DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• I••••••••• A•••••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Mar 14, 2012 · 28 filings
SEC status approved since Sep 24, 2001
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$203M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$68.2M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$205M as of Mar 24, 2026
Mar 14, 2012$122M then
HNW client RAUM$127M as of Mar 24, 2026
Mar 28, 2018$88.7M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 18, 20132 then
Employees (5.A)6 as of Mar 24, 2026
Mar 18, 20135 then
Private funds: no history
RAUM +7.1% over the last fiscal year+9.5% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $244,778derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -35%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $41.9M, 151 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M62%
- Individuals$76.2M37%
- Pension and profit-sharing plans$1.7M0.8%
- Individual clients
- 170reported
- HNW clients
- 31reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 836reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $41.9M for 151 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• J••• K•••••••Chartered Financial Consultant | Doylestown, Pa | May 7, 1999 | 32 y | 0 |
| E••••• J••••• K•••••••Certified Financial Planner | Doylestown, Pa | Feb 15, 2002 | 29 y | 0 |
| T••• R••••• P•••••• | Doylestown, Pa | Mar 7, 2014 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• K•••• M••••• to T•••••• I••••••••• A•••••••• L••Jul 11, 2006 · Other
Joined, latest
- T••• R••••• P•••••• from L•••••• I•••••••••Mar 7, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• E•••••• J••• · Founder, Ceo And Chief Compliance Officercontrolsince 09/1998 · owns 50% to 75%
- K•••••••• E•••••• J••••• · Presidentcontrolsince 12/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Doylestown, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 24, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $191,033,315 to $204,634,160, advisors 4 to 3, private clients 307 to 201, offices 0 to 0 (2025-03-17 to 2026-03-24)peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 898 to 836Dec 18, 2025 to Mar 24, 2026
- Advisory employees · 4 to 3Dec 18, 2025 to Mar 24, 2026
- BD registered reps · 4 to 3Dec 18, 2025 to Mar 24, 2026
- HNW clients · 56 to 31Dec 18, 2025 to Mar 24, 2026
- Individual clients · 251 to 170Dec 18, 2025 to Mar 24, 2026
- State-registered IARs · 4 to 3Dec 18, 2025 to Mar 24, 2026
- Discretionary RAUM · $186M to $205MDec 18, 2025 to Mar 24, 2026
- HNW RAUM · $136M to $127MDec 18, 2025 to Mar 24, 2026
- Individual RAUM · $52.1M to $76.2MDec 18, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $4.6M to $35,380Dec 18, 2025 to Mar 24, 2026
- Pension RAUM · $2.8M to $1.7MDec 18, 2025 to Mar 24, 2026
- RAUM · $191M to $205MDec 18, 2025 to Mar 24, 2026
- Accounts · 900 to 898Feb 17, 2024 to Mar 17, 2025
- HNW clients · 48 to 56Feb 17, 2024 to Mar 17, 2025
- Individual clients · 270 to 251Feb 17, 2024 to Mar 17, 2025
- Assets in custody · $32.5M to $41.9MFeb 17, 2024 to Mar 17, 2025
- Financial planning clients · 101-250 to 101-250Feb 17, 2024 to Mar 17, 2025
- Discretionary RAUM · $168M to $186MFeb 17, 2024 to Mar 17, 2025
- HNW RAUM · $115M to $136MFeb 17, 2024 to Mar 17, 2025
- Individual RAUM · $56.4M to $52.1MFeb 17, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $4.8M to $4.6MFeb 17, 2024 to Mar 17, 2025
- Pension RAUM · $1.4M to $2.8MFeb 17, 2024 to Mar 17, 2025
- RAUM · $173M to $191MFeb 17, 2024 to Mar 17, 2025
- Accounts · 894 to 900Apr 11, 2023 to Jan 23, 2024
- HNW clients · 52 to 48Apr 11, 2023 to Jan 23, 2024
- Individual clients · 266 to 270Apr 11, 2023 to Jan 23, 2024
- Assets in custody · $8.2M to $32.5MApr 11, 2023 to Jan 23, 2024
- Discretionary RAUM · $151M to $168MApr 11, 2023 to Jan 23, 2024
- HNW RAUM · $107M to $115MApr 11, 2023 to Jan 23, 2024
- Individual RAUM · $47.5M to $56.4MApr 11, 2023 to Jan 23, 2024
- Non-discretionary RAUM · $4.6M to $4.8MApr 11, 2023 to Jan 23, 2024
- Pension RAUM · $2.0M to $1.4MApr 11, 2023 to Jan 23, 2024
- RAUM · $156M to $173MApr 11, 2023 to Jan 23, 2024
- Accounts · 958 to 894Mar 17, 2022 to Mar 21, 2023
- HNW clients · 82 to 52Mar 17, 2022 to Mar 21, 2023
- Individual clients · 242 to 266Mar 17, 2022 to Mar 21, 2023
- Assets in custody · $7.2M to $8.2MMar 17, 2022 to Mar 21, 2023
- Discretionary RAUM · $184M to $151MMar 17, 2022 to Mar 21, 2023
- HNW RAUM · $124M to $107MMar 17, 2022 to Mar 21, 2023
- Individual RAUM · $65.1M to $47.5MMar 17, 2022 to Mar 21, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kohlheppadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-340-5777reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-340-5788reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kohlhepp-investment-advisors-ltd./aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-340-5777reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- kohlheppadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026