DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthcare Capital Management LLC
Latest filing May 21, 2026
First filing on the tape Jan 3, 2012 · 66 filings
SEC status approved since Apr 19, 2001
RAUM
$3.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$3.7B individuals and HNW
Advisors
34
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
54
35 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$3.9B as of May 21, 2026
Jan 3, 2012$490M then
HNW client RAUM$2.5B as of May 21, 2026
Mar 29, 2018$747M then
State-registered IARs (5.B.3)35 as of May 21, 2026
Mar 27, 201335 then
Employees (5.A)54 as of May 21, 2026
Mar 27, 201344 then
Private funds: no history
RAUM +30% over the last fiscal year+15% a year over threeIARs 36 to 35offices 21 to 23
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 166derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $288,914derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.4derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.1B, 1,881 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.5B65%
- Individuals$1.2B30%
- Pension and profit-sharing plans$148M3.8%
- Corporations and businesses$30.2M0.8%
- Charitable organizations$19.1M0.5%
- Individual clients
- 4,326reported
- HNW clients
- 1,312reported
- Pension plan clients
- 28reported
- Charitable clients
- 14reported
- Accounts
- 13,598reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $562M managedreported
- Custody of client assets
- $1.1B for 1,881 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
34 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Payne Wilson | Richmond, Va | Nov 20, 2003 | 27 y | 0 |
| Gordon Elliott Caldwell | Richmond, Va | Apr 28, 2008 | 25 y | 0 |
| Christopher Noel Philipoom | Richmond, Va | Jun 11, 2008 | 25 y | 0 |
| Edward Garrett Wirwille | Richmond, Va | Jun 23, 2008 | 37 y | 1 |
| Nicholas Alan Mitchell | Dec 22, 2009 | 19 y | 1 | |
| Bryan George Brown | Canfield, Oh | Feb 17, 2010 | 25 y | 1 |
| Mowry Wayne Young | Canfield, Oh | Feb 17, 2010 | 26 y | 1 |
| Russell Garrett Thornton | Richmond, Va | Feb 19, 2010 | 32 y | 2 |
| Christopher Harrison Hessenflow | Richmond, Va | Dec 16, 2010 | 26 y | 3 |
| Richard Chamblee Van ZandtPersonal Financial Specialist | Rathdrum, Id | Jan 31, 2011 | 19 y | 1 |
| James D MirendaCertified Financial Planner | East Dorset, Vt | Aug 27, 2012 | 30 y | 3 |
| Diane Lynn DixonCertified Financial Planner | Austin, Tx | Nov 30, 2012 | 34 y | 1 |
| Scarlott Leigh CagleCertified Financial Planner | Richmond, Va | Jan 7, 2013 | 23 y | 3 |
| Steven Allen Bergeron | Keene, Nh | Jun 4, 2013 | 34 y | 5 |
| Steven Kif Ladd | Kennebunk, Me | Jan 22, 2014 | 26 y | 0 |
| Ronald Eliot MadeyChartered Financial Analyst | Newtown Square, Pa | Mar 27, 2014 | 30 y | 2 |
| Kenneth David Kideckel | Huntingdon Valley, Pa | Mar 27, 2014 | 16 y | 1 |
| Scott Thomas DavisonCertified Financial Planner | Grand Rapids, Mi | Apr 9, 2014 | 16 y | 1 |
| Brandy Nelson Weiberg | Richmond, Va | Dec 19, 2017 | 22 y | 0 |
| Kimberly Noelle Nichols | Richmond, Va | Apr 9, 2018 | 12 y | 2 |
| Samuel Robert Moore | Richmond, Va | Nov 19, 2018 | 12 y | 0 |
| Holly A Sharp | Richmond, Va | Apr 8, 2019 | 18 y | 2 |
| Kevin Laurence London | Vero Beach, Fl | Jun 4, 2019 | 27 y | 4 |
| John Joseph Schlichting | Richmond, Va | Jul 5, 2019 | 10 y | 0 |
| Brian Leland Hyde | Richmond, Va | Dec 9, 2020 | 28 y | 3 |
| William Hartwell CoxCertified Financial Planner, Chartered Financial Consultant | Richmond, Va | Jul 20, 2021 | 35 y | 5 |
| Kirk Stoldt | Richmond, Va | Feb 12, 2022 | 17 y | 0 |
| Philip Jefferson Carter | Richmond, Va | Mar 2, 2023 | 10 y | 0 |
| Joseph Anthony Gairo | West Chester, Pa | May 12, 2023 | 13 y | 0 |
| Henry Benjamin Supinski | West Chester, Pa | Nov 18, 2023 | 15 y | 1 |
| Audrey Sanders | Richmond, Va | Apr 16, 2024 | 33 y | 3 |
| Di Wu | Jemison, Al | Jun 24, 2024 | 13 y | 2 |
| Bradley Noel JoubertCertified Financial Planner | Fort Mill, Sc | Jan 2, 2025 | 21 y | 1 |
| Ashleigh N. Lemaster | Richmond, Va | Apr 9, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Richard Lee Bartholomew to FartherJul 17, 2025 · RIA to RIA
- Brad William Michels to Financial Architects, IncAug 2, 2022 · Other
- Mitchell Ludwig to Fsc Securities CorporationMar 9, 2021 · RIA to affiliated broker-dealer or bank
- Peter Charles Yerger to Sowell ManagementFeb 28, 2020 · RIA to RIA
- Jennifer Beth Reddinger to Dinuzzo Private Wealth, Inc.Apr 2, 2019 · RIA to RIA
- Louis G Frates to Thompson Davis Asset ManagementMar 29, 2019 · RIA to RIA
- Steven Andrew Cooper to Cherry Bekaert Wealth Management LLCAug 27, 2018 · RIA to RIA
- Walter Andrew Laub to Aspire Wealth ArchitectsJul 30, 2018 · RIA to a newly registered adviser
- John Joseph Cully to Aspire Wealth ArchitectsJul 2, 2018 · RIA to a newly registered adviser
- Caitlin Nmn Cully to Aspire Wealth ArchitectsJul 2, 2018 · RIA to a newly registered adviser
- Ian Cully to Aspire Wealth ArchitectsJun 27, 2018 · RIA to a newly registered adviser
- Richard Lee Bartholomew to Adviceperiod, LLCApr 2, 2018 · RIA to RIA
- Michael George Camizzi to Millennium Advisory Services, Inc.Mar 27, 2018 · RIA to RIA
- Ashley Hall Coake to Olio Financial PlanningAug 8, 2017 · Other
- Daniel Charles Mccarthy to Wealthcare Advisory Partners LLCJan 11, 2017 · Other
Joined, latest
- Ashleigh N. Lemaster from Millennium Advisory Services, Inc.Apr 9, 2026 · RIA to RIA
- Bradley Noel Joubert from Bb&T Asset Management, Inc.Jan 2, 2025 · Other
- Di Wu from Whalen FinancialJun 24, 2024 · RIA to RIA
- Audrey Sanders from Citigroup Global Markets Inc.Apr 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Henry Benjamin Supinski from Affinity Wealth Management LLCNov 18, 2023 · Other
- Ayad Amary from Advice And Planning ServicesDec 6, 2021 · Affiliated broker-dealer or bank to independent RIA
- William Hartwell Cox from Elite Investment Team LLCJul 20, 2021 · RIA to RIA
- Brian Leland Hyde from Quantitative Advantage, LLCDec 9, 2020 · Other
- Richard Lee Bartholomew from Adviceperiod, LLCJun 28, 2019 · RIA to RIA
- Kevin Laurence London from Sightline Investments, LLCJun 4, 2019 · Other
- Holly A Sharp from Capitol Securities Management, Inc.Apr 8, 2019 · RIA to RIA
- Peter Charles Yerger from Equitable Advisors, LLCSep 12, 2018 · Affiliated broker-dealer or bank to independent RIA
- Kimberly Noelle Nichols from LPL Financial LLCApr 9, 2018 · RIA to RIA
- Louis G Frates from Securities America Advisors, Inc.Sep 7, 2017 · Other
- Ashley Hall Coake from Stifel, Nicolaus & Company, IncorporatedFeb 2, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Aspire Wealth ArchitectsJul 2, 2018 · Pittsburgh, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Justin Dubrueler · Chief Financial Officercontrolsince 09/2014 · owns less than 5%
- Joseph James Krause · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- Eliot Ronald Madey · Chief Investment Officercontrolsince 04/2018 · owns less than 5%
- Thomas Matthew Regan · Presidentcontrolsince 08/2018 · owns less than 5%
Entity owners
- Wealthcare Parent Holdings LLC · Memberdirect · owns 75% or more
- Newspring Holdings Co-Investor LLC · Memberindirect · owns 25% to 50% of Wealthcare Holdings LLC
- Wealthcare Holdings LLC · Manager And Sole Memberindirect · owns 75% or more of Wealthcare LLC
- Wealthcare LLC · Memberindirect · owns 75% or more of Wealthcare Parent Inc.
- Wealthcare LLC · Memberindirect · owns 50% to 75% of Wealthcare Partners LLC
- Wealthcare Parent Inc. · Memberindirect · owns 25% to 50% of Wealthcare Partners LLC
- Wealthcare Partners LLC · Memberindirect · owns 75% or more of Wealthcare Parent Holdings LLC
Related persons
Schedule D 7.A
- Wealthcare Advisory Partners LLCinvestment advisernRAUM $8.3B
Advisers that list Wealthcare Capital Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 31 | 1 | 0 | ||
| Canfield, Oh | 3 | 0 | 0 | ||
| West Chester, Pa | 2 | 0 | 0 | ||
| Ponte Vedra Beach, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Chester, PA4 employees
- Fort Mill, SC2 employees
- Canfield, OH2 employees
- Jemison, AL1 employees
- Malvern, PA1 employees
- Rathdrum, ID1 employees
- , 1 employees
- Grand Rapids, MI1 employees
- Hoffman Estates, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 11,564 to 13,598Jul 22, 2025 to Mar 24, 2026
- Advisory employees · 36 to 35Jul 22, 2025 to Mar 24, 2026
- Charity clients · 12 to 14Jul 22, 2025 to Mar 24, 2026
- Corporate clients · 8 to 11Jul 22, 2025 to Mar 24, 2026
- HNW clients · 946 to 1,312Jul 22, 2025 to Mar 24, 2026
- Individual clients · 4,074 to 4,326Jul 22, 2025 to Mar 24, 2026
- Pension plan clients · 26 to 28Jul 22, 2025 to Mar 24, 2026
- Assets in custody · $1.0B to $1.1BJul 22, 2025 to Mar 24, 2026
- Employees · 53 to 54Jul 22, 2025 to Mar 24, 2026
- State-registered IARs · 36 to 35Jul 22, 2025 to Mar 24, 2026
- Other offices · 21 to 23Jul 22, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.0B to $3.9BJul 22, 2025 to Mar 24, 2026
- HNW RAUM · $1.8B to $2.5BJul 22, 2025 to Mar 24, 2026
- Individual RAUM · $1.1B to $1.2BJul 22, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $43.6M to $36.9MJul 22, 2025 to Mar 24, 2026
- Pension RAUM · $129M to $148MJul 22, 2025 to Mar 24, 2026
- RAUM · $3.0B to $3.9BJul 22, 2025 to Mar 24, 2026
- Related broker-dealer · false to trueJul 22, 2025 to Mar 24, 2026
- Wrap assets (manager) · $488M to $562MJul 22, 2025 to Mar 24, 2026
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jul 22, 2025
- Accounts · 10,499 to 11,564Dec 17, 2024 to Mar 31, 2025
- Advisory employees · 34 to 36Dec 17, 2024 to Mar 31, 2025
- Charity clients · 10 to 12Dec 17, 2024 to Mar 31, 2025
- HNW clients · 725 to 946Dec 17, 2024 to Mar 31, 2025
- Individual clients · 3,844 to 4,074Dec 17, 2024 to Mar 31, 2025
- Pension plan clients · 24 to 26Dec 17, 2024 to Mar 31, 2025
- Assets in custody · $289M to $1.0BDec 17, 2024 to Mar 31, 2025
- Insurance-licensed employees · 3 to 4Dec 17, 2024 to Mar 31, 2025
- State-registered IARs · 34 to 36Dec 17, 2024 to Mar 31, 2025
- Other offices · 18 to 21Dec 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $3.0BDec 17, 2024 to Mar 31, 2025
- HNW RAUM · $1.4B to $1.8BDec 17, 2024 to Mar 31, 2025
- Individual RAUM · $1.0B to $1.1BDec 17, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $40.9M to $43.6MDec 17, 2024 to Mar 31, 2025
- Pension RAUM · $112M to $129MDec 17, 2024 to Mar 31, 2025
- RAUM · $2.6B to $3.0BDec 17, 2024 to Mar 31, 2025
- Wrap assets (manager) · $583M to $488MDec 17, 2024 to Mar 31, 2025
- Other offices · 17 to 18Apr 22, 2024 to Jun 24, 2024
- Accounts · 11,094 to 10,499Nov 21, 2023 to Mar 25, 2024
- Advisory employees · 38 to 34Nov 21, 2023 to Mar 25, 2024
Signals
12 dated events
- Wealthcare Capital Management Llc reported RAUM $3.9B, up 30% from $3.0B (2025-07-22 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Richard Lee Bartholomew left Wealthcare Capital Management Llc for Farther (registered 2025-07-01)Jul 17, 2025 · Advisor changed firm · fact
- Brad William Michels left Wealthcare Capital Management Llc for Financial Architects, Inc (registered 2013-05-01)Aug 2, 2022 · Advisor changed firm · fact
- Wealthcare Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 26, 2022 · Succession (Item 4) · fact
- Wealthcare Capital Management Llc reported RAUM $2.9B, up 26% from $2.3B (2021-11-12 to 2022-01-26)Jan 26, 2022 · RAUM change · derived
- Joseph James Krause (Chief Compliance Officer) appeared on Schedule A of Wealthcare Capital Management LlcApr 28, 2021 · Control person joined · fact
- F Steven Diberardino (Chief Compliance Officer) no longer on Schedule A of Wealthcare Capital Management Llc (listed 2021-03-25, absent 2021-04-28)Apr 28, 2021 · Control person left · inference
- Wealthcare Capital Management Llc reported RAUM $2.3B, up 33% from $1.7B (2021-01-11 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Nelson Brandy Weiberg (Chief Compliance Officer) no longer on Schedule A of Wealthcare Capital Management Llc (listed 2019-11-26, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Wealthcare Capital Management Llc reported RAUM $1.7B, up 38% from $1.3B (2019-11-26 to 2020-02-03)Feb 3, 2020 · RAUM change · derived
- F Steven Diberardino (Chief Compliance Officer) appeared on Schedule A of Wealthcare Capital Management LlcFeb 3, 2020 · Control person joined · fact
- Wealthcare Capital Management Llc reported 21 offices beyond its principal office, up from 7 (2017-12-26 to 2018-03-29)Mar 29, 2018 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/WEALTHCARE-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GDX360.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 804-644-4711reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026