DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• W••••• M••••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Mar 26, 2012 · 26 filings
SEC status approved since May 4, 2015
RAUM
$495M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$483M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$495M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$495M as of Apr 14, 2026
Mar 26, 2012$71.6M then
HNW client RAUM$454M as of Apr 14, 2026
Mar 22, 2018$141M then
State-registered IARs (5.B.3)2 as of Apr 14, 2026
Mar 26, 20120 then
Employees (5.A)2 as of Apr 14, 2026
Jan 12, 20165 then
Private funds: no history
RAUM +2.4% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $495MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$454M92%
- Individuals$28.4M5.7%
- Charitable organizations$8.3M1.7%
- Pension and profit-sharing plans$3.8M0.8%
- Individual clients
- 54reported
- HNW clients
- 73reported
- Pension plan clients
- 4reported
- Charitable clients
- 5reported
- Accounts
- 392reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J•••• D•••••• | Santa Rosa, Ca | Mar 10, 2006 | 22 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- B••••••• A••• T••••• to F•••• P••••••• W•••••• L••Jun 4, 2026 · RIA to RIA
- E••• J••• K•••••• to W••••• C•••• W••••• M••••••••• I•••Jul 7, 2022 · RIA to RIA
Joined, latest
- M•••••• J•••• D•••••• from C•••••••• G••••• M•••••• I•••Mar 10, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• M••••••• J•••• · Managing Member, Chief Compliance Officercontrolsince 02/2010 · owns 75% or more
- J••••• R••••• J••• · Membersince 01/2000 · owns 10% to 25%
Related persons
Schedule D 7.A
- L••••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Rosa, Ca · principal | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Apr 14, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2026-02-13, no on the filing of 2026-04-14peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Related insurance company · true to falseFeb 13, 2026 to Apr 14, 2026
- Accounts · 405 to 392Feb 25, 2025 to Feb 13, 2026
- Charity clients · 1 to 5Feb 25, 2025 to Feb 13, 2026
- Corporate clients · 1.0 to unsetFeb 25, 2025 to Feb 13, 2026
- HNW clients · 108 to 73Feb 25, 2025 to Feb 13, 2026
- Individual clients · 25 to 54Feb 25, 2025 to Feb 13, 2026
- Pension plan clients · 6 to 4Feb 25, 2025 to Feb 13, 2026
- Financial planning clients · 101-250 to 1-10Feb 25, 2025 to Feb 13, 2026
- Discretionary RAUM · $483M to $495MFeb 25, 2025 to Feb 13, 2026
- HNW RAUM · $462M to $454MFeb 25, 2025 to Feb 13, 2026
- Individual RAUM · $9.8M to $28.4MFeb 25, 2025 to Feb 13, 2026
- Pension RAUM · $7.8M to $3.8MFeb 25, 2025 to Feb 13, 2026
- RAUM · $483M to $495MFeb 25, 2025 to Feb 13, 2026
- Accounts · 389 to 405Mar 15, 2024 to Feb 25, 2025
- Charity clients · 2 to 1Mar 15, 2024 to Feb 25, 2025
- Corporate clients · 2 to 1Mar 15, 2024 to Feb 25, 2025
- HNW clients · 100 to 108Mar 15, 2024 to Feb 25, 2025
- Individual clients · 27 to 25Mar 15, 2024 to Feb 25, 2025
- Pension plan clients · 7 to 6Mar 15, 2024 to Feb 25, 2025
- Financial planning clients · 0 to 101-250Mar 15, 2024 to Feb 25, 2025
- Discretionary RAUM · $323M to $483MMar 15, 2024 to Feb 25, 2025
- HNW RAUM · $296M to $462MMar 15, 2024 to Feb 25, 2025
- Individual RAUM · $9.4M to $9.8MMar 15, 2024 to Feb 25, 2025
- Pension RAUM · $10.2M to $7.8MMar 15, 2024 to Feb 25, 2025
- RAUM · $323M to $483MMar 15, 2024 to Feb 25, 2025
- Accounts · 376 to 389Mar 28, 2023 to Mar 15, 2024
- Advisory employees · 1 to 2Mar 28, 2023 to Mar 15, 2024
- Charity clients · 1 to 2Mar 28, 2023 to Mar 15, 2024
- Corporate clients · 3 to 2Mar 28, 2023 to Mar 15, 2024
- HNW clients · 98 to 100Mar 28, 2023 to Mar 15, 2024
- Individual clients · 29 to 27Mar 28, 2023 to Mar 15, 2024
- Pension plan clients · 6 to 7Mar 28, 2023 to Mar 15, 2024
- Employees · 3 to 2Mar 28, 2023 to Mar 15, 2024
- State-registered IARs · 1 to 2Mar 28, 2023 to Mar 15, 2024
- Discretionary RAUM · $286M to $323MMar 28, 2023 to Mar 15, 2024
- HNW RAUM · $265M to $296MMar 28, 2023 to Mar 15, 2024
- Individual RAUM · $9.1M to $9.4MMar 28, 2023 to Mar 15, 2024
- Pension RAUM · $7.2M to $10.2MMar 28, 2023 to Mar 15, 2024
- RAUM · $286M to $323MMar 28, 2023 to Mar 15, 2024
- Accounts · 369 to 376Feb 7, 2022 to Mar 21, 2023
Signals
5 dated events
- B••••••• A••• T••••• left J•• W••••• M••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2026-07-16)Jun 4, 2026 · Advisor changed firm · fact
- J•• W••••• M••••••••• L•• reported RAUM $483.1M, up 49% from $323.4M (2024-03-15 to 2025-02-25)Feb 25, 2025 · RAUM change · derived
- E••• J••• K•••••• left J•• W••••• M••••••••• L•• for W••••• C•••• W••••• M••••••••• I••• (registered 2025-01-09)Jul 7, 2022 · Advisor changed firm · fact
- James Timothy Delaney (Member) no longer on Schedule A of J•• W••••• M••••••••• L•• (listed 2021-05-03, absent 2022-02-07)Feb 7, 2022 · Control person left · inference
- J•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 21, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jdhwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 707-542-1110reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/JDHWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Website
- JDHWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (707) 542-1110reportedpublic record, Form ADV, Apr 14, 2026
- Contact form
- jdhwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- jdhwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $495Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026