DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chatham Wealth Management
Legal name Raab & Moskowitz Asset Management LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 7, 2012 · 35 filings
SEC status approved since Dec 5, 2000
RAUM
$643M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$643M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$643M as of Mar 25, 2026
Mar 7, 2012$193M then
HNW client RAUM$573M as of Mar 25, 2026
Mar 1, 2018$225M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 5, 20135 then
Employees (5.A)6 as of Mar 25, 2026
Mar 5, 20136 then
Private funds: no history
RAUM +6.9% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 106derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $88.9M, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$573M89%
- Individuals$69.9M11%
- Charitable organizations$305,0000.0%
- Individual clients
- 46reported
- HNW clients
- 378reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 622reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.9M for 82 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Herman MoskowitzCertified Financial Planner | Chatham, Nj | Jun 24, 2010 | 36 y | 0 |
| Gerard Brian Mcgeough | Chatham, Nj | Dec 14, 2017 | 30 y | 1 |
| John Lui | Chatham, Nj | Nov 11, 2025 | 19 y | 3 |
| Robert Moskowitz | Chatham, Nj | Jul 15, 2026 | 13 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Tucker Sandercock to Merit Financial AdvisorsMar 24, 2026 · RIA to affiliated broker-dealer or bank
- Gregory Paul Shaw to H&S Tax And Wealth Advisors LLCDec 4, 2017 · Other
- Elizabeth Peterson Wahlig to Securian Financial Services, Inc.Apr 27, 2015 · Other
- Ralph Elmer Rosamilia to Chatham Wealth Management, LLCJan 22, 2015 · Other
Joined, latest
- John Lui from Alpha Solutions Investment AdvisorsNov 11, 2025 · RIA to RIA
- Tucker Sandercock from Wells Fargo AdvisorsMay 3, 2024 · Wirehouse to independent RIA
- Gregory Paul Shaw from Strategic Advisers LLCJun 24, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Herman Daniel Moskowitz · Manager/Chief Compliance Officercontrolsince 01/2011 · owns 75% or more
- Theresa Donna Raab · Trusteecontrolsince 10/2016 · owns F of Donna D. Raab Revocable Trust
Entity owners
- Donna D. Raab Revocable Trust · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chatham, Nj · principal | 4 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 397.0 to 622.0 (+57.0%) between the annual amendments of 2025-01-29 and 2026-03-25; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 397 to 622Jul 1, 2025 to Mar 25, 2026
- HNW clients · 246 to 378Jul 1, 2025 to Mar 25, 2026
- Individual clients · 151 to 46Jul 1, 2025 to Mar 25, 2026
- Assets in custody · $192M to $88.9MJul 1, 2025 to Mar 25, 2026
- Discretionary RAUM · $601M to $643MJul 1, 2025 to Mar 25, 2026
- HNW RAUM · $496M to $573MJul 1, 2025 to Mar 25, 2026
- Individual RAUM · $105M to $69.9MJul 1, 2025 to Mar 25, 2026
- RAUM · $601M to $643MJul 1, 2025 to Mar 25, 2026
- Financial planning clients · 51-100 to 51-100Jan 29, 2025 to Jul 1, 2025
- Accounts · 351 to 397Nov 7, 2024 to Jan 29, 2025
- Advisory employees · 3 to 4Nov 7, 2024 to Jan 29, 2025
- HNW clients · 204 to 246Nov 7, 2024 to Jan 29, 2025
- Individual clients · 147 to 151Nov 7, 2024 to Jan 29, 2025
- Assets in custody · unset to 192107174.0Nov 7, 2024 to Jan 29, 2025
- Custody of client assets · false to trueNov 7, 2024 to Jan 29, 2025
- Employees · 5 to 6Nov 7, 2024 to Jan 29, 2025
- Insurance-licensed employees · 1 to 0Nov 7, 2024 to Jan 29, 2025
- State-registered IARs · 3 to 4Nov 7, 2024 to Jan 29, 2025
- Discretionary RAUM · $506M to $601MNov 7, 2024 to Jan 29, 2025
- HNW RAUM · $415M to $496MNov 7, 2024 to Jan 29, 2025
- Individual RAUM · $91.1M to $105MNov 7, 2024 to Jan 29, 2025
- RAUM · $506M to $601MNov 7, 2024 to Jan 29, 2025
- Accounts · 315 to 351Mar 24, 2023 to Feb 29, 2024
- HNW clients · 162 to 204Mar 24, 2023 to Feb 29, 2024
- Individual clients · 153 to 147Mar 24, 2023 to Feb 29, 2024
- Discretionary RAUM · $411M to $506MMar 24, 2023 to Feb 29, 2024
- HNW RAUM · $329M to $415MMar 24, 2023 to Feb 29, 2024
- Individual RAUM · $82.3M to $91.1MMar 24, 2023 to Feb 29, 2024
- RAUM · $411M to $506MMar 24, 2023 to Feb 29, 2024
- Accounts · 810 to 315Apr 12, 2022 to Mar 24, 2023
- HNW clients · 153 to 162Apr 12, 2022 to Mar 24, 2023
- Individual clients · 195 to 153Apr 12, 2022 to Mar 24, 2023
- Discretionary RAUM · $441M to $411MApr 12, 2022 to Mar 24, 2023
- HNW RAUM · $354M to $329MApr 12, 2022 to Mar 24, 2023
- Individual RAUM · $87.1M to $82.3MApr 12, 2022 to Mar 24, 2023
- RAUM · $441M to $411MApr 12, 2022 to Mar 24, 2023
- Accounts · 730 to 810Dec 7, 2021 to Mar 7, 2022
- HNW clients · 286 to 153Dec 7, 2021 to Mar 7, 2022
- Individual clients · 59 to 195Dec 7, 2021 to Mar 7, 2022
- Discretionary RAUM · $385M to $441MDec 7, 2021 to Mar 7, 2022
Signals
1 dated events
- Tucker Sandercock left Chatham Wealth Management for Merit Financial Advisors (registered 2026-08-14)Mar 24, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@chathamwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-472-8086reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/chatham-wealth-management/?lipi=urn%3Alreportedpublic record, Form ADV, Sep 17, 2026
- Website
- chathamwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-635-4275reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- chathamwealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026