RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• T••••• T••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Feb 15, 2022 · Red Bank, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedSep 23, 2014 to Jan 14, 2022 · Princeton, Nj
- L•••• A••••• • C•• L•• asset managerMay 17, 2012 to May 23, 2013 · Jersey City, Nj
- C•••••••• F•••••••• G••••• I••• independent RIAFeb 2, 2010 to Jun 27, 2011 · Red Bank, Nj
- B••• A•••••••• L•• formerJul 11, 2005 to Jul 21, 2006 · New York, Ny
- A••••• A•• P••••••• S••••••• to E•••••• F•••••••• E••••••left Jan 14, 2022, registered Feb 15, 2022 (32 days) · Affiliated broker-dealer or bank to independent RIA
- L•••• A••••• • C•• L•• to A••••• A•• P••••••• S•••••••left May 23, 2013, registered Sep 23, 2014 (488 days) · Other
- C•••••••• F•••••••• G••••• I••• to L•••• A••••• • C•• L••left Jun 27, 2011, registered May 17, 2012 (325 days) · Other
- B••• A•••••••• L•• to C•••••••• F•••••••• G••••• I•••left Jul 21, 2006, registered Feb 2, 2010 (1292 days) · Other
- K•••• T••••• T•••• left A••••• A•• P••••••• S••••••• for E•••••• F•••••••• E•••••• (registered 2022-02-15)Jan 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address