DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Morgan Keegan Fund Management, Inc.

Former SEC-registered adviserSt. Petersburg, FloridaCRD 118635SEC 801-60803IAPD
Latest filing Jul 16, 2013
First filing on the tape Mar 30, 2012 · 13 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$22.7M as of Dec 14, 2012
Mar 30, 2012$32.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 3
Private funds1 as of Dec 14, 2012
Mar 30, 20122 then
RAUM -100% over the last fiscal year
Practice profile
derived from the filing of Jul 16, 2013; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-30%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Mk Capital Partners I, LLCno longer reportedHedge Fund$1.6M9Mar 30, 2012
      Preferred Fund Of Funds LLCHedge Fund$075Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Tarek Helal · Presidentcontrol
        since 04/2013 · owns less than 5%
      • Darryl Charles Maxwell · Secretary/Treasurercontrol
        since 11/1988 · owns less than 5%
      • Malek Anita Kailing · Assistant Secretary
        since 11/2012 · owns less than 5%
      • Patrick Brent Nicks · Chief Compliance Officer
        since 07/2013 · owns less than 5%
      • Jonathan David Wages · Assistant Secretary/Treasurer
        since 05/2012 · owns less than 5%
      Entity owners
      • Mk Holding, Inc. · Direct Owner, Holding Company
        direct · owns 75% or more
      • Raymond James Financial, Inc. · Indirect Owner
        indirect · owns 75% or more of Mk Holding, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Morgan Keegan Fund Management, Inc. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 0
        May 13, 2013 to Jul 16, 2013
      • Advisory employees · 1 to 0
        May 13, 2013 to Jul 16, 2013
      • BD registered reps · 1 to 4
        May 13, 2013 to Jul 16, 2013
      • Employees · 3 to 5
        May 13, 2013 to Jul 16, 2013
      • Insurance-licensed employees · 1 to 0
        May 13, 2013 to Jul 16, 2013
      • State-registered IARs · 1 to 4
        May 13, 2013 to Jul 16, 2013
      • Discretionary RAUM · $22.7M to $0
        May 13, 2013 to Jul 16, 2013
      • RAUM · $22.7M to $0
        May 13, 2013 to Jul 16, 2013
      • HQ city · MEMPHIS to ST. PETERSBURG
        Jan 9, 2013 to Apr 19, 2013
      • HQ state · TN to FL
        Jan 9, 2013 to Apr 19, 2013
      • Accounts · 4 to 2
        Oct 30, 2012 to Dec 14, 2012
      • Advisory employees · 2 to 1
        Oct 30, 2012 to Dec 14, 2012
      • BD registered reps · 2 to 1
        Oct 30, 2012 to Dec 14, 2012
      • Employees · 4 to 3
        Oct 30, 2012 to Dec 14, 2012
      • Insurance-licensed employees · 2 to 1
        Oct 30, 2012 to Dec 14, 2012
      • State-registered IARs · 2 to 1
        Oct 30, 2012 to Dec 14, 2012
      • Discretionary RAUM · $32.4M to $22.7M
        Oct 30, 2012 to Dec 14, 2012
      • RAUM · $32.4M to $22.7M
        Oct 30, 2012 to Dec 14, 2012
      • Advisory employees · unset to 2.0
        Oct 11, 2012 to Oct 30, 2012
      • BD registered reps · unset to 2.0
        Oct 11, 2012 to Oct 30, 2012
      • Employees · unset to 4.0
        Oct 11, 2012 to Oct 30, 2012
      • State-registered IARs · unset to 2.0
        Oct 11, 2012 to Oct 30, 2012
      • Related bank · false to true
        Oct 11, 2012 to Oct 30, 2012
      • Insurance-licensed employees · 3 to 2
        Mar 30, 2012 to May 1, 2012
      • Private funds · 2 to 1
        Mar 30, 2012 to May 1, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026