DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• F•••• I••••••••• C••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 22, 2016 · 23 filings
SEC status approved since Mar 30, 2016
RAUM
$3.5B
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
28%
$966M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$291M
derived; firm RAUM over IAPD count
Employees
16
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.5B as of Mar 30, 2026
Mar 24, 2017$900M then
HNW client RAUM$927M as of Mar 30, 2026
Mar 29, 2018$440M then
State-registered IARs (5.B.3)10 as of Mar 30, 2026
Mar 24, 20176 then
Employees (5.A)16 as of Mar 30, 2026
Mar 24, 201715 then
Private funds: no history
RAUM +23% over the last fiscal year+16% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $291MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.9MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -35%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $425M, 201 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.5B71%
- High-net-worth individuals$927M27%
- Individuals$39.1M1.1%
- Charitable organizations$30.0M0.9%
- Corporations and businesses$28.2M0.8%
- Individual clients
- 82reported
- HNW clients
- 158reported
- Pension plan clients
- 128reported
- Charitable clients
- 9reported
- Accounts
- 1,034reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $425M for 201 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.28 fund_share=0.0 institutional_share=0.72 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••••• M•••• | Audubon, Pa | May 23, 1994 | 35 y | 0 |
| B•••• D•••• K••••• | Audubon, Pa | May 23, 1994 | 24 y | 0 |
| E••••• J••• M••••••••• | Audubon, Pa | Mar 22, 2002 | 34 y | 0 |
| S•••••• T••••• M••••••Certified Financial Planner | Audubon, Pa | Feb 7, 2007 | 19 y | 1 |
| R••••• E•••••••• K••••••Certified Financial Planner | Audubon, Pa | Feb 7, 2017 | 11 y | 1 |
| N••••• K•••• | Audubon, Pa | Mar 28, 2018 | 24 y | 0 |
| C••••• J••••• K••••Chartered Financial Analyst | Audubon, Pa | Apr 9, 2018 | 13 y | 0 |
| S••••• M•••••• B••••• | Audubon, Pa | Apr 28, 2023 | 12 y | 0 |
| W•••••• T•••• K•••••••• | Audubon, Pa | Sep 5, 2024 | 11 y | 0 |
| P••••• M•••••• V••••••• | Audubon, Pa | Apr 12, 2026 | 12 y | 1 |
| C•••••• M••••• | Audubon, Pa | Jul 1, 2026 | 10 y | 0 |
| M•••• T•••• M••••••Certified Financial Planner | Audubon, Pa | Aug 21, 2026 | 12 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• A••••• K•••• to H••••••• C•••••• A•••••••• L••Jan 2, 2018 · Other
Joined, latest
- P••••• M•••••• V••••••• from R•• F•••••••• A••••••• I••Apr 12, 2026 · RIA to RIA
- R••••• E•••••••• K•••••• from M••••• S••••••Feb 7, 2017 · Other
- S•••••• T••••• M•••••• from R••••••••• A•••• M••••••••• I•••Feb 7, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• P••••••• M•••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- L•••••• P••••••• R•••••• · Presidentcontrolsince 11/2024 · owns less than 5%
- M••••• M••••••• J••••• · Chairman/Ceocontrolsince 01/1989 · owns 50% to 75%
- M••••• S••• · Vice Chairmancontrolsince 12/2018 · owns 50% to 75%
- M••••••• M••••••• G•••••• · Secretarycontrolsince 12/2018 · owns less than 5%
- M••••••• S••••••• T••••• · Managing Directorcontrolsince 01/2026 · owns less than 5%
- H••••• T••••• B••••• M•••• · Treasurersince 12/2018 · owns less than 5%
Related persons
Schedule D 7.A
- V••••• F•••• F•••••••• G••••• I•••real estaten
- V••••• F•••• P•••••• M••••••••• I•••LP sponsorn
- V•• I• L••pooled vehicle sponsorn
- V•• I•• L••pooled vehicle sponsorn
- V•• V•••• L••pooled vehicle sponsorn
- V•• X• L••pooled vehicle sponsorn
- V•• X•• L••pooled vehicle sponsorn
- V•• X••• L••pooled vehicle sponsorn
- V•• X•••• L••pooled vehicle sponsorn
- V•• X••• L••pooled vehicle sponsorn
- V••• A••••••• L••investment advisern
- V••• I•• L••pooled vehicle sponsorn
- V••• I•• L••pooled vehicle sponsorn
- V••• I•• L••pooled vehicle sponsorn
- V•••• L••pooled vehicle sponsorn
Advisers that list V••••• F•••• I••••••••• C••••••••• I••• as a related person
- 299829 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Audubon, Pa · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $2,838,109,788 to $3,492,195,058, advisors 9 to 10, private clients 367 to 240, offices 0 to 0 (2025-03-25 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,362)
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 72% against a peer median of 3% (1362 comparable advisers, 99.0th percentile, 17.1 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 99% percentile
- control person changedChange between filings · filing Mar 30, 2026L•••••• P••••••• R•••••• (PRESIDENT) appeared on Schedule A between the filings of 2023-03-29 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026M••••• M••••••• J••••• (CHAIRMAN/CEO) left Schedule A between the filings of 2023-03-29 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- compensation changedChange between filings · filing Mar 30, 2026hourly charges (Item 5.E.2): no on the filing of 2025-03-25, yes on the filing of 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- RAUM · $2.8B to $3.5BMar 25, 2025 to Mar 30, 2026
- Accounts · 1,111 to 1,034Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 10 to 11Mar 25, 2025 to Mar 30, 2026
- Charity clients · 11 to 9Mar 25, 2025 to Mar 30, 2026
- HNW clients · 175 to 158Mar 25, 2025 to Mar 30, 2026
- Individual clients · 192 to 82Mar 25, 2025 to Mar 30, 2026
- Pension plan clients · 138 to 128Mar 25, 2025 to Mar 30, 2026
- Assets in custody · $389M to $425MMar 25, 2025 to Mar 30, 2026
- Employees · 14 to 16Mar 25, 2025 to Mar 30, 2026
- State-registered IARs · 9 to 10Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $720M to $852MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $787M to $927MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $67.4M to $39.1MMar 25, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.1B to $2.6BMar 25, 2025 to Mar 30, 2026
- Pension RAUM · $1.9B to $2.5BMar 25, 2025 to Mar 30, 2026
- Accounts · 1,106 to 1,111Jul 1, 2024 to Mar 25, 2025
- HNW clients · 166 to 175Jul 1, 2024 to Mar 25, 2025
- Individual clients · 189 to 192Jul 1, 2024 to Mar 25, 2025
- Pension plan clients · 141 to 138Jul 1, 2024 to Mar 25, 2025
- Assets in custody · $217M to $389MJul 1, 2024 to Mar 25, 2025
- Employees · 15 to 14Jul 1, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 26-50Jul 1, 2024 to Mar 25, 2025
- State-registered IARs · 8 to 9Jul 1, 2024 to Mar 25, 2025
- Other offices · 1 to 0Jul 1, 2024 to Mar 25, 2025
- Discretionary RAUM · $637M to $720MJul 1, 2024 to Mar 25, 2025
- HNW RAUM · $714M to $787MJul 1, 2024 to Mar 25, 2025
- Individual RAUM · $63.6M to $67.4MJul 1, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.9B to $2.1BJul 1, 2024 to Mar 25, 2025
- Pension RAUM · $1.7B to $1.9BJul 1, 2024 to Mar 25, 2025
- RAUM · $2.5B to $2.8BJul 1, 2024 to Mar 25, 2025
- Related insurance company · false to trueJul 1, 2024 to Mar 25, 2025
- Accounts · 1,085 to 1,106Jul 6, 2023 to Mar 27, 2024
- Charity clients · 7 to 11Jul 6, 2023 to Mar 27, 2024
- Corporate clients · 9 to 7Jul 6, 2023 to Mar 27, 2024
- HNW clients · 150 to 166Jul 6, 2023 to Mar 27, 2024
- Individual clients · 203 to 189Jul 6, 2023 to Mar 27, 2024
- Pension plan clients · 143 to 141Jul 6, 2023 to Mar 27, 2024
- Assets in custody · $159M to $217MJul 6, 2023 to Mar 27, 2024
- Financial planning clients · 26-50 to 11-25Jul 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $565M to $637MJul 6, 2023 to Mar 27, 2024
Signals
6 dated events
- M•••••• Patrick Lannon (Chief Compliance Officer) appeared on Schedule A of V••••• F•••• I••••••••• C••••••••• I•••Mar 29, 2023 · Control person joined · fact
- V••••• F•••• I••••••••• C••••••••• I••• reported RAUM $2.1B, up 33% from $1.6B (2020-06-02 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- V••••• F•••• I••••••••• C••••••••• I••• reported RAUM $1.6B, up 28% from $1.3B (2020-01-15 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- Marie Karen Beyer (Trustee) no longer on Schedule A of V••••• F•••• I••••••••• C••••••••• I••• (listed 2019-12-05, absent 2020-01-15)Jan 15, 2020 · Control person left · inference
- V••••• F•••• I••••••••• C••••••••• I••• reported RAUM $1.2B, up 35% from $900.2M (2017-03-24 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- V••••• F•••• I••••••••• C••••••••• I••• filed its initial SEC registration (Form ADV)Mar 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@vffg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 484-251-4921reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-783-6650reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/valley-forge-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- VFFG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-783-6650reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- vffg.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $291Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026