DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sonas Financial Group, Inc.
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 5 filings
SEC status approved since Jul 25, 2024
RAUM
$150M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
93%
$139M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$74.9M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$150M as of Mar 27, 2026
Mar 30, 2012$67.6M then
HNW client RAUM$108M as of Mar 27, 2026
Mar 27, 2025$86.8M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Mar 27, 2026
Mar 27, 20253 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $74.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $441,762derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M72%
- Individuals$31.1M21%
- Pension and profit-sharing plans$10.3M6.9%
- Individual clients
- 60reported
- HNW clients
- 45reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 339reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James D MeysenburgCertified Financial Planner | Kansas City, Mo | Oct 15, 2002 | 27 y | 0 |
| Trevor Keane HarrisCertified Financial Planner | Kansas City, Mo | Jun 28, 2016 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Eric Charles Clark to BcwmMar 27, 2012 · Other
Joined, latest
- Trevor Keane Harris from Bok Financial AdvisorsJun 28, 2016 · Other
- Eric Charles Clark from Forvis Mazars Wealth Advisors, LLCAug 3, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D James Meysenburg · President And Chief Compliance Officercontrolsince 08/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 313 to 339Mar 27, 2025 to Mar 27, 2026
- HNW clients · 38 to 45Mar 27, 2025 to Mar 27, 2026
- Individual clients · 68 to 60Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $120M to $133MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $86.8M to $108MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $39.0M to $31.1MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $14.4M to $17.0MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $8.8M to $10.3MMar 27, 2025 to Mar 27, 2026
- RAUM · $135M to $150MMar 27, 2025 to Mar 27, 2026
- Accounts · 307 to 313Jun 25, 2024 to Mar 27, 2025
- HNW clients · 33 to 38Jun 25, 2024 to Mar 27, 2025
- Individual clients · 75 to 68Jun 25, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 26-50Jun 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $107M to $120MJun 25, 2024 to Mar 27, 2025
- HNW RAUM · $75.0M to $86.8MJun 25, 2024 to Mar 27, 2025
- Individual RAUM · $33.9M to $39.0MJun 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $9.9M to $14.4MJun 25, 2024 to Mar 27, 2025
- Pension RAUM · $8.0M to $8.8MJun 25, 2024 to Mar 27, 2025
- RAUM · $117M to $135MJun 25, 2024 to Mar 27, 2025
- Accounts · 375 to 307Jun 5, 2012 to Jun 25, 2024
- Advisory employees · unset to 2.0Jun 5, 2012 to Jun 25, 2024
- HNW clients · unset to 33.0Jun 5, 2012 to Jun 25, 2024
- Individual clients · unset to 75.0Jun 5, 2012 to Jun 25, 2024
- Employees · unset to 3.0Jun 5, 2012 to Jun 25, 2024
- State-registered IARs · 0 to 2Jun 5, 2012 to Jun 25, 2024
- Other offices · unset to 0.0Jun 5, 2012 to Jun 25, 2024
- Discretionary RAUM · $62.7M to $107MJun 5, 2012 to Jun 25, 2024
- HNW RAUM · unset to 74989491.0Jun 5, 2012 to Jun 25, 2024
- Individual RAUM · unset to 33894443.0Jun 5, 2012 to Jun 25, 2024
- Non-discretionary RAUM · $4.9M to $9.9MJun 5, 2012 to Jun 25, 2024
- Pension RAUM · unset to 8025507.0Jun 5, 2012 to Jun 25, 2024
- RAUM · $67.6M to $117MJun 5, 2012 to Jun 25, 2024
Signals
1 dated events
- Sonas Financial Group, Inc. filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 816-753-2210reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SONAS-FINANCIAL-GROUP-INCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SONASFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 816-753-2210reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- SONASFINANCIAL.COM/bios.phpreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026