DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mesa West Capital
Legal name Mesa West Capital, LLC
Latest filing May 21, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Sep 19, 2011
RAUM
$8.7B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
22 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
4
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$8.7B as of May 21, 2026
Mar 30, 2012$822M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 30, 20120 then
Employees (5.A)50 as of May 21, 2026
Mar 27, 201330 then
Private funds4 as of May 21, 2026
Mar 30, 20122 then
RAUM +12% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $870MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.4B97%
- Insurance companies$248M2.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mesa West Core Lending Fund, L.P. | Other Private Fund | $4.8B | 79 | Mar 27, 2013 |
| Mesa West Real Estate Income Fund III, L.P.no longer reported | Private Equity Fund | $1.6B | 44 | Mar 27, 2013 |
| Mesa West Real Estate Income Fund V (Pf), L.P. | Real Estate Fund | $674M | 2 | Sep 20, 2024 |
| Mwc 49, L.P.no longer reported | Real Estate Fund | $435M | 2 | Mar 31, 2021 |
| Mesa West Real Estate Income Fund II, L.P.no longer reported | Private Equity Fund | $256M | 24 | Mar 30, 2012 |
| Mesa West Real Estate Income Fund II (Pf-1), L.P.no longer reported | Private Equity Fund | $118M | 6 | Oct 4, 2013 |
| Mwreif IV Holdings, LLC | Real Estate Fund | $45.7M | 120 | Mar 30, 2017 |
| Mesa West Real Estate Income Fund II (Pf-2), L.P.no longer reported | Private Equity Fund | $26.0M | 1 | Mar 27, 2013 |
| Mesa West Real Estate Income Fund, L.P.no longer reported | Private Equity Fund | $9.4M | 10 | Mar 30, 2012 |
| Mesa West Real Estate Income Fund (Pf-1), L.P.no longer reported | Private Equity Fund | $7.9M | 2 | Oct 4, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Raphael Fishbach · Managing Director, Co-Head Of Mesa West Capital LLCcontrolsince 03/2023 · owns less than 5%
- Mordehai Ronnie Gul · Managing Director, Co-Head Of Mesa West Capital LLCcontrolsince 03/2023 · owns less than 5%
- Richard John Klopp · Head Of Morgan Stanley Investment Management Real Assetscontrolsince 03/2018 · owns less than 5%
- Patrick Brett Burns · Executive Directorsince 03/2018 · owns less than 5%
- Cordt Benjamin Huneke · President And Managing Director Of Morgan Stanley Investment Managementsince 11/2024 · owns less than 5%
- Alisa Arlene Morris · Chief Compliance Officersince 10/2022 · owns less than 5%
- Mustufa Salehbhai · Chief Legal Officersince 03/2018 · owns less than 5%
Entity owners
- Msrei Holding, Inc. · Sole Memberdirect · owns 75% or more · public reporting company
- Morgan Stanley · Sole Shareholderindirect · owns 75% or more of Msrei Holding, Inc. · public reporting company
Related persons
Schedule D 7.A
- Cp Infrastructure III Slp LPpooled vehicle sponsorn
- Cp Infrastructure IV Slp LPpooled vehicle sponsorn
- Mesa West Core Lending Fund Gp, LLCpooled vehicle sponsory
- Mesa West Dsa, LLCinvestment advisery
- Mesa West Lv Sa Gp, LLCpooled vehicle sponsory
- Mesa West Real Estate Income Fund IV Gp, LLCpooled vehicle sponsory
- Mesa West Real Estate Income Fund V Gp, L.L.C.pooled vehicle sponsorn
- Morgan Stanley & Co. LLCbroker-dealertrust companyn
- Morgan Stanley Capital Partners Vi Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Capital Partners Vi Gp LPpooled vehicle sponsorn
- Morgan Stanley Capital Partners Viii Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Energy Partners Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Energy Partners Gp LPpooled vehicle sponsorn
- Morgan Stanley Infrastructure Gp LPbankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Holdings Inc.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure II Gp LPbankpooled vehicle sponsorn
- Morgan Stanley Infrastructure II Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure III Gp L.P.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure III Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure III Investors Gp S.A R.L.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Inc.investment advisernRAUM $16B
- Morgan Stanley Infrastructure IV Gp LPpooled vehicle sponsorn
- Morgan Stanley Infrastructure IV Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure IV Investors Gp S.A R.L.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Partners II Investors C Gppooled vehicle sponsorn
- Morgan Stanley Investment Management (Japan) Co., Ltd.investment advisernRAUM $3.5B
- Morgan Stanley Investment Management Inc.investment adviserbankpooled vehicle sponsornRAUM $702B
- Morgan Stanley Mufg Securities Co., Ltd.broker-dealern
- Morgan Stanley Next Level Fund Gp, LLCpooled vehicle sponsorn
- Morgan Stanley Private Equity Asia III, L.L.C.bankpooled vehicle sponsorn
Advisers that list Mesa West Capital as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY9 employees
- Chicago, IL3 employees
- Houston, TX1 employees
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Pooled vehicle clients · 6 to 7Sep 24, 2025 to Mar 30, 2026
- Employees · 42 to 50Sep 24, 2025 to Mar 30, 2026
- Private funds · 3 to 4Sep 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.5B to $8.4BSep 24, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $281M to $248MSep 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.5B to $8.4BSep 24, 2025 to Mar 30, 2026
- RAUM · $7.8B to $8.7BSep 24, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 11, 2025
- Accounts · 11 to 10Nov 26, 2024 to Mar 31, 2025
- BD registered reps · 2 to 1Nov 26, 2024 to Mar 31, 2025
- Employees · 48 to 42Nov 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.8B to $7.5BNov 26, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $334M to $281MNov 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.8B to $7.5BNov 26, 2024 to Mar 31, 2025
- RAUM · $8.1B to $7.8BNov 26, 2024 to Mar 31, 2025
- Accounts · 10 to 11May 10, 2024 to Sep 20, 2024
- Pooled vehicle clients · 5 to 6May 10, 2024 to Sep 20, 2024
- Private funds · 2 to 3May 10, 2024 to Sep 20, 2024
- Discretionary RAUM · $8.7B to $7.8BMay 10, 2024 to Sep 20, 2024
- Pooled vehicle RAUM · $8.7B to $7.8BMay 10, 2024 to Sep 20, 2024
- RAUM · $9.1B to $8.1BMay 10, 2024 to Sep 20, 2024
- Advisory employees · 27 to 22Jul 21, 2023 to Mar 30, 2024
- Employees · 51 to 48Jul 21, 2023 to Mar 30, 2024
- Other offices · 5 to 4Jul 21, 2023 to Mar 30, 2024
- Discretionary RAUM · $9.3B to $8.7BJul 21, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $339M to $334MJul 21, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $9.3B to $8.7BJul 21, 2023 to Mar 30, 2024
- RAUM · $9.6B to $9.1BJul 21, 2023 to Mar 30, 2024
- Private funds · 3 to 2Mar 31, 2023 to Jun 30, 2023
- Accounts · 11 to 10Jan 31, 2023 to Mar 31, 2023
- Advisory employees · 22 to 27Jan 31, 2023 to Mar 31, 2023
- Pooled vehicle clients · 6 to 5Jan 31, 2023 to Mar 31, 2023
- Employees · 41 to 51Jan 31, 2023 to Mar 31, 2023
- Other offices · 4 to 5Jan 31, 2023 to Mar 31, 2023
- Discretionary RAUM · $8.3B to $9.3BJan 31, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $528M to $339MJan 31, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $8.5B to $9.3BJan 31, 2023 to Mar 31, 2023
- RAUM · $8.8B to $9.6BJan 31, 2023 to Mar 31, 2023
- Advisory employees · 21 to 22Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 3 to 2Mar 31, 2021 to Mar 31, 2022
Signals
5 dated events
- Aaron Daniel Simkowitz (Head Of Morgan Stanley Investment Management) no longer on Schedule A of Mesa West Capital (listed 2023-07-21, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Raphael Fishbach (Managing Director, Co-Head Of Mesa West Capital Llc) appeared on Schedule A of Mesa West CapitalJun 30, 2023 · Control person joined · fact
- Ronnie Gul (Managing Director, Co-Head Of Mesa West Capital Llc) appeared on Schedule A of Mesa West CapitalJun 30, 2023 · Control person joined · fact
- Eric Jeff Friedman (Managing Director, Co-Head Of Mesa West Capital Llc) no longer on Schedule A of Mesa West Capital (listed 2023-03-31, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Jon Mark Zytko (Managing Director, Co-Head Of Mesa West Capital Llc) no longer on Schedule A of Mesa West Capital (listed 2023-03-31, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Mesa West Capital · Independent Sponsorsshared crd · capital_provider
- Mesa West Capital · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- MESAWESTCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-806-6300reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Mesa West Capital is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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