DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Davidson Fixed Income Management, Inc.

Former SEC-registered adviserDenver, ColoradoCRD 127844SEC 801-62264IAPD
Latest filing Dec 19, 2022
First filing on the tape Nov 21, 2011 · 26 filings
RAUM
$687M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$687M as of Dec 19, 2022
Nov 21, 2011$5.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Dec 19, 2022
Dec 21, 20120 then
Employees (5.A)7 as of Dec 19, 2022
Dec 21, 201232 then
Private funds: no history
RAUM -38% over the last fiscal year-13% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Dec 19, 2022; every figure names its basis
RAUM per advisor
$115MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$172MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-38%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$682M99%
  • State and municipal entities$5.4M0.8%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ann Jacqueline Beauprez · Chief Compliance Officercontrol
    since 04/2018 · owns less than 5%
  • Paul Steven Condon · President, Davidson Fixed Income Management, Inc. And Asset Management And Trust, Directorcontrol
    since 12/2016 · owns less than 5%
  • Todd Lawrence Martinez · Ceo, D.A. Davidson Companies, Directorcontrol
    since 02/2022 · owns less than 5%
  • Michael Scott Witeby · Directorcontrol
    since 11/2019 · owns less than 5%
Entity owners
  • D.A. Davidson Companies · Owner
    direct · owns 75% or more
  • D.A. Davidson Trust Company · Trustee
    indirect · owns 25% to 50% of Employee Stock Ownership Plan And Trust
  • Employee Stock Ownership Plan And Trust · Shareholder
    indirect · owns 25% to 50% of D.A. Davidson Companies
Related persons
Schedule D 7.A
Advisers that list Davidson Fixed Income Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
  • Portland, OR2 employees
What changed
consecutive filings, newest first
  • Accounts · 9 to 4
    Dec 21, 2021 to Dec 19, 2022
  • Discretionary RAUM · $1.1B to $687M
    Dec 21, 2021 to Dec 19, 2022
  • RAUM · $1.1B to $687M
    Dec 21, 2021 to Dec 19, 2022
  • Accounts · 10 to 9
    Dec 22, 2020 to Dec 21, 2021
  • Discretionary RAUM · $1.1B to $1.1B
    Dec 22, 2020 to Dec 21, 2021
  • RAUM · $1.1B to $1.1B
    Dec 22, 2020 to Dec 21, 2021
  • BD registered reps · 5 to 6
    Dec 18, 2019 to Dec 22, 2020
  • Employees · 6 to 7
    Dec 18, 2019 to Dec 22, 2020
  • State-registered IARs · 5 to 6
    Dec 18, 2019 to Dec 22, 2020
  • Discretionary RAUM · $1.0B to $1.1B
    Dec 18, 2019 to Dec 22, 2020
  • RAUM · $1.0B to $1.1B
    Dec 18, 2019 to Dec 22, 2020
  • Accounts · 12 to 10
    Dec 21, 2018 to Dec 18, 2019
  • Discretionary RAUM · $1.0B to $1.0B
    Dec 21, 2018 to Dec 18, 2019
  • RAUM · $1.0B to $1.0B
    Dec 21, 2018 to Dec 18, 2019
  • BD registered reps · 3 to 5
    Apr 6, 2018 to Dec 21, 2018
  • Employees · 3 to 6
    Apr 6, 2018 to Dec 21, 2018
  • Insurance-licensed employees · 3 to 5
    Apr 6, 2018 to Dec 21, 2018
  • State-registered IARs · 3 to 5
    Apr 6, 2018 to Dec 21, 2018
  • Discretionary RAUM · $1.1B to $1.0B
    Apr 6, 2018 to Dec 21, 2018
  • RAUM · $1.1B to $1.0B
    Apr 6, 2018 to Dec 21, 2018
  • Accounts · 4 to 12
    Dec 15, 2016 to Dec 22, 2017
  • Employees · 4 to 3
    Dec 15, 2016 to Dec 22, 2017
  • Insurance-licensed employees · 2 to 3
    Dec 15, 2016 to Dec 22, 2017
  • Other offices · unset to 1.0
    Dec 15, 2016 to Dec 22, 2017
  • Discretionary RAUM · $1.4B to $1.1B
    Dec 15, 2016 to Dec 22, 2017
  • RAUM · $1.4B to $1.1B
    Dec 15, 2016 to Dec 22, 2017
  • Accounts · 58 to 4
    May 26, 2016 to Dec 15, 2016
  • Advisory employees · 6 to 3
    May 26, 2016 to Dec 15, 2016
  • Advisory activities · 4 to 2
    May 26, 2016 to Dec 15, 2016
  • BD registered reps · 6 to 3
    May 26, 2016 to Dec 15, 2016
  • Assets in custody · 1997064874.0 to unset
    May 26, 2016 to Dec 15, 2016
  • Custody of client assets · true to false
    May 26, 2016 to Dec 15, 2016
  • Employees · 9 to 4
    May 26, 2016 to Dec 15, 2016
  • State-registered IARs · 5 to 3
    May 26, 2016 to Dec 15, 2016
  • Discretionary RAUM · $3.8B to $1.4B
    May 26, 2016 to Dec 15, 2016
  • Non-discretionary RAUM · $692M to $0
    May 26, 2016 to Dec 15, 2016
  • RAUM · $4.5B to $1.4B
    May 26, 2016 to Dec 15, 2016
  • Accounts · 51 to 58
    Dec 24, 2015 to May 26, 2016
  • Discretionary RAUM · $3.7B to $3.8B
    Dec 24, 2015 to May 26, 2016
  • Non-discretionary RAUM · $655M to $692M
    Dec 24, 2015 to May 26, 2016
Signals
9 dated events
  • Jacqueline Ann Beauprez left Davidson Fixed Income Management, Inc. for D.A. Davidson & Co. (registered 2026-01-05)
    Mar 10, 2023 · Advisor changed firm · fact
  • Timothy Elliott Iltz left Davidson Fixed Income Management, Inc. for Davidson Investment Advisors, Inc. (registered 2015-04-02)
    Mar 7, 2023 · Advisor changed firm · fact
  • Vasilios D Gerasopoulos left Davidson Fixed Income Management, Inc. for National Investment Services Of America, Llc (registered 2024-08-20)
    Mar 7, 2023 · Advisor changed firm · fact
  • Davidson Fixed Income Management, Inc. reported RAUM $687.3M, down 38% from $1.1B (2021-12-21 to 2022-12-19)
    Dec 19, 2022 · RAUM change · derived
  • Todd Lawrence Martinez (Ceo, D.A. Davidson Companies, Director) appeared on Schedule A of Davidson Fixed Income Management, Inc.
    Dec 19, 2022 · Control person joined · fact
  • Patrick James Kerr (Director And Ceo Of Parent Company) no longer on Schedule A of Davidson Fixed Income Management, Inc. (listed 2021-12-21, absent 2022-12-19)
    Dec 19, 2022 · Control person left · inference
  • Steven Thomas Nelson (Director) no longer on Schedule A of Davidson Fixed Income Management, Inc. (listed 2018-12-21, absent 2019-12-18)
    Dec 18, 2019 · Control person left · inference
  • Michael Scott Witeby (Director) appeared on Schedule A of Davidson Fixed Income Management, Inc.
    Dec 18, 2019 · Control person joined · fact
  • Davidson Fixed Income Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Apr 30, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026