DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• G••••• L••
Latest filing Sep 9, 2026
First filing on the tape Mar 14, 2012 · 33 filings
SEC status approved since May 17, 2002
RAUM
$595M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
94%
$558M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$595M as of Aug 17, 2026
Mar 14, 2012$105M then
HNW client RAUM$484M as of Aug 17, 2026
Feb 12, 2018$112M then
State-registered IARs (5.B.3)3 as of Aug 17, 2026
Mar 14, 20120 then
Employees (5.A)9 as of Aug 17, 2026
Mar 18, 20134 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $149MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $366,443derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.4derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $11.3M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$484M81%
- Individuals$74.4M12%
- Charitable organizations$21.8M3.7%
- Pension and profit-sharing plans$12.4M2.1%
- Corporations and businesses$2.8M0.5%
- Individual clients
- 222reported
- HNW clients
- 239reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 1,624reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.3M for 54 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• B•••• G••••Chartered Financial Consultant | Candia, Nh | Apr 9, 1998 | 33 y | 0 |
| P•••• W••••• W••••••Certified Financial Planner | Exeter, Nh | Jan 4, 2011 | 33 y | 0 |
| L•••• D•••• G•••• | Concord, Nh | Nov 29, 2022 | 11 y | 0 |
| F•••••• G•••••• C•••••••Certified Financial Planner | Nashua, Nh | May 15, 2026 | 12 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- J•••• E• E•••• to S•••• I••••• S••••••••• L••Oct 30, 2025 · RIA to RIA
- C•••••• L•••••• S•••••• to G••••••• I••••••••• G••••• L••Feb 24, 2014 · Other
Joined, latest
- F•••••• G•••••• C••••••• from F•••••••• W••••• P•••••••• L••May 15, 2026 · RIA to RIA
- J•••• E• E•••• from T•••••• C••••••• I•••Feb 20, 2020 · RIA to RIA
- C•••••• L•••••• S•••••• from M•• I•••••••• S•••••••• L••Sep 26, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• G••••••• B•••• · Managing Member, Chief Compliance Officercontrolsince 02/1998 · owns 75% or more
- G••••••••• D•••••• J••••• · Chief Operations Officersince 11/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Nh | 4 | 1 | 0 | ||
| Concord, Nh | 4 | 1 | 0 | ||
| Exeter, Nh · principal | 4 | 1 | 0 | ||
| North Andover, Ma | 4 | 1 | 0 | ||
| Nashua, Nh | 4 | 1 | 1 | ||
| Hampton, Nh | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bedford, NH4 employees
- Concord, NH4 employees
- Nashua, NH4 employees
- North Andover, MA4 employees
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Aug 17, 2026 to Sep 9, 2026
- Related adviser · false to unsetAug 17, 2026 to Sep 9, 2026
- Related bank · false to unsetAug 17, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetAug 17, 2026 to Sep 9, 2026
- Related insurance company · false to unsetAug 17, 2026 to Sep 9, 2026
- Succession · false to unsetAug 17, 2026 to Sep 9, 2026
- Other offices · 7 to 8Mar 31, 2026 to May 15, 2026
- Accounts · 1,550 to 1,624Oct 30, 2025 to Mar 31, 2026
- Advisory employees · 4 to 3Oct 30, 2025 to Mar 31, 2026
- HNW clients · 146 to 239Oct 30, 2025 to Mar 31, 2026
- Individual clients · 297 to 222Oct 30, 2025 to Mar 31, 2026
- Pension plan clients · 8 to 10Oct 30, 2025 to Mar 31, 2026
- Assets in custody · $95.8M to $11.3MOct 30, 2025 to Mar 31, 2026
- Employees · 7 to 9Oct 30, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 3Oct 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $456M to $541MOct 30, 2025 to Mar 31, 2026
- HNW RAUM · $346M to $484MOct 30, 2025 to Mar 31, 2026
- Individual RAUM · $138M to $74.4MOct 30, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $59.0M to $54.0MOct 30, 2025 to Mar 31, 2026
- Pension RAUM · $8.7M to $12.4MOct 30, 2025 to Mar 31, 2026
- RAUM · $515M to $595MOct 30, 2025 to Mar 31, 2026
- Other offices · 8 to 7Mar 17, 2025 to Oct 30, 2025
- Accounts · 1,503 to 1,550Jul 9, 2024 to Mar 17, 2025
- HNW clients · 126 to 146Jul 9, 2024 to Mar 17, 2025
- Individual clients · 314 to 297Jul 9, 2024 to Mar 17, 2025
- Pension plan clients · 7 to 8Jul 9, 2024 to Mar 17, 2025
- Assets in custody · $96.6M to $95.8MJul 9, 2024 to Mar 17, 2025
- Employees · 8 to 7Jul 9, 2024 to Mar 17, 2025
- Financial planning clients · 251-500 to 251-500Jul 9, 2024 to Mar 17, 2025
- Discretionary RAUM · $381M to $456MJul 9, 2024 to Mar 17, 2025
- HNW RAUM · $284M to $346MJul 9, 2024 to Mar 17, 2025
- Individual RAUM · $136M to $138MJul 9, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $64.3M to $59.0MJul 9, 2024 to Mar 17, 2025
- Pension RAUM · $6.7M to $8.7MJul 9, 2024 to Mar 17, 2025
- RAUM · $445M to $515MJul 9, 2024 to Mar 17, 2025
- Accounts · 1,425 to 1,503Sep 26, 2023 to Mar 25, 2024
- HNW clients · 107 to 126Sep 26, 2023 to Mar 25, 2024
- Individual clients · 429 to 314Sep 26, 2023 to Mar 25, 2024
- Pension plan clients · unset to 7.0Sep 26, 2023 to Mar 25, 2024
- Assets in custody · $86.9M to $96.6MSep 26, 2023 to Mar 25, 2024
Signals
2 dated events
- J•••• E• E•••• left A••••••• I••••••••• G••••• L•• for S•••• I••••• S••••••••• L•• (registered 2025-11-18)Oct 30, 2025 · Advisor changed firm · fact
- A••••••• I••••••••• G••••• L•• reported 8 offices beyond its principal office, up from 0 (2022-01-31 to 2023-03-22)Mar 22, 2023 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@affinityinvestmentgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-858-8156reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/76103497reportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••••INVESTMENTGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-778-6436reportedpublic record, Form ADV, Sep 9, 2026
- Contact form
- AFFINITYINVESTMENTGROUP.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- AFFINITYINVESTMENTGROUP.COM/team-member-01reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $149Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026