DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• C••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since May 30, 2003
RAUM
$1.4B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
44%
$603M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$275M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.4B as of Mar 27, 2026
Mar 29, 2012$477M then
HNW client RAUM$603M as of Mar 27, 2026
Mar 28, 2018$188M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 27, 20130 then
Employees (5.A)9 as of Mar 27, 2026
Mar 27, 20138 then
Private funds7 as of Mar 27, 2026
Mar 29, 20125 then
RAUM +21% over the last fiscal year+15% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $275MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $24.1MderivedHNW RAUM over HNW clients
- Average account
- $13.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $928M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$706M51%
- High-net-worth individuals$603M44%
- Charitable organizations$39.6M2.9%
- Corporations and businesses$26.0M1.9%
- Individual clients
- n/areported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 106reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $928M for 31 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.44 fund_share=0.51 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• A•••••• N•••••• | Greensboro, Nc | Mar 2, 2023 | 23 y | 5 |
| E••••• G••••• P••••••Chartered Financial Analyst | Greensboro, Nc | Mar 2, 2023 | 11 y | 0 |
| M•••••• W••••• D••••••Chartered Financial Analyst | Greensboro, Nc | Mar 2, 2023 | 10 y | 0 |
| J••• H•• | Greensboro, Nc | Aug 12, 2025 | 12 y | 1 |
| P•••••• L•••• P•••••••Certified Financial Planner | Greensboro, Nc | Sep 11, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• H•• from J••• M••••• S••••••••• L••Aug 12, 2025 · Wirehouse to independent RIA
- R••• A•••••• N•••••• from W•••• F•••• A•••••••Mar 2, 2023 · Wirehouse to independent RIA
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• M••••••••• P•••••••• L••• | Hedge Fund | $453M | 128 | Mar 29, 2012 |
| G•••••••• M••••••••• G••••• P•••••••• L••• | Hedge Fund | $98.7M | 20 | Mar 29, 2012 |
| G•••••••• P•••••• E••••• P••••••• I••• L••• | Hedge Fund | $85.5M | 24 | Mar 25, 2022 |
| G•••••••• E••••• P•••••••• L••• | Hedge Fund | $80.0M | 32 | Mar 29, 2012 |
| G•••••••• P•••••• E••••• P••••••• I•• L••• | Hedge Fund | $54.2M | 16 | Mar 30, 2020 |
| G•••••••• I••••••••• F••• I• L••• | Hedge Fund | $18.2M | 24 | Mar 28, 2018 |
| G•••••••• P•••••• E••••• P•••••••• L••• | Hedge Fund | $13.9M | 10 | Mar 29, 2012 |
| G•••••••• O••••••••• P•••••••• L•••no longer reported | Hedge Fund | $1.4M | 6 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• M••••••• W••••• · Principalcontrolsince 01/2021 · owns 10% to 25%
- H••••••••• S••••••• C•••• · Ownercontrolsince 01/2019 · owns 10% to 25%
- L•••••• P•••••• A•••••••• · Chairman, Chief Executive Officer, & Chief Investment Officercontrolsince 01/2019 · owns 25% to 50%
- L••••• S••••••• C•••••• · Chief Financial Officercontrolsince 12/2021 · owns 10% to 25%
- N••••••• R•••• A•••••• · Principalcontrolsince 01/2023 · owns 10% to 25%
- P••••••• E•••••• G••••• · President & Chief Compliance Officercontrolsince 12/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
- G••• A••••••••• L•••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensboro, Nc · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026H••••••••• S••••••• C•••• (OWNER) left Schedule A between the filings of 2024-03-21 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 83 to 106Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 6 to 7Mar 27, 2025 to Mar 27, 2026
- Corporate clients · 6 to 7Mar 27, 2025 to Mar 27, 2026
- HNW clients · 19 to 25Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $710M to $928MMar 27, 2025 to Mar 27, 2026
- Employees · 8 to 9Mar 27, 2025 to Mar 27, 2026
- State-registered IARs · 3 to 5Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $770M to $1.0BMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $482M to $603MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $365M to $329MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $585M to $706MMar 27, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.4BMar 27, 2025 to Mar 27, 2026
- Accounts · 62 to 83Aug 1, 2024 to Mar 27, 2025
- Advisory employees · 7 to 6Aug 1, 2024 to Mar 27, 2025
- Charity clients · 3.0 to unsetAug 1, 2024 to Mar 27, 2025
- Corporate clients · 5 to 6Aug 1, 2024 to Mar 27, 2025
- HNW clients · 15 to 19Aug 1, 2024 to Mar 27, 2025
- Assets in custody · $622M to $710MAug 1, 2024 to Mar 27, 2025
- Employees · 10 to 8Aug 1, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Aug 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $692M to $770MAug 1, 2024 to Mar 27, 2025
- HNW RAUM · $441M to $482MAug 1, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $361M to $365MAug 1, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $540M to $585MAug 1, 2024 to Mar 27, 2025
- RAUM · $1.1B to $1.1BAug 1, 2024 to Mar 27, 2025
- Assets in custody · $620M to $622MMar 21, 2024 to Aug 1, 2024
- Discretionary RAUM · $689M to $692MMar 21, 2024 to Aug 1, 2024
- Pooled vehicle RAUM · $538M to $540MMar 21, 2024 to Aug 1, 2024
- RAUM · $1.1B to $1.1BMar 21, 2024 to Aug 1, 2024
- Accounts · 25 to 62Mar 24, 2023 to Mar 21, 2024
- Charity clients · unset to 3.0Mar 24, 2023 to Mar 21, 2024
- Corporate clients · unset to 5.0Mar 24, 2023 to Mar 21, 2024
- HNW clients · 10 to 15Mar 24, 2023 to Mar 21, 2024
- Assets in custody · $553M to $620MMar 24, 2023 to Mar 21, 2024
- Employees · 11 to 10Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $585M to $689MMar 24, 2023 to Mar 21, 2024
- HNW RAUM · $354M to $441MMar 24, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $326M to $361MMar 24, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $509M to $538MMar 24, 2023 to Mar 21, 2024
- RAUM · $911M to $1.1BMar 24, 2023 to Mar 21, 2024
Signals
5 dated events
- Addison Ryan Newkirk (Principal) appeared on Schedule A of G•••••••• C••••••• I•••Mar 21, 2024 · Control person joined · fact
- Lester Robert Bean (Vp Of Finance) no longer on Schedule A of G•••••••• C••••••• I••• (listed 2022-03-25, absent 2023-03-24)Mar 24, 2023 · Control person left · inference
- Ruffin Robert King (Principal) no longer on Schedule A of G•••••••• C••••••• I••• (listed 2021-03-26, absent 2021-12-21)Dec 21, 2021 · Control person left · inference
- Charles Stewart Lynam (Chief Financial Officer) appeared on Schedule A of G•••••••• C••••••• I•••Dec 21, 2021 · Control person joined · fact
- Walker Michael Dinkins (Principal) appeared on Schedule A of G•••••••• C••••••• I•••Mar 26, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- G•••••••• C••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- i•••@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 336-273-8544reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/granville-capital-inc./aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••••••CAPITALINC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 336-273-8544reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $275Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026