DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chilton Capital Management LLC
Latest filing Mar 16, 2026
First filing on the tape Mar 30, 2012 · 42 filings
SEC status approved since Feb 9, 1996
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
81%
$2.6B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$216M
derived; firm RAUM over IAPD count
Employees
27
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$3.2B as of Mar 16, 2026
Mar 30, 2012$724M then
HNW client RAUM$2.5B as of Mar 16, 2026
Mar 29, 2018$808M then
State-registered IARs (5.B.3)15 as of Mar 16, 2026
Mar 28, 201316 then
Employees (5.A)27 as of Mar 16, 2026
Mar 28, 201327 then
Private funds: no history
RAUM +21% over the last fiscal year+21% a year over threeIARs 13 to 15
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $216MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 7.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.2B, 766 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- is a trust company (6.A.8)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.5B76%
- Corporations and businesses$459M14%
- Individuals$156M4.8%
- Charitable organizations$100M3.1%
- Insurance companies$41.4M1.3%
- Investment companies$23.1M0.7%
- Individual clients
- 453reported
- HNW clients
- 455reported
- Pension plan clients
- n/areported
- Charitable clients
- 23reported
- Accounts
- 2,166reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $234M managedreported
- Custody of client assets
- $3.2B for 766 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.81 fund_share=0.01 institutional_share=0.04 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Laura Leman Genung | Houston, Tx | Aug 2, 2006 | 21 y | 1 |
| Timothy Joris Lootens | Houston, Tx | Oct 4, 2007 | 21 y | 1 |
| David Milton Underwood Jr. | Houston, Tx | Apr 30, 2008 | 25 y | 1 |
| Sean Michael Nimmo | Houston, Tx | Feb 8, 2011 | 21 y | 3 |
| Bruce George GarrisonChartered Financial Analyst | Houston, Tx | Jul 6, 2011 | 44 y | 2 |
| Matthew Robert WernerChartered Financial Analyst | Houston, Tx | Aug 1, 2011 | 15 y | 1 |
| Michael Joseph Stavar | Houston, Tx | Aug 22, 2011 | 23 y | 2 |
| Kurt Francis Cooperrider | Houston, Tx | Oct 31, 2016 | 13 y | 0 |
| Brandon J Frank | Houston, Tx | Jun 14, 2017 | 25 y | 1 |
| Bradley John EixmannChartered Financial Analyst | Houston, Tx | Jun 14, 2017 | 12 y | 1 |
| Burton James Willingham | Houston, Tx | May 24, 2018 | 31 y | 2 |
| Frank Mcreynolds WozencraftChartered Financial Analyst | Houston, Tx | Aug 17, 2018 | 32 y | 2 |
| Jennifer Rebecca Marshall | Houston, Tx | Jun 8, 2023 | 26 y | 0 |
| Zachary Edward Goodrow | Houston, Tx | Jun 30, 2025 | 10 y | 0 |
| Gabriel Hagstrom Carbone | Houston, Tx | Feb 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Therese-Marie Casement to Devon Investment AdvisoryJun 18, 2025 · Other
- Michael Eugene Rome to Doliver Advisors, L.P.Nov 6, 2020 · RIA to RIA
- Annelise Bovet to Perigon Wealth Management, LLCNov 14, 2016 · Other
- Kimberly J Latimer to Morgan StanleyDec 14, 2009 · Other
Joined, latest
- Therese-Marie Casement from Prime Capital FinancialFeb 20, 2025 · RIA to RIA
- Frank Mcreynolds Wozencraft from Texan CapitalAug 17, 2018 · Other
- Burton James Willingham from Texan CapitalMay 24, 2018 · Other
- Brandon J Frank from Gci InvestorsJun 14, 2017 · Other
- Bradley John Eixmann from Gci InvestorsJun 14, 2017 · Other
- Michael Eugene Rome from Texan CapitalDec 20, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Texan CapitalMar 29, 2018 · Houston, Tx
- 2 joined from Gci InvestorsOct 18, 2017 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Bradley Eixmann · Chief Investment Officer And Senior Portfolio Managercontrolsince 06/2019 · owns less than 5%
- J Brandon Frank · Chief Financial Officercontrolsince 09/2021 · owns less than 5%
- Leman Laura Genung · Member Of The Board Of Managers And Presidentcontrolsince 05/2020 · owns less than 5%
- Joris Timothy Lootens · Member Of The Board Of Managers, Manging Director And Secretarycontrolsince 05/2020 · owns less than 5%
- Edward John Robertson · Member Of The Board Of Managers, Manging Director And Officercontrolsince 05/2020 · owns less than 5%
- Christ Armand St. Paul · Chief Compliance Officercontrolsince 02/2017 · owns less than 5%
- Milton David Underwood Jr. · Chairman Of The Board Of Managers And Chief Executive Officercontrolsince 01/2017 · owns 10% to 25%
- John Alfred Knapp · Membercontrolsince 01/1998 · owns 25% to 50% of Knapp Brothers, LLC
- Milton David Underwood Jr. · Membercontrolsince 01/1998 · owns 50% to 75% of Knapp Brothers, LLC
Entity owners
- Knapp Brothers, LLC · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Chilton Capital Management Trust Companyy
Advisers that list Chilton Capital Management LLC as a related person
- 112497 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 15 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 16, 2026accounts (Item 5.F.2.f) moved from 850.0 to 2,166.0 (+155.0%) between the annual amendments of 2025-03-31 and 2026-03-16; the peer median change was +6.0% (1206 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 97% percentile
- business activity changedChange between filings · filing Mar 16, 2026pension consulting (Item 5.G.6): no on the filing of 2026-01-14, yes on the filing of 2026-03-16peers: independent wealth managers, $1B to $5B (1,360)
- business activity changedChange between filings · filing Mar 16, 2026selection of other advisers (Item 5.G.7): no on the filing of 2026-01-14, yes on the filing of 2026-03-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 16, 2026KNAPP, ALFRED, JOHN (MEMBER) left Schedule A between the filings of 2022-03-31 and 2026-03-16peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 16, 2026HNW share of RAUM moved from 45.0% to 76.0% between the annual amendments of 2025-03-31 and 2026-03-16peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Pension RAUM · 80278830.0 to unsetJan 14, 2026 to Mar 16, 2026
- Accounts · 850 to 2,166Jan 14, 2026 to Mar 16, 2026
- Advisory employees · 20 to 17Jan 14, 2026 to Mar 16, 2026
- Advisory activities · 4 to 6Jan 14, 2026 to Mar 16, 2026
- BD registered reps · 0 to 1Jan 14, 2026 to Mar 16, 2026
- Charity clients · 32 to 23Jan 14, 2026 to Mar 16, 2026
- Corporate clients · 60 to 44Jan 14, 2026 to Mar 16, 2026
- HNW clients · 110 to 455Jan 14, 2026 to Mar 16, 2026
- Individual clients · 655 to 453Jan 14, 2026 to Mar 16, 2026
- Pension plan clients · 16.0 to unsetJan 14, 2026 to Mar 16, 2026
- Assets in custody · $509M to $3.2BJan 14, 2026 to Mar 16, 2026
- Employees · 32 to 27Jan 14, 2026 to Mar 16, 2026
- Insurance-licensed employees · 0 to 1Jan 14, 2026 to Mar 16, 2026
- Financial planning clients · 101-250 to 26-50Jan 14, 2026 to Mar 16, 2026
- State-registered IARs · 13 to 15Jan 14, 2026 to Mar 16, 2026
- Discretionary RAUM · $2.7B to $3.2BJan 14, 2026 to Mar 16, 2026
- HNW RAUM · $1.2B to $2.5BJan 14, 2026 to Mar 16, 2026
- Individual RAUM · $809M to $156MJan 14, 2026 to Mar 16, 2026
- RAUM · $2.7B to $3.2BJan 14, 2026 to Mar 16, 2026
- Wrap assets (manager) · $207M to $234MJan 14, 2026 to Mar 16, 2026
- Accounts · 761 to 850Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 19 to 20Mar 28, 2024 to Mar 31, 2025
- Charity clients · 53 to 32Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 15 to 60Mar 28, 2024 to Mar 31, 2025
- HNW clients · 106 to 110Mar 28, 2024 to Mar 31, 2025
- Individual clients · 568 to 655Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $290M to $509MMar 28, 2024 to Mar 31, 2025
- Employees · 28 to 32Mar 28, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 14 to 13Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.2B to $2.7BMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $1.2B to $1.2BMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $745M to $809MMar 28, 2024 to Mar 31, 2025
- Pension RAUM · $81.2M to $80.3MMar 28, 2024 to Mar 31, 2025
- RAUM · $2.2B to $2.7BMar 28, 2024 to Mar 31, 2025
- Wrap assets (manager) · $188M to $207MMar 28, 2024 to Mar 31, 2025
- Accounts · 1,747 to 761Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 21 to 19Mar 31, 2023 to Mar 28, 2024
- Charity clients · 61 to 53Mar 31, 2023 to Mar 28, 2024
Signals
9 dated events
- Therese-Marie Casement left Chilton Capital Management Llc for Devon Investment Advisory (registered 2025-06-20)Jun 18, 2025 · Advisor changed firm · fact
- J Brandon Frank (Chief Financial Officer) appeared on Schedule A of Chilton Capital Management LlcMar 31, 2022 · Control person joined · fact
- Randall Russell Grace (Portfolio Manager And Member Of The Board Of Managers) no longer on Schedule A of Chilton Capital Management Llc (listed 2020-08-12, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Eugene Michael Rome (Chief Executive Officer And Member Of The Board Of Managers) no longer on Schedule A of Chilton Capital Management Llc (listed 2020-03-27, absent 2020-06-15)Jun 15, 2020 · Control person left · inference
- Leman Laura Genung (Wealth Advisor And Member Of The Board Of Managers) appeared on Schedule A of Chilton Capital Management LlcJun 15, 2020 · Control person joined · fact
- Joris Timothy Lootens (Wealth Advisor And Member Of The Board Of Managers) appeared on Schedule A of Chilton Capital Management LlcJun 15, 2020 · Control person joined · fact
- Edward John Robertson (Wealth Advisor And Member Of The Board Of Managers) appeared on Schedule A of Chilton Capital Management LlcJun 15, 2020 · Control person joined · fact
- John Bradley Eixmann (Chief Investment Officer) appeared on Schedule A of Chilton Capital Management LlcJul 17, 2019 · Control person joined · fact
- Robert Douglas Wynkoop (Chief Investment Officer) no longer on Schedule A of Chilton Capital Management Llc (listed 2019-03-30, absent 2019-07-17)Jul 17, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dmunderwood@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dwaldrum@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ishrand@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jbarrie@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jrobertson@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- klucke@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rgreenberg@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rreyes@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tmurphy@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ybravo@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- zbeck@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dperry@chiltoncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $216Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026