DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• W••••• C•••••• L••
Latest filing Aug 4, 2026
First filing on the tape May 3, 2017 · 16 filings
SEC status approved since May 19, 2017
RAUM
$433M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$418M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$433M as of Aug 4, 2026
Mar 29, 2018$188M then
HNW client RAUM$377M as of Aug 4, 2026
Mar 29, 2018$182M then
State-registered IARs (5.B.3)3 as of Aug 4, 2026
Mar 29, 20182 then
Employees (5.A)4 as of Aug 4, 2026
Mar 29, 20183 then
Private funds: no history
RAUM -35% over the last fiscal year-11% a year over threeIARs 5 to 3
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $814,419derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$377M89%
- Individuals$41.1M9.7%
- Corporations and businesses$2.9M0.7%
- Charitable organizations$1.3M0.3%
- Individual clients
- 59reported
- HNW clients
- 117reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 532reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• T••••• W•••• | Atlanta, Ga | Apr 5, 2016 | 19 y | 5 |
| B•••••• S••••• M•••••Certified Financial Planner | Atlanta, Ga | Apr 5, 2016 | 19 y | 4 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 67% of current headcount4 left over 36 months
Left, latest
- M•••••• H•••• R••••••• to H•••••••• C•••••• P•••••••Feb 10, 2026 · RIA to a newly registered adviser
- D••••• C•••••• H••• to H•••••••• C•••••• P•••••••Feb 10, 2026 · RIA to a newly registered adviser
- T•••••• S••• D••••••• to A••••• I••••••••• M••••••••• L••Mar 27, 2025 · Other
- M•••••• D••••• R•••• to A••••• I••••••••• M••••••••• L••Nov 16, 2023 · Other
Joined, latest
- M•••••• H•••• R••••••• from A•••• C•••••• P•••••••• L••May 20, 2021 · RIA to RIA
- D••••• C•••••• H••• from N••••••• H•••••• • C••••••• L••May 20, 2021 · RIA to RIA
- M•••••• D••••• R•••• from B••••••• C•••••• M••••••••• L••Nov 13, 2018 · RIA to RIA
- M•••••• T••••• W•••• from M••••• S••••••Jun 20, 2014 · Other
- B•••••• S••••• M••••• from G•••••• B•••••••• L••Jun 16, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for H•••••••• C•••••• P•••••••Feb 10, 2026 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• B••••••• S••••• · Member & Chief Compliance Officercontrolsince 05/2014 · owns 25% to 50%
- R•••••••• M••••••• H•••• · Membercontrolsince 04/2021 · owns 25% to 50%
- W••••• M••••••• T••••• · Membercontrolsince 06/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 3 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Aug 4, 2026RAUM per registered advisor of $144,423,572 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.1 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 98% percentile
- advisor count dropChange between filings · filing Mar 25, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was 0.0% (965 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 2.6% percentile
What changed
consecutive filings, newest first
- Accounts · 997 to 532Mar 25, 2026 to Aug 4, 2026
- HNW clients · 154 to 117Mar 25, 2026 to Aug 4, 2026
- Individual clients · 102 to 59Mar 25, 2026 to Aug 4, 2026
- Assets in custody · $320,648 to $320,159Mar 25, 2026 to Aug 4, 2026
- Discretionary RAUM · $803M to $417MMar 25, 2026 to Aug 4, 2026
- HNW RAUM · $725M to $377MMar 25, 2026 to Aug 4, 2026
- Individual RAUM · $76.1M to $41.1MMar 25, 2026 to Aug 4, 2026
- Non-discretionary RAUM · $21.2M to $16.5MMar 25, 2026 to Aug 4, 2026
- RAUM · $824M to $433MMar 25, 2026 to Aug 4, 2026
- Accounts · 878 to 997Mar 28, 2025 to Mar 25, 2026
- Advisory employees · 6 to 3Mar 28, 2025 to Mar 25, 2026
- HNW clients · 139 to 154Mar 28, 2025 to Mar 25, 2026
- Individual clients · 86 to 102Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $274,780 to $320,648Mar 28, 2025 to Mar 25, 2026
- Employees · 6 to 4Mar 28, 2025 to Mar 25, 2026
- State-registered IARs · 5 to 3Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $649M to $803MMar 28, 2025 to Mar 25, 2026
- HNW RAUM · $602M to $725MMar 28, 2025 to Mar 25, 2026
- Individual RAUM · $39.4M to $76.1MMar 28, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $14.7M to $21.2MMar 28, 2025 to Mar 25, 2026
- RAUM · $664M to $824MMar 28, 2025 to Mar 25, 2026
- RAUM · $573M to $664MMar 29, 2024 to Mar 28, 2025
- Accounts · 803 to 878Mar 29, 2024 to Mar 28, 2025
- BD registered reps · 5 to 0Mar 29, 2024 to Mar 28, 2025
- Charity clients · 2.0 to unsetMar 29, 2024 to Mar 28, 2025
- Corporate clients · 2.0 to unsetMar 29, 2024 to Mar 28, 2025
- HNW clients · 131 to 139Mar 29, 2024 to Mar 28, 2025
- Individual clients · 76 to 86Mar 29, 2024 to Mar 28, 2025
- Pension plan clients · unset to 0.0Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $1.5M to $274,780Mar 29, 2024 to Mar 28, 2025
- Insurance-licensed employees · 5 to 0Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 26-50 to 51-100Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $557M to $649MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $528M to $602MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $22.3M to $39.4MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $16.1M to $14.7MMar 29, 2024 to Mar 28, 2025
- Accounts · 724 to 803Mar 28, 2023 to Mar 29, 2024
- Advisory activities · 2 to 3Mar 28, 2023 to Mar 29, 2024
- BD registered reps · 0 to 5Mar 28, 2023 to Mar 29, 2024
- Charity clients · unset to 2.0Mar 28, 2023 to Mar 29, 2024
Signals
11 dated events
- W••••••• W••••• C•••••• L•• reported RAUM $433.3M, down 47% from $824.3M (2026-03-25 to 2026-08-04)Aug 4, 2026 · RAUM change · derived
- D••••• C•••••• H••• left W••••••• W••••• C•••••• L•• for H•••••••• C•••••• P••••••• (registered 2026-01-13)Feb 10, 2026 · Advisor changed firm · fact
- M•••••• H•••• R••••••• left W••••••• W••••• C•••••• L•• for H•••••••• C•••••• P••••••• (registered 2026-01-13)Feb 10, 2026 · Advisor changed firm · fact
- 2 advisors left W••••••• W••••• C•••••• L•• (Atlanta, GA) for H•••••••• C•••••• P••••••• on the same dayFeb 10, 2026 · Team lift-out · derived
- T•••••• S••• D••••••• left W••••••• W••••• C•••••• L•• for A••••• I••••••••• M••••••••• L•• (registered 2022-09-15)Mar 27, 2025 · Advisor changed firm · fact
- M•••••• D••••• R•••• left W••••••• W••••• C•••••• L•• for A••••• I••••••••• M••••••••• L•• (registered 2022-09-19)Nov 16, 2023 · Advisor changed firm · fact
- W••••••• W••••• C•••••• L•• reported RAUM $609.3M, down 35% from $943.9M (2022-03-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- W••••••• W••••• C•••••• L•• reported RAUM $943.9M, up 70% from $555.5M (2021-09-20 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Hayes Michael Rollauer (Member) appeared on Schedule A of W••••••• W••••• C•••••• L••Mar 30, 2022 · Control person joined · fact
- W••••••• W••••• C•••••• L•• reported RAUM $407.3M, up 117% from $187.8M (2018-03-29 to 2019-03-19)Mar 19, 2019 · RAUM change · derived
- W••••••• W••••• C•••••• L•• filed its initial SEC registration (Form ADV)May 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 216-920-4800reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-502-8177reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-731-9870reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/waypoint-wealth-counselreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-955-7481reportedpublic record, Form ADV, Aug 4, 2026
- Contact form
- mai.capital/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026