley Investment Management Company reported RAUM $25.6B, down 72% from $90.3B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Morgan Stanley Investment Management Company reported RAUM $90.3B, up 431% from $17.0B (2022-01-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Andrew Harmstone (Director, Ceo And Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Company (listed 2021-03-31, absent 2021-12-03)Dec 3, 2021 · Control person left · inference
- Angeline Ho (Director, Ceo And Managing Director) appeared on Schedule A of Morgan Stanley Investment Management CompanyDec 3, 2021 · Control person joined · fact
- Andrew Harmstone (Director, Ceo And Managing Director) appeared on Schedule A of Morgan Stanley Investment Management CompanyMar 30, 2020 · Control person joined · fact
- Ashutosh Sinha (Director, Chief Executive Officer & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Company (listed 2019-11-21, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jennifer Theunissen (Director & Executive Director) appeared on Schedule A of Morgan Stanley Investment Management CompanyNov 21, 2019 · Control person joined · fact
- Stan Ngai (Financial Controller & Executive Director) appeared on Schedule A of Morgan Stanley Investment Management CompanyNov 21, 2019 · Control person joined · fact
- Edward Tam (Director & Executive Director) no longer on Schedule A of Morgan Stanley Investment Management Company (listed 2019-07-12, absent 2019-08-05)Aug 5, 2019 · Control person left · inference
- Morgan Stanley Investment Management Company reported RAUM $12.4B, down 36% from $19.5B (2019-03-06 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 65-6834 6800reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026