DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• W••••• M••••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Aug 7, 2013 · 35 filings
SEC status approved since Aug 12, 2013
RAUM
$347M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$347M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$49.5M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$347M as of Mar 13, 2026
Jan 13, 2014$115M then
HNW client RAUM$242M as of Mar 13, 2026
Feb 15, 2018$94.6M then
State-registered IARs (5.B.3)6 as of Mar 13, 2026
Jan 13, 20143 then
Employees (5.A)11 as of Mar 13, 2026
Jan 13, 20146 then
Private funds: no history
RAUM +12% over the last fiscal year+18% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $49.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $396,852derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$242M70%
- Individuals$105M30%
- Charitable organizations$193,7280.1%
- Individual clients
- 254reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 874reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•• C••••• G•••• | Maryville, Tn | Aug 12, 2013 | 33 y | 2 |
| K•••• A• P•••••• | Maryville, Tn | Aug 12, 2013 | 25 y | 2 |
| J••••••• K•••• D•••••• | Maryville, Tn | Jan 5, 2015 | 11 y | 0 |
| A•••••••• L•••• W•••••• | Maryville, Tn | Aug 31, 2018 | 13 y | 0 |
| B•••• M•••••• B•••• | Maryville, Tn | May 9, 2025 | 10 y | 0 |
| D•••••• L•••••• W•••••• | Maryville, Tn | Jul 22, 2025 | 12 y | 4 |
| B••• S•••• B•••••• | Maryville, Tn | Mar 17, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- W••••• H••••• M•••••••• to R••••••• S•••• W••••• A•••••••• L••Apr 12, 2024 · RIA to RIA
- J••••••• A• O•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 15, 2014 · Other
Joined, latest
- D•••••• L•••••• W•••••• from M• H••••••• S••••••••• I•••Jul 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- W••••• H••••• M•••••••• from S••••••••• W••••• P•••••••Jan 26, 2022 · RIA to RIA
- K•••• A• P•••••• from C••••••••• F•••••••• N••••••Aug 12, 2013 · Affiliated broker-dealer or bank to a newly registered adviser
- H•• C••••• G•••• from C••••••••• F•••••••• N••••••Aug 12, 2013 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••••• A• O•••• from C••••••••• F•••••••• N••••••Aug 12, 2013 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• J•••••••• K•••• · Managing Membercontrolsince 01/2019 · owns 10% to 25%
- G••••• H••• C••••• · Managing Membercontrolsince 03/2007 · owns 25% to 50%
- P••••••• K••••• A• · Managing Member/Chief Compliance Officercontrolsince 03/2007 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maryville, Tn · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 13, 2026accounts (Item 5.F.2.f) moved from 301.0 to 874.0 (+190.0%) between the annual amendments of 2025-03-26 and 2026-03-13; the peer median change was +5.0% (3687 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 301 to 874Mar 26, 2025 to Mar 13, 2026
- Advisory employees · 4 to 6Mar 26, 2025 to Mar 13, 2026
- HNW clients · 59 to 78Mar 26, 2025 to Mar 13, 2026
- Individual clients · 240 to 254Mar 26, 2025 to Mar 13, 2026
- Employees · 10 to 11Mar 26, 2025 to Mar 13, 2026
- State-registered IARs · 4 to 6Mar 26, 2025 to Mar 13, 2026
- Discretionary RAUM · $309M to $346MMar 26, 2025 to Mar 13, 2026
- HNW RAUM · $203M to $242MMar 26, 2025 to Mar 13, 2026
- Individual RAUM · $106M to $105MMar 26, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $515,750 to $663,968Mar 26, 2025 to Mar 13, 2026
- RAUM · $310M to $347MMar 26, 2025 to Mar 13, 2026
- Accounts · 687 to 301Jan 31, 2025 to Mar 26, 2025
- Advisory employees · 5 to 4Jan 31, 2025 to Mar 26, 2025
- Charity clients · 5.0 to unsetJan 31, 2025 to Mar 26, 2025
- Corporate clients · 2.0 to unsetJan 31, 2025 to Mar 26, 2025
- HNW clients · 54 to 59Jan 31, 2025 to Mar 26, 2025
- Individual clients · 219 to 240Jan 31, 2025 to Mar 26, 2025
- Financial planning clients · 251-500 to 251-500Jan 31, 2025 to Mar 26, 2025
- State-registered IARs · 5 to 4Jan 31, 2025 to Mar 26, 2025
- Other offices · 0 to 1Jan 31, 2025 to Mar 26, 2025
- Discretionary RAUM · $261M to $309MJan 31, 2025 to Mar 26, 2025
- HNW RAUM · $175M to $203MJan 31, 2025 to Mar 26, 2025
- Individual RAUM · $80.0M to $106MJan 31, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $622,403 to $515,750Jan 31, 2025 to Mar 26, 2025
- RAUM · $262M to $310MJan 31, 2025 to Mar 26, 2025
- Related insurance company · false to trueJan 31, 2025 to Mar 26, 2025
- Accounts · 607 to 687Feb 22, 2023 to Feb 14, 2024
- Charity clients · 2 to 5Feb 22, 2023 to Feb 14, 2024
- Corporate clients · 1 to 2Feb 22, 2023 to Feb 14, 2024
- HNW clients · 50 to 54Feb 22, 2023 to Feb 14, 2024
- Individual clients · 192 to 219Feb 22, 2023 to Feb 14, 2024
- Employees · 9 to 10Feb 22, 2023 to Feb 14, 2024
- Discretionary RAUM · $208M to $261MFeb 22, 2023 to Feb 14, 2024
- HNW RAUM · $145M to $175MFeb 22, 2023 to Feb 14, 2024
- Individual RAUM · $58.5M to $80.0MFeb 22, 2023 to Feb 14, 2024
- Non-discretionary RAUM · $473,783 to $622,403Feb 22, 2023 to Feb 14, 2024
- RAUM · $209M to $262MFeb 22, 2023 to Feb 14, 2024
- Accounts · 547 to 607Feb 15, 2022 to Feb 22, 2023
- Charity clients · 3 to 2Feb 15, 2022 to Feb 22, 2023
- HNW clients · 47 to 50Feb 15, 2022 to Feb 22, 2023
Signals
2 dated events
- W••••• H••••• M•••••••• left L•••••• W••••• M••••••••• L•• for R••••••• S•••• W••••• A•••••••• L•• (registered 2024-08-07)Apr 12, 2024 · Advisor changed firm · fact
- L•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 7, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 865-379-8200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-236-6630reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/leconte-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (865) 379-8200reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026