DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Robinson Smith Wealth Advisors, LLC
Latest filing Aug 17, 2026
First filing on the tape Feb 13, 2012 · 30 filings
SEC status approved since Jul 12, 2004
RAUM
$445M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$441M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$89.0M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$445M as of Aug 17, 2026
Feb 13, 2012$113M then
HNW client RAUM$400M as of Aug 17, 2026
Mar 5, 2018$204M then
State-registered IARs (5.B.3)5 as of Aug 17, 2026
Feb 13, 20120 then
Employees (5.A)8 as of Aug 17, 2026
Feb 28, 20134 then
Private funds: no history
RAUM +10% over the last fiscal year+16% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $89.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $492,681derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M90%
- Individuals$41.1M9.2%
- Pension and profit-sharing plans$1.9M0.4%
- Charitable organizations$1.4M0.3%
- Corporations and businesses$317,8790.1%
- Individual clients
- 87reported
- HNW clients
- 141reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 903reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael SmithCertified Financial Planner | Portsmouth, Nh | Mar 5, 2013 | 34 y | 2 |
| Tracey Meyers DaigleCertified Financial Planner | South Portland, Me | Oct 11, 2016 | 10 y | 0 |
| Donovan Allen IngleCertified Financial Planner | Portsmouth, Nh | Dec 16, 2020 | 11 y | 1 |
| Gerrit Paul PetersonsCertified Financial Planner | South Portland, Me | Aug 16, 2022 | 10 y | 2 |
| Wesley Howard McneillieCertified Financial Planner | South Portland, Me | Aug 7, 2024 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Anne Marie Perley to Advice And Planning ServicesMar 19, 2024 · RIA to affiliated broker-dealer or bank
- Jessica Lynn Kreger to Charter Oak Capital ManagementAug 28, 2020 · RIA to RIA
Joined, latest
- Wesley Howard Mcneillie from Leconte Wealth Management, LLCAug 7, 2024 · RIA to RIA
- Gerrit Paul Petersons from Marble Trail AdvisorsAug 16, 2022 · RIA to RIA
- Anne Marie Perley from RBC Capital Markets, LLCJul 27, 2022 · Affiliated broker-dealer or bank to independent RIA
- Donovan Allen Ingle from Equitable Advisors, LLCDec 16, 2020 · Affiliated broker-dealer or bank to independent RIA
- Jessica Lynn Kreger from Bartley Financial Advisors, LLCSep 29, 2016 · Other
- David Michael Smith from Blackrock Financial Management, IncMar 5, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Meyers Tracey Daigle · Manager And Ccocontrolsince 01/2017 · owns 10% to 25%
- Michael David Smith · Managercontrolsince 02/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| South Portland, Me · principal | 4 | 0 | 0 | ||
| Portsmouth, Nh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Portsmouth, NH2 employees
What changed
consecutive filings, newest first
- Accounts · 865 to 903Mar 10, 2025 to Feb 20, 2026
- Charity clients · 1 to 2Mar 10, 2025 to Feb 20, 2026
- HNW clients · 134 to 141Mar 10, 2025 to Feb 20, 2026
- Individual clients · 78 to 87Mar 10, 2025 to Feb 20, 2026
- Discretionary RAUM · $385M to $438MMar 10, 2025 to Feb 20, 2026
- HNW RAUM · $367M to $400MMar 10, 2025 to Feb 20, 2026
- Individual RAUM · $32.8M to $41.1MMar 10, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $18.1M to $7.1MMar 10, 2025 to Feb 20, 2026
- Pension RAUM · $1.5M to $1.9MMar 10, 2025 to Feb 20, 2026
- RAUM · $403M to $445MMar 10, 2025 to Feb 20, 2026
- Accounts · 790 to 865Sep 27, 2024 to Mar 10, 2025
- Corporate clients · 0 to 1Sep 27, 2024 to Mar 10, 2025
- HNW clients · 110 to 134Sep 27, 2024 to Mar 10, 2025
- Individual clients · 87 to 78Sep 27, 2024 to Mar 10, 2025
- Pension plan clients · unset to 1.0Sep 27, 2024 to Mar 10, 2025
- Employees · 7 to 8Sep 27, 2024 to Mar 10, 2025
- Financial planning clients · 101-250 to 101-250Sep 27, 2024 to Mar 10, 2025
- Discretionary RAUM · $313M to $385MSep 27, 2024 to Mar 10, 2025
- HNW RAUM · $292M to $367MSep 27, 2024 to Mar 10, 2025
- Individual RAUM · $41.6M to $32.8MSep 27, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $20.9M to $18.1MSep 27, 2024 to Mar 10, 2025
- Pension RAUM · unset to 1460966.0Sep 27, 2024 to Mar 10, 2025
- RAUM · $334M to $403MSep 27, 2024 to Mar 10, 2025
- HQ city · PORTLAND to SOUTH PORTLANDFeb 9, 2024 to Sep 27, 2024
- Accounts · 782 to 790Sep 8, 2023 to Feb 9, 2024
- Charity clients · unset to 1.0Sep 8, 2023 to Feb 9, 2024
- HNW clients · 105 to 110Sep 8, 2023 to Feb 9, 2024
- Individual clients · 81 to 87Sep 8, 2023 to Feb 9, 2024
- Discretionary RAUM · $267M to $313MSep 8, 2023 to Feb 9, 2024
- HNW RAUM · $251M to $292MSep 8, 2023 to Feb 9, 2024
- Individual RAUM · $36.2M to $41.6MSep 8, 2023 to Feb 9, 2024
- Non-discretionary RAUM · $21.4M to $20.9MSep 8, 2023 to Feb 9, 2024
- Pension RAUM · 635117.0 to unsetSep 8, 2023 to Feb 9, 2024
- RAUM · $289M to $334MSep 8, 2023 to Feb 9, 2024
- Accounts · 847 to 782Jul 29, 2022 to Mar 17, 2023
- Advisory employees · 6 to 5Jul 29, 2022 to Mar 17, 2023
- HNW clients · 129 to 105Jul 29, 2022 to Mar 17, 2023
- Individual clients · 57 to 81Jul 29, 2022 to Mar 17, 2023
- Employees · 8 to 7Jul 29, 2022 to Mar 17, 2023
- State-registered IARs · 6 to 5Jul 29, 2022 to Mar 17, 2023
Signals
4 dated events
- Anne Marie Perley left Robinson Smith Wealth Advisors, Llc for Advice And Planning Services (registered 2024-04-11)Mar 19, 2024 · Advisor changed firm · fact
- Robinson Smith Wealth Advisors, Llc reported RAUM $288.5M, down 26% from $392.2M (2022-07-29 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- Preston David Robinson (Managing Member) no longer on Schedule A of Robinson Smith Wealth Advisors, Llc (listed 2022-07-29, absent 2023-03-17)Mar 17, 2023 · Control person left · inference
- Robinson Financial Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 14, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 207-874-9047reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 207-874-9840reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 603-427-8926reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/robinson-smith-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ROBINSONSMITHWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-874-9840reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026