DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Network 1 Financial Advisors Inc.

STATE REGISTEREDCRD 121239IAPD
Latest filing Aug 27, 2026
First filing on the tape Aug 27, 2026 · 1 filings
RAUM
$51.0M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
60%
$30.4M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
RAUM per advisor
$3.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$680,371derivedHNW RAUM over HNW clients
Average account
$504,912derivedRAUM over accounts (5.F.2.f)
Discretionary
61%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$23.8M47%
  • Pension and profit-sharing plans$20.5M40%
  • Individuals$6.6M13%
  • Charitable organizations$83,2310.2%
Individual clients
26reported
HNW clients
35reported
Pension plan clients
2reported
Charitable clients
1reported
Accounts
101reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourly, commissionsreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
William Richard HuntRed Bank, NjMay 30, 200339 y1
Miguel De Leon ZarragaRed Bank, NjJan 5, 202631 y1
Stephen LitwokRed Bank, NjJan 5, 202635 y1
Alice Cecilia MckeonRed Bank, NjJan 7, 202620 y3
Gregory William MelendezRed Bank, NjJan 8, 202620 y2
Osbert Hewin HaynesSomerset, Nj Jan 8, 202629 y1
Erli WangRed Bank, NjJan 8, 202610 y1
Christian Manuel HerreraOld Greenwich, Ct Jan 9, 202626 y1
William Colbert HemingStaten Island, Ny Jan 9, 202635 y1
Horace Damien RileyRed Bank, Nj Jan 9, 202620 y1
Robert Anthony YrshusRed Bank, Nj Jan 30, 202645 y1
Eric Edward NicolassyRed Bank, NjFeb 6, 202619 y1
Kevin Christopher KearnsRed Bank, NjMar 4, 202610 y1
Katrina Anne GoldenRed Bank, NjMar 6, 202614 y1
Gary Steven KurtzmanMilford, Pa Mar 13, 202642 y1
Robert Telfer SwikartRed Bank, NjMar 17, 202638 y1
Richard Herbert NeubertChocowinity, Nc Mar 19, 202641 y1
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Red Bank, Nj17160
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    3 dated events
    • 2 advisors left Fortis Capital Advisors, LLC (Prairie Village, KS) for Network 1 Financial Advisors Inc. on the same day
      Dec 22, 2025 · Team lift-out · derived
    • Alice Cecilia Mckeon left Network 1 Financial Advisors Inc. for Fortis Capital Advisors, Llc (registered 2024-07-09)
      Jul 10, 2024 · Advisor changed firm · fact
    • Patrick W Sunday left Network 1 Financial Advisors Inc. for Edward Jones (registered 2022-05-06)
      Apr 19, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    732-758-9001reportedpublic record, Form ADV, Aug 27, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    STATE REGISTEREDderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 15, 2026