DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• W••••• P•••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Jan 18, 2012 · 32 filings
SEC status approved since Jan 27, 2012
RAUM
$1.5B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
85%
$1.3B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$309M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.5B as of Mar 6, 2026
Apr 2, 2013$145M then
HNW client RAUM$1.3B as of Mar 6, 2026
Mar 29, 2018$862M then
State-registered IARs (5.B.3)8 as of Mar 6, 2026
Apr 2, 20131 then
Employees (5.A)10 as of Mar 6, 2026
Apr 2, 20131 then
Private funds: no history
RAUM +11% over the last fiscal year+6.9% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $309MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.1MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $739M, 81 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B85%
- Charitable organizations$223M14%
- Corporations and businesses$6.7M0.4%
- Individual clients
- n/areported
- HNW clients
- 109reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 492reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $739M for 81 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• D••••• M•••••• | Boston, Ma | Mar 1, 2012 | 33 y | 1 |
| R•••• F•••••••• W••••••Chartered Financial Analyst | Newton Lower Falls, Ma | Jan 11, 2022 | 12 y | 2 |
| D••••• P• G•••••• | Newton Lower Falls, Ma | Feb 4, 2022 | 11 y | 0 |
| S•••••• E• B••••• | Newton Lower Falls, Ma | Mar 21, 2024 | 12 y | 0 |
| L••• V• M••••••••• | Newton Lower Falls, Ma | Feb 8, 2026 | 20 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- F•••••• G•••••• C••••••• to A••••••• I••••••••• G••••• L••May 11, 2026 · RIA to RIA
- C•••••• D•••• B•••• to D•• F•••••••• A••••••• I••Feb 16, 2016 · Other
Joined, latest
- L••• V• M••••••••• from E••••• J••••Feb 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- F•••••• G•••••• C••••••• from S•• W•••••Sep 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- R•••• F•••••••• W•••••• from B••••• P••••• A•••••••• L••Jan 11, 2022 · RIA to RIA
- C•••••• D•••• B•••• from W•••••••• I••••••••• M••••••••• I•••Feb 12, 2016 · Other
- P•••••• D••••• M•••••• from B••••••• C•••••• I•••Mar 1, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J••••• K••• · Managing Partnercontrolsince 03/2015 · owns less than 5%
- M•••• E•••• R••••• · Ccocontrolsince 11/2016 · owns less than 5%
- M••••••• P••••••• D••••• · Managing Partnercontrolsince 01/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newton Lower Falls, Ma · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 6, 2026C••••••• J••••• K••• (MANAGING PARTNER) left Schedule A between the filings of 2016-11-30 and 2026-03-06peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 6, 2026M••••••• P••••••• D••••• (MANAGING PARTNER) left Schedule A between the filings of 2016-11-30 and 2026-03-06peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 459 to 492Mar 31, 2025 to Mar 6, 2026
- Advisory employees · 7 to 8Mar 31, 2025 to Mar 6, 2026
- Charity clients · unset to 7.0Mar 31, 2025 to Mar 6, 2026
- HNW clients · 102 to 109Mar 31, 2025 to Mar 6, 2026
- Assets in custody · $839M to $739MMar 31, 2025 to Mar 6, 2026
- Employees · 9 to 10Mar 31, 2025 to Mar 6, 2026
- State-registered IARs · 7 to 8Mar 31, 2025 to Mar 6, 2026
- Discretionary RAUM · $1.2B to $1.3BMar 31, 2025 to Mar 6, 2026
- HNW RAUM · $1.2B to $1.3BMar 31, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $196M to $201MMar 31, 2025 to Mar 6, 2026
- RAUM · $1.4B to $1.5BMar 31, 2025 to Mar 6, 2026
- Accounts · 472 to 459Nov 20, 2024 to Mar 31, 2025
- Advisory employees · 6 to 7Nov 20, 2024 to Mar 31, 2025
- HNW clients · 92 to 102Nov 20, 2024 to Mar 31, 2025
- Assets in custody · $808M to $839MNov 20, 2024 to Mar 31, 2025
- Employees · 8 to 9Nov 20, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Nov 20, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 7Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.2BNov 20, 2024 to Mar 31, 2025
- HNW RAUM · $1.1B to $1.2BNov 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $171M to $196MNov 20, 2024 to Mar 31, 2025
- RAUM · $1.3B to $1.4BNov 20, 2024 to Mar 31, 2025
- HQ city · BOSTON to NEWTON LOWER FALLSMar 29, 2024 to Nov 20, 2024
- Accounts · 461 to 472Dec 5, 2023 to Mar 29, 2024
- Advisory employees · 5 to 6Dec 5, 2023 to Mar 29, 2024
- HNW clients · 109 to 92Dec 5, 2023 to Mar 29, 2024
- Assets in custody · $755M to $808MDec 5, 2023 to Mar 29, 2024
- Employees · 6 to 8Dec 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.0B to $1.2BDec 5, 2023 to Mar 29, 2024
- HNW RAUM · $1.3B to $1.1BDec 5, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $227M to $171MDec 5, 2023 to Mar 29, 2024
- RAUM · $1.3B to $1.3BDec 5, 2023 to Mar 29, 2024
- Accounts · 397 to 461Jun 10, 2022 to Mar 31, 2023
- HNW clients · 93 to 109Jun 10, 2022 to Mar 31, 2023
- Assets in custody · $582M to $755MJun 10, 2022 to Mar 31, 2023
- Financial planning clients · 51-100 to 101-250Jun 10, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.3B to $1.0BJun 10, 2022 to Mar 31, 2023
- HNW RAUM · $1.5B to $1.3BJun 10, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $177M to $227MJun 10, 2022 to Mar 31, 2023
- RAUM · $1.5B to $1.3BJun 10, 2022 to Mar 31, 2023
Signals
2 dated events
- F•••••• G•••••• C••••••• left F•••••••• W••••• P•••••••• L•• for A••••••• I••••••••• G••••• L•• (registered 2026-05-15)May 11, 2026 · Advisor changed firm · fact
- F•••••••• W••••• P•••••••• L•• reported RAUM $1.5B, up 38% from $1.1B (2022-01-18 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fwpwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-602-1900reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- fwpwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-602-1900reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- fwpwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $309Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026