DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• F•••••••• G••••• I•••
Latest filing Mar 19, 2026
First filing on the tape Mar 13, 2012 · 21 filings
SEC status approved since Mar 14, 1986
RAUM
$331M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
76%
$251M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$331M as of Mar 19, 2026
Mar 13, 2012$539M then
HNW client RAUM$141M as of Mar 19, 2026
Mar 22, 2018$142M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 14, 20133 then
Employees (5.A)6 as of Mar 19, 2026
Mar 14, 20137 then
Private funds: no history
RAUM +5.1% over the last fiscal year+23% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$141M43%
- Individuals$109M33%
- Pension and profit-sharing plans$65.8M20%
- Charitable organizations$14.9M4.5%
- Individual clients
- 241reported
- HNW clients
- 65reported
- Pension plan clients
- 7reported
- Charitable clients
- 5reported
- Accounts
- 318reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $187M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• J••••• B•••• | Columbus, Oh | Oct 9, 1996 | 40 y | 0 |
| E••• V••••• N•••••• | Columbus, Oh | Dec 7, 1999 | 42 y | 0 |
| B•••••• J••••• B•••• | Columbus, Oh | Mar 30, 2012 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••• T••••• T•••• to L•••• A••••• • C•• L••Jun 27, 2011 · Other
Joined, latest
- K•••• T••••• T•••• from B••• A•••••••• L••Feb 2, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••••• J••••• · Chairman, Treasurer, Director, Chief Compliance Officercontrolsince 01/1986 · owns 50% to 75%
- N••••••• E•••• V••••• · President, Secretary, Directorcontrolsince 10/1991 · owns 50% to 75%
Related persons
Schedule D 7.A
- B•••••• J• B••••investment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 308 to 318Mar 4, 2025 to Mar 19, 2026
- Corporate clients · 2.0 to unsetMar 4, 2025 to Mar 19, 2026
- HNW clients · 45 to 65Mar 4, 2025 to Mar 19, 2026
- Individual clients · 252 to 241Mar 4, 2025 to Mar 19, 2026
- Pension plan clients · 4 to 7Mar 4, 2025 to Mar 19, 2026
- Discretionary RAUM · $315M to $331MMar 4, 2025 to Mar 19, 2026
- HNW RAUM · $127M to $141MMar 4, 2025 to Mar 19, 2026
- Individual RAUM · $118M to $109MMar 4, 2025 to Mar 19, 2026
- Pension RAUM · $18.0M to $65.8MMar 4, 2025 to Mar 19, 2026
- RAUM · $315M to $331MMar 4, 2025 to Mar 19, 2026
- Accounts · 221 to 308Mar 18, 2024 to Mar 4, 2025
- Corporate clients · unset to 2.0Mar 18, 2024 to Mar 4, 2025
- HNW clients · 34 to 45Mar 18, 2024 to Mar 4, 2025
- Individual clients · 177 to 252Mar 18, 2024 to Mar 4, 2025
- Pension plan clients · 5 to 4Mar 18, 2024 to Mar 4, 2025
- Insurance-licensed employees · 0 to 1Mar 18, 2024 to Mar 4, 2025
- Financial planning clients · 0 to 0Mar 18, 2024 to Mar 4, 2025
- Discretionary RAUM · $258M to $315MMar 18, 2024 to Mar 4, 2025
- HNW RAUM · $107M to $127MMar 18, 2024 to Mar 4, 2025
- Individual RAUM · $120M to $118MMar 18, 2024 to Mar 4, 2025
- Pension RAUM · $16.5M to $18.0MMar 18, 2024 to Mar 4, 2025
- RAUM · $258M to $315MMar 18, 2024 to Mar 4, 2025
- Related adviser · false to trueMar 18, 2024 to Mar 4, 2025
- Wrap assets (manager) · $149M to $187MMar 18, 2024 to Mar 4, 2025
- HNW clients · 33 to 34Mar 30, 2023 to Mar 18, 2024
- Individual clients · 179 to 177Mar 30, 2023 to Mar 18, 2024
- Pension plan clients · 4 to 5Mar 30, 2023 to Mar 18, 2024
- Discretionary RAUM · $177M to $258MMar 30, 2023 to Mar 18, 2024
- HNW RAUM · $5.8M to $107MMar 30, 2023 to Mar 18, 2024
- Individual RAUM · $152M to $120MMar 30, 2023 to Mar 18, 2024
- Pension RAUM · $10.6M to $16.5MMar 30, 2023 to Mar 18, 2024
- RAUM · $177M to $258MMar 30, 2023 to Mar 18, 2024
- Wrap assets (manager) · $100M to $149MMar 30, 2023 to Mar 18, 2024
- Accounts · 226 to 221Mar 15, 2022 to Mar 30, 2023
- Charity clients · 6 to 5Mar 15, 2022 to Mar 30, 2023
- HNW clients · 34 to 33Mar 15, 2022 to Mar 30, 2023
- Individual clients · 173 to 179Mar 15, 2022 to Mar 30, 2023
- Pension plan clients · 13 to 4Mar 15, 2022 to Mar 30, 2023
- Discretionary RAUM · $231M to $177MMar 15, 2022 to Mar 30, 2023
- HNW RAUM · $95.5M to $5.8MMar 15, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.c•••••.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 614-457-1530reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026